United States v. James

CourtDistrict Court, District of Columbia
DecidedMay 15, 2019
DocketCriminal No. 2012-0126
StatusPublished

This text of United States v. James (United States v. James) is published on Counsel Stack Legal Research, covering District Court, District of Columbia primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. James, (D.D.C. 2019).

Opinion

UNITED STATES DISTRICT COURT FOR THE DISTRICT OF COLUMBIA

UNITED STATES OF AMERICA v. Criminal Action No. 12-126 (JEB) ANTHONY MARCELLUS JAMES,

Defendant.

MEMORANDUM OPINION

In 2013, Defendant Anthony James was tried and convicted of possession with intent to

distribute 28 grams or more of cocaine base. He represented himself at trial, although attorney

Edward Sussman assisted in certain respects as standby counsel. On appeal, James argued that

Sussman was constitutionally ineffective, principally because he had subpoenaed several

witnesses for the wrong date, rendering them unable to testify at trial. Declining for the time

being to decide whether a pro se defendant even has a constitutional right to effective standby

counsel, the Court of Appeals remanded the claim to this Court to “determine whether standby

counsel’s performance was deficient and prejudicial.” United States v. James, 719 F. App’x 17,

18 (D.C. Cir. 2018). With the benefit of an evidentiary hearing and further briefing, the Court

now rejects Defendant’s claim because any ineffectiveness did not prejudice his case.

I. Background

The Court explains in some detail the three stages of legal proceedings: first, Defendant’s

trial and conviction; second, his appeal; and last, the remand proceedings before this Court.

A. Trial

James was charged with possession with intent to distribute 28 grams or more of cocaine

base, which was recovered in a search warrant executed in May 2012 on his apartment at 1100

1 21st Place, NE, in Washington. The centerpiece of his current claim — as in many ineffective-

assistance-of-counsel situations — is what transpired at trial. The Court will, accordingly, give a

somewhat lengthy account of the proceedings there.

James’s case was originally assigned to Judge John D. Bates, who presided over most of

the pre-trial proceedings. For the first several months after his arrest, Defendant was represented

by David Bos of the Federal Public Defender’s Office. Bos withdrew after James grew

dissatisfied with his representation and was replaced by attorney Edward Sussman. See ECF

Nos. 14, 16. The relationship with Sussman, however, fared little better. Defendant thus

indicated to the court on May 2, 2013, that he wished to proceed pro se and forgo Sussman’s —

or any other attorney’s — representation. See ECF No. 151 (Tr. Status Hearing 5/2/13) at 3–5.

At a hearing, Judge Bates engaged in an extended colloquy with James to insure that he

understood the risks of that decision. Id. Satisfied that Defendant had “articulately and

unmistakably asserted his rights under Faretta v. California, 422 U.S. 806 (1975),” and that he

“[wa]s aware of the seriousness of the charges against him and [wa]s cognizant that proceeding

without the assistance of a trained lawyer constitutes a distinct handicap,” the court found that

the waiver of Defendant’s right to counsel was “voluntary, knowing, and intelligent.” See ECF

No. 43 (Order on Pro Se Representation). It thus allowed James to represent himself.

At the same time, the court directed Sussman to remain in the case, but now as standby

counsel. Id. Sussman’s role, Judge Bates explained, would be to give Defendant “advice and

some assistance in the courtroom and outside of the courtroom.” Tr. Status Hearing 5/2/13 at 13.

James, however, would “be in charge” and responsible for “making the decisions.” Id. at 22.

During the same hearing, Defendant also inquired into whether he could have assistance

investigating the case and gathering witnesses — efforts that Sussman had been spearheading.

2 Id. at 6, 22. Judge Bates explained that he could have the assistance of the same investigator

who had been working with Sussman so far, but what investigation should be pursued would be

James’s “decision,” within reasonable bounds. Id.

Several weeks before trial, the case was reassigned to Judge Robert L. Wilkins. With

James continuing to represent himself, trial began on July 10, 2013. Proceeding over three days,

the Government offered the following evidence in its case-in-chief. The U.S. Park Police

executed a warrant at the apartment Defendant shared with his adult son, Anthony Dunn; the

two, who were the sole residents and leaseholders, were also the only ones present that day.

After entering the apartment, the officers handcuffed both men and placed them on a couch in the

living room. See ECF No. 99 (Tr. Day 2) at 256–57, 261. While an officer was asking Dunn for

basic identifying information, “Mr. James interrupted and stated, ‘My son doesn’t know anything

about this. I’m taking all of this.’” Id. at 265. When Defendant made that statement, the

officers had not yet found any contraband in the apartment. Id. at 266. A detective advised

James of his Miranda rights, and he declined at that point to answer further questions. Id. at 267.

In the subsequent search, the police found in the kitchen and dining area 4.9 grams of

cocaine base packaged in small plastic bags and 33.3 grams of cocaine base in one larger plastic

bag. See ECF No. 100 (Tr. Day 3) at 349–55, 389. They also discovered several hundred small

unused plastic bags, two digital scales, a false-bottom Dr. Pepper can with some white residue on

the interior, and a bulletproof vest. Id. at 357–69. During the search, James interjected again

that his son did not know about anything in the apartment. See Tr. Day 2 at 268. Officers re-

read Defendant his Miranda rights — which he now agreed to waive — and began questioning

him about the contraband. Id. at 268–72. According to the lead detective, James made

statements taking responsibility for the cocaine in the apartment and identified where and in what

3 amounts it would be found along with its cash value; on cross-examination, the detective

admitted that James may have known that the officers had recovered narcotics before making

some of these admissions. Id. at 268–78, 295–96. Officers also found over $300 in cash on

Defendant after he was arrested. See Tr. Day 3 at 330–31. An expert testified that the amounts

of cocaine found in the apartment and the manner in which it was packaged were indicative of a

mid-level distributor. Id. at 499–501. Several stipulations were also presented to the jury,

including one in which Defendant admitted that within 72 hours before May 1, 2012, a person

purchased $20 of crack cocaine from a woman in his apartment. See Tr. Day 2 at 284–85; ECF

No. 69-3 (Stipulation).

In addition to vigorously cross-examining the Government’s witnesses, Defendant put on

his own case. On July 16, the fourth day of trial, he began his defense by calling Detective

Glenn Luppino, who also participated in the search of the apartment. Under Defendant’s

questioning, the witness — consistent with the lead detective — agreed that James could have

seen some of the contraband the police recovered from where he was seated in the living room.

See ECF No. 101 (Tr. Day 4) at 551. Defendant then called his next-door neighbor, Angela

Pearson. She testified that James’s wife had not been living at his apartment in the past several

months, that James had been out of town the several days before the police raided his apartment,

and that there are frequent break-ins in the neighborhood. Id. at 564–66. Last, Defendant gave

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