United States v. John Doe

348 F.3d 64, 2003 U.S. App. LEXIS 22105, 2003 WL 22451636
CourtCourt of Appeals for the Second Circuit
DecidedOctober 29, 2003
DocketDocket 02-1362
StatusPublished
Cited by6 cases

This text of 348 F.3d 64 (United States v. John Doe) is published on Counsel Stack Legal Research, covering Court of Appeals for the Second Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. John Doe, 348 F.3d 64, 2003 U.S. App. LEXIS 22105, 2003 WL 22451636 (2d Cir. 2003).

Opinion

PER CURIAM.

In United States v. Campo, 140 F.3d 415 (2d Cir.1998), we vacated a sentence imposed by Judge Platt because he had refused to exercise his informed discretion in considering an application by the United States Attorney for a downward departure. The record indicated clearly that Judge Platt refused to depart downwardly because the United States Attorney had not recommended a downward departure to a specific sentence. On the other hand, Judge Platt downwardly departed to probation on the sentence imposed on Campo’s two co-defendants, after he had pressured the Assistant United States Attorney into a concession that she would not object to such a sentence. We held that a blanket refusal to depart could not be justified as an exercise of Judge Platt’s informed discretion. Moreover, although we did not address the issue in Campo, the record there reflected a willingness to rubber stamp any suggestion made by the United States Attorney — an act equally inconsistent with the exercise of an informed discretion.

Another sentence imposed by Judge Platt is the subject of this appeal. The defendant John Doe appeals from a judgment entered in the United States District Court for the Eastern District of New York, on his plea of guilty, convicting him of conspiracy to import hashish, in violation of 21 U.S.C. §§ 963 and 960(b)(1)(G), and sentencing him to a term of incarceration of 120 months, three years supervised release, and' a $50 special assessment. This sentence was imposed by Judge Platt after Campo was decided. Doe, like Cam-po, was a cooperating witness. While Judge Platt did downwardly depart, notwithstanding the failure of the United States Attorney to recommend a specific sentence, the record leaves us with a sense of unease as to whether Judge Platt exercised his informed discretion in imposing that sentence.

Before proceeding to a discussion of the record here, a review of the sentencing hearing in Campo is appropriate because, along with the record in this case, it provides the basis for our concern. Campo was sentenced with two co-defendants who were also the beneficiaries of a downward departure motion pursuant to Section 5K1.1 of the United States Sentencing Guidelines. Campo had provided cooperation with respect to a proceeding in the Southern District of New York and the 5K1.1 letter was written by the United States Attorney for the Southern District of New York. Campo’s two co-defendants were the beneficiaries of a letter from the United States Attorney for the Eastern District of New York.

When counsel for Terris Lee Barber, one of the two co-defendants, referred to the 5K1.1 motion, Judge Platt stated:

The 5K letters are meaningless because the government refuses to make any recommendations. And I have told the government this and I have said it for the last 20 years in this court that until the government writes a meaningful 5K1 *66 letter, I just have no obligation in this court to do anything about it.

United States v. Campo, 140 F.3d at 417.

When Barber’s counsel suggested that it would be unfair to refuse to impose a below-Guidelines sentence because of the failure of the United States Attorney to recommend a specific sentence, Judge Platt responded:

I think it’s unfair too, but I am not the government. And the government has been taking this unfair position for twenty-two and a half years, as long as I have been on the bench. When I was a prosecutor 40 years ago, we stood up before a judge ánd said this man deserves this because he’s done thus and so. Or this man has done nothing and he deserves that. There is not a man or woman in the prosecutor’s office who has the guts to do it today.... They first used to tell me it was a departmental policy. I went down and talked to the department and they said there is no such policy. What am I supposed to do?

Id. (alterations in original).

The Assistant United States Attorney told Judge Platt that, while the two co-defendants were less culpable than Campo, she was “‘constrained by policies of the United States Attorney’s Office for the Eastern District of New York not to make a specific sentencing] recommendation.’ ” When Judge Platt continued to press for a specific recommendation and warned that “ ‘you know what is going to happen unless you answer,’ ” the Assistant United States Attorney reiterated her office’s policy, “but relented a bit by stating that the only statement she could make was that the government did not oppose” the request of the two co-defendants for a probationary sentence. Id. Judge Platt then imposed a sentence of probation on the co-defendants.

The Assistant United States Attorney for the Southern District of New York, who had participated in the sentencing proceedings, declined to make any specific representations with respect to Campo. Instead, he “merely requested that the court take its 5K1.1 letter into account as it deemed appropriate.” Id. at 417-18. Judge Platt imposed a sentence of six years imprisonment, which was within the range of the Sentencing Guidelines for the offenses of which Campo had been convicted. Judge Platt acknowledged that he had declined to depart because of the absence of a specific sentencing recommendation. Id. at 418.

We turn now to the sentencing record in this case, which reads much like the record in Campo. Because of our holding in Campo, Judge Platt could not refuse to depart downwardly because of the unwillingness of the United States Attorney to provide a specific recommendation. Nevertheless, he continued to pressure the United States Attorney to make a specific recommendation, he again denigrated the usefulness of the 5K.1 letter and he plainly indicated that the absence of a specific recommendation affected his sentence. Indeed, Judge Platt implied that, if the United States Attorney had recommended a probationary sentence, he would have imposed such a sentence instead of the ten-year sentence he had imposed.

Specifically, the United States Attorney had provided Judge Platt with a four page single-space typewritten letter detailing the background of the case, the defendant’s criminal history and the nature and extent of his cooperation against a number of his accomplices over a period of seven years during which he was free on bad. The letter concluded by noting that the defendant’s

information and availability as a witness assisted in insuring that pleas were *67 agreed upon by these defendants and that any information provided by [those who] cooperat[ed] was truthful.... As the investigation developed [the defendant] was not needed to cooperate in any undercover capacity, but he was available as a witness, and his information was used in formulating various search warrants and arrest warrants. He was not needed to testify due to the subsequent defendants’ choices to plead guilty and cooperate as well.

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Cite This Page — Counsel Stack

Bluebook (online)
348 F.3d 64, 2003 U.S. App. LEXIS 22105, 2003 WL 22451636, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-john-doe-ca2-2003.