United States v. James v. Pacente

503 F.2d 543
CourtCourt of Appeals for the Seventh Circuit
DecidedDecember 9, 1974
Docket72-1988
StatusPublished
Cited by66 cases

This text of 503 F.2d 543 (United States v. James v. Pacente) is published on Counsel Stack Legal Research, covering Court of Appeals for the Seventh Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. James v. Pacente, 503 F.2d 543 (7th Cir. 1974).

Opinions

FAIRCHILD, Circuit Judge.

Defendant Pacente appealed from convictions of extortion under 18 U.S.C. § 1951, and of a false material declaration before a grand jury, under § 1623. A panel of this court reversed and remanded for a new trial. United States v. Pa-cente, 490 F.2d 661 (7th Cir. 1973). Pursuant to the government’s suggestion, we reheard the appeal en banc.

Defendant, a Chicago police officer, was indicted on two counts. The first charged the extortion of $200 from Ko-[545]*545vacevie, a liquor store owner. The second charged that defendant made a materially false declaration to the grand jury in denying that he had ever received a certain $200 check, and alleged that he had in fact received it at the time of the alleged extortion. Before trial, defendant moved that the court require the government to elect on which count to proceed, or alternatively, order separate trials.1 The district court denied this motion.2 Defendant does not appear to have renewed the motion during the course of the trial, although he did unsuccessfully raise the issue in his motion after verdict.

The government’s evidence is summarized in 490 F.2d 662-663 and requires only brief description here. Kovacevie, owner of Chicago-Oak Liquors, testified that on June 10, 1971, defendant entered his store and accused him of having sold liquor to a minor. Defendant informed Kovacevie that he would be arrested, and then asked, “How much money can you give me?” After negotiations, Kova-cevic gave defendant a check for $200 payable to cash; no arrest occurred. The parties stipulated that, before the grand jury, the prosecutor had shown defendant a $200 Chicago-Oak Liquors check, dated June 10, 1971, signed by Kovacevie and payable to cash. Defendant then denied receiving the check.

I.

Defendant argues that the indictment misjoins the extortion and false declaration counts contrary to Rule 8(a), F.R.Cr.P., and, even if a joint indictment is permissible, that Rule 14 requires separate trials.

Rule 8(a) provides:
“Two or more offenses may be charged in the same indictment or information in a separate count for each offense if the offenses charged, whether felonies or misdemeanors or both, are of the same or similar character or are based on the same act or transaction or on two or more acts or transactions connected together or constituting parts of a common scheme or plan.”

As stated by the panel, both offenses are “ ‘based on the same act or transaction’: Pacente’s taking of the $200 from Kovacevie”3 and both require substantially the same proof. See United States v. Sweig, 441 F.2d 114, 118-119 (2d Cir. 1971), cert. denied, 403 U.S. 932, 91 S.Ct. 2256, 29 L.Ed. 711. We conclude, as did the panel, that Rule 8(a) permitted joinder.

Rule 14, F.R.Cr.P., provides in part: “If it appears that a defendant or the government is prejudiced by a joinder of offenses or of defendants in an indictment or information or by such joinder for trial together, the court may order an election or separate trials of counts, grant a severance of defendants or provide whatever other relief justice requires.” 4

[546]*546The grant or denial of severance or separate trials under Rule 14 is discretionary. See, e. g., United States v. Kahn, 381 F.2d 824, 841 (7th Cir. 1967) cert. denied, 389 U.S. 1015, 88 S.Ct. 591, 19 L.Ed.2d 661; United States v. Quinn, 365 F.2d 256, 267 (7th Cir. 1966). Denial of relief will produce reversal only if abuse of discretion is shown. United States v. Rogers, 475 F.2d 821, 828 (7th Cir. 1973).

Review of the exercise of this discretion must be based on the state of the record at the time of the motion. Rogers, supra.

In United States v. Sweig, 316 F.Supp. 1148 (S.D.N.Y. 1970), aff’d 441 F.2d 114 (2d Cir. 1971), cert. denied, 403 U.S. 932, 91 S.Ct. 2256, 29 L.Ed.2d 711, Sweig and Voloshen were indicted for conspiracy to defraud the United States, and a number of overt acts were alleged. A number of other counts charged one or the other defendant with perjury in testimony before the grand jury concerning the transactions charged as overt acts. Because joint trial of defendants on the conspiracy count was unquestionably permissible, and because substantially all the evidence on the perjury counts could properly be heard in such joint trial for conspiracy even if the perjury counts were absent, the district court denied severance of defendants (and apparently separate trials of the perjury counts), but did so without prejudice to a renewed application later on, noting that “It remains possible, of course, that different things or a different light may appear as the case advances toward or through the trial stage.”

Voloshen pleaded guilty. Sweig was convicted and appealed, arguing that the conspiracy and perjury counts should not have been tried together. In affirming, the Second Circuit noted that Sweig had not taken advantage of the willingness of the district court to reconsider at a later stage and held that under the circumstances, the denial of the motion was not plain error. Evidently the court of appeals deemed it was not an abuse of discretion to deny separate trials where the sole ground of the motion was that one count charged conspiracy and other counts charged perjury before the grand jury with respect to elements 'of the conspiracy.5

“To find an abuse of discretion it would be necessary, in effect, to find that the facts and law presented to the trial judge at the time of the motion for severance demonstrated that a trial under joinder was likely to be unfair and that the trial was in fact unfair.” Kahn, supra, 381 F.2d at 841. See also United States v. Blue, 440 F.2d 300, 302 (7th Cir. 1971), cert. denied, 404 U.S. 836, 92 S.Ct. 123, 30 L.Ed.2d 68.

Defendant’s claim of prejudice is based on the supposed effect on the jury’s consideration of Count I of information the jury would glean from Count II. One of the allegations of Count I was that defendant obtained $200 from Kovacevic in June, 1971. Count II charged that defendant declared to the grand jury under oath that he never received a $200 Kovacevic check, payable to cash, dated June 10, 1971, and charged that such declaration was false in that he had received such check on [547]*547June 10. Competent evidence that defendant received the check June 10 would tend to establish an element of both counts. Defendant argues that in considering whether or not defendant received the $200 as charged in Count I, the jury would not only have before it such competent proof, but, in addition, would be aware from Count II (and proof of defendant’s grand jury testimony) (1) that defendant had told the grand jury he did not receive the check, and (2) that the grand jury did not believe the defendant.

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503 F.2d 543, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-james-v-pacente-ca7-1974.