United States v. Jones

444 F.3d 430, 2006 U.S. App. LEXIS 7545, 2006 WL 766691
Court of Appeals for the Fifth Circuit·Decided March 27, 2006·No. 05-60152·Published·Cited by 218 cases

Opinion

OWEN, Circuit Judge:

Robert Jones pleaded guilty to possession of child pornography in violation of 18 U.S.C § 2252A(a)(5)(B). At sentencing, which occurred after the United States Supreme Court decided United States v. Booker, 1 the district court sentenced Jones to the statutory maximum prison term of 120 months, 2 which was beyond the 46-to-57 month range calculated under the Guidelines. Jones challenges his sentence on three grounds, claiming, for the first time on appeal, that (1) in violation of Federal Rule of Criminal Procedure 32(h), he did not receive notice before sentencing that an upward departure was contemplated or notice of the grounds for that departure, (2) the district court based its decision to depart upwardly on impermissible factors, and (3) the sentence is unreasonable. Because we conclude that plain error has not been shown, we affirm Jones’s sentence.

I

Jones pleaded guilty to the possession of child pornography that has been transported in interstate commerce, which constitutes a violation of 18 U.S.C. § 2252A(a)(5)(B). At his plea hearing, Jones specifically admitted to each element that established this crime, and he also admitted to all facts contained in the presentence report (“PSR”). Prior to the sentencing hearing, the Supreme Court decided Booker, which rendered the Sentencing Guidelines effectively advisory. 3 The district court understood the Guidelines to be advisory at the time of sentencing and upwardly departed from the range calculated under the Guidelines citing several factors including prior arrests that did not result in convictions and “aggravating circumstances ... not adequately taken into consideration by the sentencing commission.” Jones appeals his sentence.

II

Because the issue of whether the district court considered impermissible factors in deciding to depart upwardly from the Guidelines range informs our consideration of Jones’s other contentions, we turn to it first. The PSR prepared by United States Probation reflects that Jones was indicted on February 26, 2004 for allegedly possessing child pornography on January 28, 2004. On February 22, 2004, he was arrested on state charges of two counts of sexual battery based on allegations that he inserted his penis in the mouth of a five-year-old and in the mouth of a six-year-old while babysitting. The PSR also reflected that Jones had been charged in 1993 with the rape of his four-year-old niece but that those charges had been dismissed. The sentencing hearing for Jones’s conviction of the federal crime at issue in this case was held in March 2005. The two state sexual battery charges were pending at that time.

*434 United States Probation determined Jones’s base offense level to be 15 pursuant to U.S.S.G. § 2G2.4. After certain enhancements 4 and a three-point reduction for acceptance of responsibility, Jones’s total offense level was calculated to be 23. Because Jones had a criminal history category of I, the Guidelines imprisonment range was 46 to 57 months. 5

The district court did not include a written statement in the judgment setting forth the reasons for the upward departure but did orally state its reasons at the sentencing hearing. It is clear the court considered the prior arrests in deciding to impose the maximum statutory sentence. 6 The Guidelines expressly provide in a policy statement that “[a] prior arrest record itself shall not be considered for purposes of an upward departure ....” 7 While the Guidelines contemplate that a district court may base an upward departure on “[pjrior similar adult criminal conduct not resulting in a criminal conviction,” 8 they also contemplate that there must be “reliable information” of such conduct. 9 Arrests, standing alone, do not constitute reliable information under either the Guidelines or our precedent pre-dating the Guidelines. 10 The district court did not find that Jones actually committed the rape of a child in 1993 or that Jones committed the sexual batteries of which he had been accused at the time of sentencing. Had there been such findings, supported by evidence, the district court could have considered those facts in determining the likelihood that Jones would commit crimes in the future. But absent such evidence and findings, it was error to take the mere fact of prior arrests into account. The government’s contentions to the contrary are not well-taken.

Ill

Had Jones apprised the district court of his objection to consideration of prior arrests, we would have a roadmap from the *435 Supreme Court, at least prior to the Booker decision. In Williams v. United States, the district court had erred in relying on prior arrests among other factors in imposing an upward departure. 11 The Supreme Court granted certiorari to decide “whether a reviewing court may affirm a sentence in which a district court’s departure from the guideline range is based on both valid and invalid factors.” 12

The Court explained that in reviewing a departure from a Guidelines range “the reviewing court is obliged to conduct two separate inquiries.” 13 The first is under 18 U.S.C. § 3742(f)(1). 14 If the sentence was “imposed either in violation of law or as a result of an incorrect application of the Guidelines,” a remand is required. 15 If remand is not required under that section, the reviewing court should determine under § 3742(f)(2) if “the resulting sentence [is] an unreasonably high or low departure from the relevant guideline range.” 16 Accordingly, we first consider § 3742(f)(1).

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United States v. Jones, 444 F.3d 430, 2006 U.S. App. LEXIS 7545, 2006 WL 766691 (5th Cir. 2006).

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