United States v. James M. Shortt

485 F.3d 243, 2007 U.S. App. LEXIS 11019, 2007 WL 1366055
CourtCourt of Appeals for the Fourth Circuit
DecidedMay 10, 2007
Docket06-4774
StatusPublished
Cited by17 cases

This text of 485 F.3d 243 (United States v. James M. Shortt) is published on Counsel Stack Legal Research, covering Court of Appeals for the Fourth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. James M. Shortt, 485 F.3d 243, 2007 U.S. App. LEXIS 11019, 2007 WL 1366055 (4th Cir. 2007).

Opinion

*244 Affirmed by published opinion. Judge NIEMEYER wrote the opinion, in which Judge WILLIAMS and Judge GREGORY joined.

OPINION

NIEMEYER, Circuit Judge.

Dr. James M. Shortt pleaded guilty to one count, of a 43-count indictment, charging him with participating in a seven-year conspiracy to distribute and dispense and to cause to be distributed and dispensed anabolic steroids and human growth hormone, in violation of 21 U.S.C. §§ 841(a)(1), 333(e), and 846. The 2004 version of the Sentencing Guidelines, which contained no provision to address the illegal distribution of human growth hormone and certain forms of anabolic steroids, provided for an offense level of 6, for a sentencing range of zero to six months’ imprisonment. Considering this deficiency in the Sentencing Guidelines, as well as factors listed in 18 U.S.C. § 3553(a), the district court imposed a variance sentence of imprisonment of 12 months and 1 day.

On appeal, Shortt challenges his sentence as unreasonable, arguing principally that the factors the district court considered were already accounted for in the sentence recommended by the Sentencing Guidelines or otherwise should not have been considered. Concluding that the district court, in the circumstances of this case, did not abuse its discretion in imposing a variance sentence, we affirm.

I

Dr. Shortt, a physician licensed in South Carolina and Wisconsin, practiced medicine in Columbia, South Carolina, since at least 1998. As a regular and substantial part of his practice, Shortt prescribed and dispensed anabolic steroids and human growth hormone to athletes solely to enhance their performance. For bodybuilders not subject to testing, Shortt prescribed injectable steroids. For athletes subject to testing, he designed programs, drugs, and testing to avoid discovery of the athletes’ use of such steroids and human growth hormone. Professional athletes relying on Shortt flew into Columbia “from all over the country,” and they included more than one-half dozen professional football players from the National Football League’s Carolina Panthers.

To hide the athletes’ use of steroids and human growth hormone, Shortt prescribed substances in forms that carried fewer detectable chemical by-products. He also monitored athletes’ testosterone levels to be sure that they remained within ranges that aroused no suspicion — “blew no whistles,” as he repeatedly said. Typifying his counseling is the following excerpt from an audiotape recording of Shortt’s conversation with a football player:

And for you guys [professional football players], what I am looking for is nonde-tectable performance enhancement. So, immune modulation is always a good thing. Natural testosterone is always a good thing. And when we get to it in a minute — get to it in a minute, you could probably do well with a little bit of growth hormone. Actually, you could do with a medium amount of growth hormone.
So that’s — that’s all I would do with you right there. A small amount of DHEA, not enough to blow any whistles, and testosterone. USP testosterone.
Now, ways to deliver it. Don’t use a shot, because that’s always got a carrier molecule on it. A cream, a gel, or a buccal. Now, you can’t swallow it, your stomach will degrade it. But you can get troches [lozenges], put them between your cheek and your gum. And in *245 you guys’ cases, I would probably use the cream. And the reason for that is, it wouldn’t take much of a stretch for somebody to say, okay, spit in the cup. And if you do, you will come up sky high on it, should somebody test it. Nobody has, you know. It’s in their best interest to level the playing field, but it’s not in their best interest to bust the whole damn team, you know. I mean, really. So, they’re not going to want to do that. So, a little bit of testosterone will probably start you out.

Following an undercover investigation of Dr. Shortt’s medical practice, Shortt was indicted by a grand jury for participating in a seven-year conspiracy (1998-2005) to dispense anabolic steroids and human growth hormone “not for legitimate medical purposes and outside the usual course of professional practice,” in violation of 21 U.S.C. §§ 841(a)(1), 333(e), and 846. He was also charged in 42 counts alleging overt acts over a period of three and one-half years (2001 through mid-2004) during the course of the conspiracy.

Pursuant to a plea agreement, Shortt pleaded guilty to the conspiracy count, and during the course of pleading guilty, he admitted to the facts proffered by the government, including the facts and drug quantities alleged in the 42 counts of overt acts.

The presentence report recommended a sentencing offense level of 6, pursuant to U.S.S.G. § 2Dl.l(c)(17) (2004). The report also recommended a two-level enhancement under U.S.S.G. § 3B1.3 for Shortt’s use of a special skill as a doctor and a two-level reduction under § 3El.l(a) for acceptance of responsibility. The final offense level of 6, combined with a criminal history category I, yielded a sentencing range of zero to six months’ imprisonment. In setting forth these calculations, the presen-tence report noted that the Guidelines do not address steroids “in cream form” or in the form of “a troche, which is similar to a lozenge and is taken orally and sucked until it is dissolved.” The report pointed out that a troche is distinguishable from a pill, capsule, or tablet, which is addressed in the Guidelines. The presentence report also observed that the Sentencing Commission had “not promulgated a guideline for violations of 21 U.S.C. § 333(e),” which prohibits the distribution of human growth hormone. 1 In the absence of an explicit guideline, the probation officer determined the offense level for distribution of human growth hormone by reference to the “amount paid by the user of the substance,” but this reference did not increase the sentence as calculated solely for the distribution of steroids. At the conclusion of the report, the probation officer noted that he had no information “concerning the offense or the offender which would warrant a departure from the prescribed Sentencing Guidelines.” He did note, however, that the U.S. Attorney indicated “he will file a motion for a variance prior to sentencing in which he will request that the court sentence a defendant outside the *246 applicable guideline range, pursuant to 18 U.S.C. § 3553

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Bluebook (online)
485 F.3d 243, 2007 U.S. App. LEXIS 11019, 2007 WL 1366055, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-james-m-shortt-ca4-2007.