United States v. John Hoyt Curtis

988 F.2d 946, 93 Cal. Daily Op. Serv. 1672, 23 Envtl. L. Rep. (Envtl. Law Inst.) 20685, 93 Daily Journal DAR 3036, 36 ERC (BNA) 2062, 1993 U.S. App. LEXIS 4139, 36 ERC 2062
CourtCourt of Appeals for the Ninth Circuit
DecidedMarch 8, 1993
Docket92-30235
StatusPublished

This text of 988 F.2d 946 (United States v. John Hoyt Curtis) is published on Counsel Stack Legal Research, covering Court of Appeals for the Ninth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. John Hoyt Curtis, 988 F.2d 946, 93 Cal. Daily Op. Serv. 1672, 23 Envtl. L. Rep. (Envtl. Law Inst.) 20685, 93 Daily Journal DAR 3036, 36 ERC (BNA) 2062, 1993 U.S. App. LEXIS 4139, 36 ERC 2062 (9th Cir. 1993).

Opinion

DAVID ALAN EZRA, District Judge:

John Hoyt Curtis appeals his conviction for discharging a pollutant into the surface waters of the United States in violation of the Clean Water Act (“CWA”), 33 U.S.C. §§ 1311(a), 1319(c)(2)(A). He argues that the CWA does not apply to federal employees whose alleged violations occurred in the course of their employment. We reject the argument. Since Curtis is a “person” subject to the enforcement provisions of the *947 CWA as defined in 33 U.S.C. §§ 1319(c)(6), 1362(5), we affirm.

I.FACTS

John Hoyt Curtis was Fuels Division Director at Adak Naval Air Station in Alaska during the winter of 1988-89. In that capacity, Curtis managed several civilian employees who were responsible for storing and pumping various types of fuels used at Adak for generation of steam and electricity-

On September 21, 1991, Curtis was indicted on five counts of knowingly discharging a pollutant (jet fuel) into the surface waters of the United States in violation of sections 301(a) and 309(c)(1) of the Federal Water Pollution Control Act of 1972 (Clean Water Act), codified at 33 U.S.C. §§ 1311(a) and 1319(c)(1). 1

Specifically, the government charged that on 41 separate occasions between October 1988 and February 1989, Curtis directed his subordinates to pump jet fuel through the pipeline connecting the main storage tanks to the steam and electrical generating plants, knowing at the time that the pumping would cause jet fuel to leak from an abandoned spur line. The government alleged that Curtis’ actions ultimately caused the jet fuel to leak into an intermittent stream, some of which then flowed into Sweeper Creek and the Bering Sea.

Curtis moved to dismiss the indictment, contending, among other arguments, that he was not a “person” subject to the enforcement provisions of the Clean Water Act as defined in sections 309(c)(6) and 502(5). The district court denied Curtis’ motion to dismiss.

After three days of deliberation, the jury found Curtis guilty on one count of knowingly discharging a pollutant and two counts of the lesser included offense of negligent discharge of a pollutant. He was found not guilty on the remaining two counts. The district court sentenced Curtis to ten months imprisonment on each count to be served concurrently.

Curtis contends that the district court erred in not dismissing the indictment. He contends that the Clean Water Act does not apply to federal employees whose alleged violations occurred in the course of their employment.

II.STANDARD OF REVIEW

A district court’s decision to deny a motion to dismiss an indictment based on its interpretation of a federal statute is reviewed de novo. United States v. Dahms, 938 F.2d 131, 133 (9th Cir.1991); United States v. Martinez, 806 F.2d 945 (9th Cir.1986), ce rt. denied, 481 U.S. 1056, 107 S.Ct. 2197, 95 L.Ed.2d 852 (1987).

III.ANALYSIS

33 U.S.C. § 1319(c)(2) provides in part:

Any person who knowingly violates section 1311, 1312, 1316, 1317, 1318, 1321(b)(3), 1328, or 1345 of this title, or any permit condition or limitation implementing any of such sections in a permit issued under section 1342 of this title ... shall be punished by a fine of not less than $5,000 nor more than $50,000 per day of violation, or by imprisonment for not more than 3 years, or by both.... (emphasis added.)

The Clean Water Act defines person as “an individual, corporation, partnership, association, State, municipality, commission, or political subdivision of a State, or any interstate body.” 33 U.S.C. § 1362(5).

Curtis contends that the Clean Water Act must be read in para materia with other environmental statutes, several of which explicitly include federal employees as individuals. 2 The failure to specifically include *948 federal employees within the definitions of the CWA, Curtis suggests, was a deliberate decision made with knowledge of the inclusion of federal employees in the other statutes. When the CWA is read in comparison with these other statutes, Curtis argues, it demonstrates Congress’ intent not to subject federal employees acting within the scope of their employment to criminal prosecution.

Normally, if the language of a statue is unambiguous, its plain meaning controls. In re Perroton, 958 F.2d 889, 893 (9th Cir.1992) (“If the language of the statute is clear and unambiguous, judicial inquiry is complete and that language controls absent rare and exceptional circumstances.”); Pyramid Lake Paiute Tribe v. U.S. Dept. of Navy, 898 F.2d 1410, 1417 (9th Cir.1990); U.S. v. Brittain, 931 F.2d 1413, 1419 (10th Cir.1991), (holding that the unambiguous language of §§ 1319(c) and 1362(5) defines “individual” broadly to include city employees who willfully or negligently caused a violation of an NPDES permit).

The Fourth Circuit has considered a related claim of federal employee immunity and concluded that the term “individual” includes federal employees prosecuted in their individual capacities. U.S. v. Dee, 912 F.2d 741, 744 (4th Cir.1990) (federal employees acting in scope of employment not immune from prosecution under Resource Conservation and Recovery Act, 42 U.S.C. §§ 6901 et seq.).

Individual government employees are not ordinarily immune from prosecution for their criminal acts. O’Shea v. Littleton, 414 U.S. 488, 503, 94 S.Ct. 669, 679, 38 L.Ed.2d 674 (1974); cf. Butz v. Economou, 438 U.S. 478, 506, 98 S.Ct.

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Related

O'Shea v. Littleton
414 U.S. 488 (Supreme Court, 1974)
Butz v. Economou
438 U.S. 478 (Supreme Court, 1978)
United States v. Chris Baca Martinez
806 F.2d 945 (Ninth Circuit, 1986)
United States v. William Dee Robert Lentz Carl Gepp
912 F.2d 741 (Fourth Circuit, 1990)
United States v. Raymond T. Brittain
931 F.2d 1413 (Tenth Circuit, 1991)
United States v. Michael Lee Dahms
938 F.2d 131 (Ninth Circuit, 1991)
Harrison v. United States
481 U.S. 1056 (Supreme Court, 1987)

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988 F.2d 946, 93 Cal. Daily Op. Serv. 1672, 23 Envtl. L. Rep. (Envtl. Law Inst.) 20685, 93 Daily Journal DAR 3036, 36 ERC (BNA) 2062, 1993 U.S. App. LEXIS 4139, 36 ERC 2062, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-john-hoyt-curtis-ca9-1993.