United States v. John Joseph Barone, Jr.

584 F.2d 118
CourtCourt of Appeals for the Sixth Circuit
DecidedSeptember 26, 1978
Docket77-5238
StatusPublished
Cited by37 cases

This text of 584 F.2d 118 (United States v. John Joseph Barone, Jr.) is published on Counsel Stack Legal Research, covering Court of Appeals for the Sixth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. John Joseph Barone, Jr., 584 F.2d 118 (6th Cir. 1978).

Opinions

[119]*119ENGEL, Circuit Judge.

John J. Barone, Jr. was convicted of possessing cocaine with intent to distribute it and of conspiring to distribute that drug, in violation of 21 U.S.C. §§ 841(a)(1) and 846. In his direct appeal he raises three issues. He challenges the validity of a search warrant for his residence, claiming that the underlying affidavit contained material misrepresentations of fact made by its affi-ant and that it was insufficient to establish probable cause for the search. He claims that the grand jury system was abused by the government because the indictment was issued solely upon the hearsay testimony of an investigating officer, and because a grand jury convened earlier in another district had refused to indict after hearing numerous eyewitnesses. Finally, he claims that the district court erred in denying his motion for a new trial based upon a claim that newly-discovered evidence, withheld by the government, would have tended to exculpate him. We affirm.

THE SEARCH WARRANT

The warrant for the search of Barone’s residence was issued by an Ohio state judge upon the affidavit of a special agent of the Drug Enforcement Administration (DEA). The physical evidence seized in the search, a microscope, a triple-beam balance, and a vial of lactose, was not introduced into evidence. Nevertheless, the government made full use of testimony that the triple-beam balance and vial of lactose were discovered in the search and were materials commonly used by persons in the business of distributing drugs.

The government’s theory was that Bar-one and one Norman Richard Depp were partners in cocaine smuggling operations and that in furtherance of this conspiracy, Barone had given Depp $10,000 in cash to travel to. Colombia, South America to purchase cocaine. The scheme was discovered when, on July 6, 1975, Depp and one Roma Sly disembarked from a flight at the Miami International Airport, having returned together from a trip to Colombia. Depp and Sly proceeded through customs checkpoints at separate locations. However, customs officials became suspicious when they observed Sly carrying a hair dryer. Disassembling it, they discovered approximately 3.3 pounds of cocaine. Depp was also arrested while leaving the concourse and both were interrogated by DEA agents. The interrogation produced a confession by Depp and his identification of Barone as his partner. Having apprised the agents of their plans, Depp agreed to cooperate in an effort to make a “controlled” delivery to Barone of the cocaine found in the hair dryer. At the agent’s urging, Depp called Barone and suggested that they meet at the airport serving Cincinnati, Ohio, which is actually located within Kentucky. The bulk of the cocaine was removed from the hair dryer and replaced by a flour-like substance. Depp then flew with the two agents to the Cincinnati area. Disembarking at the Cincinnati airport, Depp met Barone in the concourse from which they went to the baggage area. Depp carried the hair dryer with him and apparently handed it to Barone before purportedly going to check on the location of his luggage. Barone went to the parking lot and was arrested as he placed the hair dryer in the trunk of his car.

Based upon the foregoing facts and upon interrogation of Depp, one of the agents, Augustine Ginetz, filed an affidavit with the state judge which contained the following statement:

This affiant received information from an informant, who has provided me with information which has been reliable and on which arrest have (sic) been based and a considerable quanity (sic) of narcotics have (sic) been conficated (sic) on July 6th and 7th of 1975. The informant further states on this date, July 7th 1975, that on June 30th 1975, he was at the residence at 2575 Indian Creek Rd and personally observed a large quanity (sic) of marijuana, cocaine, amphetamines and barbituates which belong to John Joseph Barone, Jr., who is a resident at this address. The informant further states that on June 30th 1975 that John Joseph [120]*120Barone, Jr., did give him $10,000.00 to go to Columbia (sic), South America to use to purchase cocaine, which he did. John Joseph Barone, Jr. was arrested by Federal Agents on July 7th 1975 when taking possession of the above purchase of cocaine. The informant further states that there is (sic) still large quanites (sic) of drugs at the residence at 2575 Indian Creek Rd, which he observed on June 30th 1975.

At a suppression hearing before the district court, counsel for Barone urged that certain statements concerning the reliability of the “informant” were false. Counsel also claimed that the allegation in the affidavit regarding the informant’s observation of certain drugs at Barone’s house was false. The government admitted that the unidentified informant was in fact Depp. After hearing the evidence, the district judge denied the motion to suppress, holding that the informant was reliable and that, whatever the truth might have been concerning whether the informant actually observed a large quantity of drugs in Bar-one’s residence on June 30, 1975, he had in fact made that statement to the officer.

On appeal Barone makes two claims with respect to the validity of the search warrant. While he admits that the affidavit was facially sufficient to meet the two-prong test of Aguilar v. Texas, 378 U.S. 108, 84 S.Ct. 1509, 12 L.Ed.2d 723 (1964), he claims that Agent Ginetz intentionally misrepresented facts in the affidavit. He also claims that, in looking behind the face of the affidavit, the true facts as shown at the hearing on the motion to suppress were not sufficient to support probable cause.

In United States v. Luna, 525 F.2d 4 (6th Cir. 1975), cert. denied, 424 U.S. 965, 96 S.Ct. 1459, 47 L.Ed.2d 732 (1976), our court dealt with the problem of whether a search warrant may be invalidated where it is claimed that the statements in the affidavit, which appear sufficient to establish probable cause on their face, are in fact not true:

[I]t must be recognized that law enforcement agents presenting evidence to magistrates could make a mockery of the magistrate’s role if, in the necessarily ex parte proceeding, they could freely employ false allegations in order to secure the warrant. The same could likewise be true if the agents could, with impunity, draft affidavits with utter recklessness as to truth or falsity. In either instance there would be a lack of good faith in the performance of the agent’s duty to the judicial officer.

There are two circumstances which we believe authorize the impeachment of an affidavit which on its face is sufficient probable cause for issuance of the warrant. The first of these consists of knowing use of a false statement by the affi-ant with the intent to deceive the court. This is true even if the statement can be said to be immaterial to the issue of probable cause. In our judgment such perjury must lead to suppression of the evidence in order to prevent fraud upon the judicial process.

The second circumstance arises when a law enforcement agent recklessly asserts a statement essential to establishment of probable cause and the charge is subsequently made that the statement is both false and recklessly made.

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Bluebook (online)
584 F.2d 118, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-john-joseph-barone-jr-ca6-1978.