United States v. Johnson

22 C.M.A. 424
CourtUnited States Court of Military Appeals
DecidedAugust 10, 1973
DocketNo. 26,708
StatusPublished
Cited by2 cases

This text of 22 C.M.A. 424 (United States v. Johnson) is published on Counsel Stack Legal Research, covering United States Court of Military Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Johnson, 22 C.M.A. 424 (cma 1973).

Opinions

OPINION OF THE COURT

Daeden, Chief Judge:

In this case, the accused contends that the Government denied him permission to retain at government expense a civilian psychiatrist to assist in the preparation and presentation of his defense.

Charged with premeditated murder, the accused was represented by appointed counsel, military counsel he selected, and civilian counsel. Civilian counsel was in charge of the defense but was not present at the initial Article 39(a) hearings.

On April 16, 1971, prior to the trial, the accused was interviewed by Major Jeffrey S. Schwam, a military psychiatrist, but elected to remain silent. No psychiatric evaluation could be accomplished. On May 21, 1971, a psychiatric board convened to examine the accused. He again elected to remain silent and refused to communicate at all with the board. The board was unable to reach any conclusions regarding his mental state. These examinations were conducted solely because of the serious nature of the charge against the accused.

The refusal of the accused to communicate with the psychiatric board resulted from the advice of individual military counsel, who believed that he should first discuss the situation with civilian counsel.

At the initial Article 39(a) hearing, the military judge suggested a psychiatric evaluation was in order because of the serious charge against the accused. The Government indicated its willingness to have the accused fully examined before a psychiatric board. During an adjournment of the proceedings, appointed counsel requested, on October 20, 1971, that the Government provide funds to employ a civilian psychiatrist to examine the accused. Counsel withdrew the request 2 days later. On October 22, 1971, the request was renewed by individual military counsel. On October 27, the convening authority denied the request for funds. He noted that the accused had previously "refused to cooperate with a sanity board,” thus precluding an evaluation, but offered to convene another board to examine the accused. Individual counsel also sought to have the accused examined by a civilian psychiatric consultant to the local Army hospital. This request was also denied.

When the Article 39(a) hearing reconvened, the defense requested a military and civilian examination of the accused. Alleging that he had been informed by a psychiatrist that reading the accused his rights would inhibit the accused and prevent a diagnosis, individual military counsel stated that the Government had originally offered alternative examinations without any Article 31 warning by either a military psychiatrist or a civil[426]*426ian associate at the Army hospital. Conceding that he may have misunderstood the proffered alternatives, individual military counsel stated that the Government had now withdrawn them and offered only a full psychiatric board examination. As an alternative to this, the defense once more moved for examination of the accused by the civilian associate psychiatrist or to have a civilian psychiatrist employed at government expense for that purpose. The military judge denied the motion, declaring that sufficient grounds had not been shown for the necessity of such an examination and that he had no authority to direct a psychiatric examination by a particular psychiatrist.

Individual counsel then moved for a military psychiatric examination without advising the accused of his Article 31 rights. In connection with this request, counsel stated that discussions with the accused led him to doubt the accused’s mental capacity to stand trial. Accepting this as evidence requiring a mental evaluation of the accused, the military judge entered an order directing that the accused be examined psychiatrically and, in order to protect his rights, that the following conditions be imposed:

a. No information secured during the examination or board proceedings was to be publicized in advance of presentation in court or termination of the trial.

b. No person examining the accused was to disclose to the trial counsel the substance of any disclosure made by the accused during the examination.

c. Any report of the examination was not to be related to anyone outside technical medical channels without the approval of the court, and the report was to be submitted to the court upon its completion.

The military judge added that, upon receiving the report, "this court will sanitize it and give the appropriate portions to the government;. . . the government is really only concerned with ... the three questions [regarding sanity]. If you want a confession you can send the man to the CID right now. We only want an examination to determine his responsibility and capacity, and that’s what I am concerned with.”

In accordance with the judge’s order, the accused was examined by a psychiatric board under the prescribed conditions and found to be both capable and responsible. A copy of the board’s findings was furnished to the court. At a final Article 39(a) hearing at which all defense counsel were present, civilian counsel stated that, in view of the lack of provision for the Government to pay for a civilian psychiatric examination and the financial condition of the accused and his family, no civilian psychiatrist had examined the accused. He added, that, in light of the military psychiatric report "coupled with the timing involved, I would say that at this time we would waive any civilian examination of the accused, unless the same could be done today or tomorrow, and I don’t think that is possible.” Counsel then rejected an offer of a continuance to seek such an examination, again declaring that "we need not at this time pursue it.”

Appellate defense counsel contend that the accused’s major goal at trial was to obtain an independent, thorough, knowledgeable, and intelligent evaluation of his mental condition and that this goal could be attained only by a civilian psychiatrist acting on behalf of the defense, not on behalf of the Government or the court. Counsel find authority for furnishing the accused with a civilian psychiatrist in 18 U.S.C. § 3006A(e) and paragraph 116, Manual for Courts-Martial, United States, 1969 (Rev.). In addition, they argue that statements made by the accused to military psychiatrists are not privileged, that the reading of Article 31 to the accused inhibits the psychiatrist-patient relationship during an interview, and that their military rank prohibits a meaningful probe of his condition. Finally, they characterize a military psychiatric examination as a means of forced discovery by the Government during the examination.

Paragraphs 121-124, MCM, provide for the convening of a medical board either before, during, or after trial, to determine the mental responsibility and capacity of the accused. The board members do not act for the Government or for the accused. Their objective

"is not to prove by evidence wrested [427]*427from a defendant whether he is guilty as charged but, rather, to prove whether a defendant possesses the requisite mentality to be guilty as charged, assuming that his guilt is otherwise established, or whether, legally, he cannot be held criminally responsible, irrespective of what other proof may establish he has done.” [United States v Albright, 388 F2d 719, 723 (4th Cir 1968).]

United States v Babbidge, 18 USCMA 327, 331, 40 CMR 39, 43 (1969).

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Bluebook (online)
22 C.M.A. 424, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-johnson-cma-1973.