United States v. Jesse G. Deleon

330 F.3d 1033, 2003 U.S. App. LEXIS 11220, 2003 WL 21283162
CourtCourt of Appeals for the Eighth Circuit
DecidedJune 5, 2003
Docket02-3398
StatusPublished
Cited by5 cases

This text of 330 F.3d 1033 (United States v. Jesse G. Deleon) is published on Counsel Stack Legal Research, covering Court of Appeals for the Eighth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Jesse G. Deleon, 330 F.3d 1033, 2003 U.S. App. LEXIS 11220, 2003 WL 21283162 (8th Cir. 2003).

Opinion

BOWMAN, Circuit Judge.

Jesse DeLeon was convicted of possession with intent to distribute the drug ecstasy (MDMA) and sentenced to fifty-one months in prison pursuant to the enhancements ordered by Congress in the Ecstasy Anti-Proliferation Act of 2000 (passed as subtitle c, §§ 3661-3665 of the Children’s Health Act of 2000, Pub.L. No. 106-310, 114 Stat. 1101,1241 (2000)) (hereinafter “Ecstasy Act”). On appeal, he urges that the enhancements promulgated by the United States Sentencing Commission (“Sentencing Commission”) in response to the Ecstasy Act were not enacted in conformity with the Administrative Procedure Act (APA) and that the retroactive application of the enhancements to his case violates the Due Process and Ex Post Facto Clauses of the United States Constitution. We hold that the enhancements were not yet in effect when DeLeon committed his crime and therefore should not have been applied to him. Accordingly, we reverse and remand for resentencing.

*1035 DeLeon and an accomplice traveled to Las Vegas to purchase ecstasy that they planned to sell upon their return to Illinois. On May 11, 2001, however, they were stopped for speeding on their way home and officers discovered some 960 tablets of ecstasy with a total weight of 243.4 grams. Important to DeLeon’s case is the fact that on October 17, 2000, Congress passed the Ecstasy Anti-Proliferation Act of 2000, which called upon the United States Sentencing Commission to enact “increased penalties such that those penalties reflect the seriousness of’ trafficking in ecstasy. Ecstasy Act § 3663(b)(1). Congress noted its sense that “the base offense levels for Ecstasy are too low, particularly for high-level traffickers, and should be increased, such that they are comparable to penalties for other drugs of abuse.” Id. § 3663(d)(1). Therefore, Congress, in a provision entitled “Emergency Authority to United States Sentencing Commission,” commanded that:

[t]he United States Sentencing Commission shall promulgate amendments under this subtitle as soon as practicable after the date of the enactment of this Act in accordance with the procedure set forth in section 21(a) of the Sentencing Act of 1987 (Public Law 100-182), as though the authority under that Act had not expired.

Id. § 3664.

Charged with these instructions, the Sentencing Commission published a notice of proposed increased penalties for ecstasy distribution that would “increase the marijuana equivalencies” for ecstasy to that of “other drugs of abuse,” though no effective date was specified. Proposed Amendments to the Sentencing Guidelines, 66 Fed.Reg. 7961, 7963 (Jan. 26, 2001). The proposed increase in the marijuana equivalency of one gram of ecstacy was from thirty-five grams of marijuana to one kilogram of marijuana. Id. The Commission then held a public hearing on March 19, 2001. On April 20, 2001, the Chair of the Commission sent a letter along with a Supplement to the Guidelines Manual “[t]o recipients of the Guidelines Manual.” Letter of April 20, 2001. The letter noted that certain amendments, including those at issue here, would take effect on May 1, 2001. Finally, on June 6, 2001, the amendments were published in the Federal Register with an effective date of May 1, 2001. Notice of Promulgation of Temporary Emergency Amendments, 66 Fed.Reg. 30512 (June 6, 2001). In their final form, the amendments increased the marijuana equivalency of one gram of ecstasy from thirty-five grams of marijuana to five hundred grams of marijuana. Id. at 30513. This was one-half of the proposed increase announced in January.

In the District Court, DeLeon objected to the application of the amended sentencing guidelines to his case, but his objection was overruled. The application of the amended guidelines increased his sentencing range from 10-16 months to 51-63 months. 1 As we have said, DeLeon received a fifty-one month sentence.

On appeal, a district court’s interpretation of the sentencing guidelines is subject to de novo review while its findings of fact are reviewed for clear error. United States v. Auginash, 266 F.3d 781, 785 (8th Cir.2001). It is a “cardinal principle” *1036 that courts shall construe statutes to avoid constitutional difficulties. Lorillard v. Pons, 434 U.S. 575, 577, 98 S.Ct. 866, 55 L.Ed.2d 40 (1978). Accordingly, we will not address DeLeon’s Ex Post Facto and Due Process claims for we conclude that the ecstacy amendments were not yet in effect when he was arrested.

The sentencing guidelines are established by the Sentencing Commission, an administrative agency, and therefore the promulgation of the guidelines must conform with the APA’s provisions regarding substantive rulemaking. See 28 U.S.C. § 994(x) (2000). The APA’s rulemaking provisions require three steps to enact substantive rules: notice of the proposed rule, a hearing or receipt and consideration of public comments, and the publication of the new rule. 5 U.S.C. § 553 (2000). There is no doubt that the Sentencing Commission complied with the first two steps in this case. Nor is there any doubt that the amendments were finally published. The crux of our inquiry concerns the third step and the precise date when the amendments became effective. Although in the June 6 publication the Commission listed an effective date of May 1, we conclude that the earliest possible effective date for the enhancements was June 6 for two reasons.

First, ordinarily § 553(d) of the APA requires that publication of a substantive rule be made at least thirty days prior to its effective date. In certain circumstances, the APA does permit rules to take effect immediately upon publication. Section 553(d)(3) provides a “good cause” exception to the thirty-day requirement and we assume, without deciding, that Congress’s admonition that the amendments be enacted “as soon as practicable” falls within § 553(d)(3)’s requirements. See United States v. Gavrilovic, 551 F.2d 1099, 1106 (8th Cir.1977). Even under the “good cause” exception, the earliest date that the ecstasy amendments could have taken effect is June 6, 2001, the date of their publication in the Federal Register. Nor can we conclude that the Sentencing Commission’s letter of April 20, 2001, satisfies the APA’s requirement that new, substantive regulations be published in the Federal Register. See 5 U.S.C. § 553(d). Similarly, we cannot conclude that the April 20 letter, along with copies of the new and amended rules, fulfills the only APA alternative to Federal Register publication, “personal! ] service] or ... actual notice thereof in accordance with the law.” Id. at § 553(b).

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Bluebook (online)
330 F.3d 1033, 2003 U.S. App. LEXIS 11220, 2003 WL 21283162, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-jesse-g-deleon-ca8-2003.