United States v. Jerry D. Smith

964 F.2d 885, 92 Cal. Daily Op. Serv. 3271, 92 Daily Journal DAR 5923, 1992 U.S. App. LEXIS 9026, 1992 WL 96095
CourtCourt of Appeals for the Ninth Circuit
DecidedMay 4, 1992
Docket91-30049
StatusPublished
Cited by4 cases

This text of 964 F.2d 885 (United States v. Jerry D. Smith) is published on Counsel Stack Legal Research, covering Court of Appeals for the Ninth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Jerry D. Smith, 964 F.2d 885, 92 Cal. Daily Op. Serv. 3271, 92 Daily Journal DAR 5923, 1992 U.S. App. LEXIS 9026, 1992 WL 96095 (9th Cir. 1992).

Opinion

ORDER

The opinion filed on April 16, 1992 is hereby withdrawn.

OPINION

FONG, District Judge:

Defendant/Appellant Jerry D. Smith (“Smith”) appeals from the district court's order denying his motion for reduction of sentence under the pre-November 1987 version of Rule 35 of the Federal Rules of Criminal Procedure. Smith’s underlying convictions involved conspiracy to defraud the United States and its agency, the Federal Home Loan Bank Board, and the substantive offenses of wire fraud and bank fraud against a financial institution insured by the Federal Savings and Loan Insurance Corporation (“FSLIC”). On July 15, 1988, Smith was sentenced to ten (10) years’ imprisonment. His convictions were affirmed in United States v. Smith, 891 F.2d 703, modified by 906 F.2d 385 (9th Cir.), cert. denied, — U.S. -, 111 S.Ct. 47, 112 L.Ed.2d 23 (1990). On January 17, 1990, the district court ordered Smith to pay FSLIC restitution in the amount of $12,-792,160. An appeal from the restitution order is currently pending before this court.

In this appeal, Smith contends that the district court erred in denying the Rule 35 motion without explanation or, alternatively, that the district court’s denial of his Rule 35 motion was an abuse of discretion.

BACKGROUND

On January 4, 1991, Smith filed a motion to reduce his sentence on several grounds, only two of which are discussed in this opinion. First, Smith argued that various documents submitted with his Rule 35 motion demonstrated that he was a model prisoner. Second, Smith submitted an analysis purporting to show that fellow inmates at Boron Federal Prison who had committed crimes of greater magnitude than Smith had received lesser sentences.

On January 24, 1991, the district court entered a Minute Order that stated simply: “Defendant’s motion pursuant to Fed. R.Crim.P. is denied.”

*887 DISCUSSION

This court reviews a denial of a Rule 35 motion for clear abuse of discretion. United States v. Ruffen, 780 F.2d 1493, 1495 (9th Cir.), cert. denied, 479 U.S. 963, 107 S.Ct. 462, 93 L.Ed.2d 407 (1986). “In determining whether a decision-maker abused his discretion, the reviewing ‘court must consider whether the decision was based on consideration of the relevant factors and whether there has been a clear error of judgment.’ ” Id. (quoting Citizens to Preserve Overton Park v. Volpe, 401 U.S. 402, 416, 91 S.Ct. 814, 823, 28 L.Ed.2d 136 (1971)); see also United States v. Thayer, 857 F.2d 1358, 1359 (9th Cir.1988) (citing passage).

This court has recognized that the district court has wide latitude in considering a Rule 35 motion. “A Rule 35 motion is essentially a plea for leniency and is addressed to the sound discretion of the district court.” United States v. Hooton, 693 F.2d 857, 859 (9th Cir.1982) (citations omitted). Its function is to allow courts to “decide if, on further reflection, the original sentence now seems unduly harsh.” United States v. Smith, 650 F.2d 206, 208 (9th Cir. 1981) (citation omitted).

Smith argues that the district court’s denial of the Rule 35 motion should be reversed because there is no showing that the district court exercised its discretion. Smith reasons that the district court’s failure to explain its denial of the Rule 35 motion prevents the appellate court from determining whether the district court actually considered “the relevant factors.”

Although the task of the reviewing court is more difficult when the district court declines to articulate its reasons for reaching a decision, the court’s summary disposition here was not judicial abdication. Rule 35 motions are so firmly committed to the sound discretion of the sentencing court that a detailed explanation is only required when the record demands such explanation. Under ordinary circumstances,

[a] motion to reduce does not compel the trial judge to delve so deeply into his original sentencing since, as a practical matter; the issue is only whether he feels sufficiently motivated by the information contained in the moving papers and adduced at any hearing to undertake reconsideration of the existing sentence and ultimately perhaps to alter it.

McGee v. United States, 462 F.2d 243, 247 n. 8 (2d Cir.1972) (Friendly, J.), quoted in United States v. DeCologero, 821 F.2d 39, 41 (1st Cir.1987) (suggesting that the sentencing court “need not even expláin the reasons underlying its denial of the [Rule 35] motion”); see also United States v. Twomey, 845 F.2d 1132, 1134 (1st Cir.1988); Diggs v. United States, 740 F.2d 239, 249 (3d Cir.1984).

In McGee, the defendant had been sentenced for convictions on four separate counts, one of which the court vacated after the original sentencing hearing. The defendant filed a motion to suspend or reduce his sentence on the remaining counts, which the district court summarily denied. On appeal, Judge Friendly reasoned that “[t]he trial judge’s original sentencing determination with respect to Count 2 through 4 could have been influenced by [defendant] appellant’s conviction under Count 1—just as evidence of a prior conviction might influence a sentencing judge on a subsequent one.” McGee, 462 F.2d at 245 (footnote omitted). The Second Circuit remanded the case to the district court for further explanation because the district court, in sentencing the defendant, relied on information that was erroneous and, therefore, some explanation of its refusal to reconsider the original sentence was required. Such compelling circumstances that would require the district court to provide a detailed explanation of its ruling are not present in this case. Smith has introduced no evidence that the information relied upon by the district court in determining an appropriate sentence was materially inaccurate or otherwise improper.

We must, therefore, review the record below to determine whether the district court abused its discretion in denying Smith’s Rule 35 motion.

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964 F.2d 885, 92 Cal. Daily Op. Serv. 3271, 92 Daily Journal DAR 5923, 1992 U.S. App. LEXIS 9026, 1992 WL 96095, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-jerry-d-smith-ca9-1992.