United States v. Jesse L. Mathis

535 F.2d 1303, 175 U.S. App. D.C. 341, 1976 U.S. App. LEXIS 11287
CourtCourt of Appeals for the D.C. Circuit
DecidedMay 18, 1976
Docket75-1373
StatusPublished
Cited by22 cases

This text of 535 F.2d 1303 (United States v. Jesse L. Mathis) is published on Counsel Stack Legal Research, covering Court of Appeals for the D.C. Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Jesse L. Mathis, 535 F.2d 1303, 175 U.S. App. D.C. 341, 1976 U.S. App. LEXIS 11287 (D.C. Cir. 1976).

Opinion

PER CURIAM:

On September 5,1974, two police officers observed Lloyd Johnson make approximately six narcotics transactions in front of 1401 Fairmont Street. The officers saw Ulysses Anderson in the immediate vicinity of Johnson while the transactions were being made. Johnson and Anderson left the area in a car at about 12:30 p.m. Forty-five minutes later, the policemen spotted the car and stopped it on the 1400 block of Euclid Street. Johnson was driving, Anderson was in the rear passenger seat, and appellant was in the front passenger seat. When the three men exited the car, the officers observed, in plain view, three bundles of heroin, each containing approximately 15 glassine bags, on the car floor near where Anderson’s feet had been, and three more bundles on the floor between the front door and the front passenger seat, where appellant had been sitting; a search of Johnson uncovered one additional bundle.

Appellant was tried together with Anderson and was convicted for possession of heroin with intent to distribute under 21 U.S.C. § 841(a). His initial two-to-six-year sentence eventually was vacated, and he was committed to the custody of the Attorney General for treatment for a period not to exceed ten years pursuant to the Narcotics Addict Rehabilitation Act, 18 U.S.C. §§ 4253-55.

Appellant contends first, that he was denied an adequate instruction as to his theory of the case, and second, that the trial judge’s interruption and denial of his request for a separate jury poll as to the two defendants was error. Finding no error, we affirm.

I.

With respect to defendant’s theory of the case, the court instructed the jury as follows:

Now the controlling issue in this case is whether or not these defendants possessed this heroin with intent to distribute.
Now it is the theory of the defendants that they were merely present in the vicinity of the heroin and that this was not in their possession.
. Mere presence in the vicinity of a narcotic drug or mere knowledge of its physical location does not constitute possession.

(Tr. 109-110.)

Appellant contends that this instruction failed to adequately state the facts supporting his theory. Specifically, the instructions omitted any review of testimony that appellant was not involved in the narcotics transactions observed prior to the arrest, and that he had been in the car driven by Johnson only minutes before police stopped it.

The settled law in this circuit is that a defendant is entitled to an instruction on his theory of the case when properly requested by counsel and when the theory is supported by any evidence. Brooke v. United States, 128 U.S.App.D.C. 19, 385 F.2d 279, 284 (1967). But a trial court need not “rehearse the evidence, especially where the effect would be . . .to give special emphasis to the defendant’s testimony.” Laughlin v. United States, 128 U.S.App. D.C. 27, 385 F.2d 287, 294 (1967), cert. denied, 390 U.S. 1003, 88 S.Ct. 1245, 20 L.Ed.2d 103 (1968). Since the court did not review the facts relied on by the government or otherwise lend undue weight to its theory, rehearsal of the facts relied on by the defendant was not needed to redress any imbalance in the charge. Nor are the facts here so complex that a theory of the defense instruction would be ineffective unless they were incorporated in it. See *1306 Laughlin, supra, at 294, and Laughlin v. United States, 154 U.S.App.D.C. 196, 474 F.2d 444, 455 (1972).

Appellant also argues that the court’s theory of the defense instruction unnecessarily tied him in with the “dubious theory” advanced by his co-defendant Anderson. However, the legal theory relied on by the two defendants was the same — a denial of possession — and was accurately presented in the court’s instructions. The distinction that appellant advances is a factual one, based on his uncontroverted absence when the drug transactions were observed, and Anderson’s alleged presence at that time. As noted supra, however, the court generally need not recite the defendant’s evidence in its instructions. Moreover, the judge clearly instructed the jury to consider the guilt or innocence of each defendant independently:

Now, in this case ladies and gentlemen, as you know, from the beginning, we have two defendants and two counts. You should give separate consideration and render separate verdicts with respect to each defendant as to each count.
Each defendant is entitled to have his guilt or innocence as to his — each of his crimes — each of the crimes charged against determined from his own conduct and from the evidence that applies to him as if he were being tried alone.
And the guilt or innocence of one of the defendants in any of the crimes charged should not control or influence your verdict of guilty or not guilty with respect to any defendant on any count.

(Tr. 112-113.)

Finally, appellant complains that the court failed to inform the jury that defendant’s theory, if believed, required a verdict of not guilty. The court, however, did instruct the jury that the burden was on the government to prove all elements of the crime beyond a reasonable doubt, that if the government failed to sustain this burden the jury had to reach a verdict of not guilty, that the elements of the offense were knowing and intentional possession of heroin with specific intent to distribute, that the defendants’ theory was that they were merely in the vicinity of the drugs and not in possession of them, and finally that “mere presence in the vicinity of a narcotic drug, or mere knowledge of its physical location does not constitute possession.” (Tr. 103, 108-110.) These instructions were delivered in a unified, coherent form. Although it would have been preferable to specifically instruct the jury that defendant’s theory, if believed, constituted a sufficient defense, the form chosen by the court did not result in error here.

II

After the foreman returned with the verdict, the following interchange took place:

THE COURT: Ladies and gentlemen of the jury, I am going to ask you this question: is your verdict the same as that announced by the foreman, Mr. Smith, and your answer to that will be yes or no.
Ladies and gentlemen of the jury, Mr. Smith has announced the verdict of the jury as having been one of guilty against each defendant, Mr. Anderson and Mr. Mathis, and as I call your name, you will please respond to the question is your verdict the same as that announced by the foreman.

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Bluebook (online)
535 F.2d 1303, 175 U.S. App. D.C. 341, 1976 U.S. App. LEXIS 11287, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-jesse-l-mathis-cadc-1976.