United States v. James D. Wainwright

938 F.2d 1096, 1991 U.S. App. LEXIS 14251, 1991 WL 119743
CourtCourt of Appeals for the Tenth Circuit
DecidedJuly 9, 1991
Docket90-3305
StatusPublished
Cited by56 cases

This text of 938 F.2d 1096 (United States v. James D. Wainwright) is published on Counsel Stack Legal Research, covering Court of Appeals for the Tenth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. James D. Wainwright, 938 F.2d 1096, 1991 U.S. App. LEXIS 14251, 1991 WL 119743 (10th Cir. 1991).

Opinion

BARRETT, Senior Circuit Judge.

James D. Wainwright (“Wainwright”) appeals from a restitution order imposed following his plea of guilty to one count of bank fraud in violation of 18 U.S.C. §§ 2 and 1344.

On May 8, 1990, Wainwright and Margaret J. Moore (“Moore”) were charged in a seven-count indictment accusing the two of “devis[ing] and intending] to devise a scheme or artifice to obtain monies, funds, or credits owned by and under the custody and control of” six different banks in the District of Kansas between September 4, 1987, and January 22, 1988. (R., Vol. I, Tab 1 at 2). 1 The indictment charged that the defendants accomplished their scheme by “obtaining] stolen or worthless checks, forg[ing] signatures thereon, and cashpng] or split deposit[ing] the checks by using false or fraudulent identification cards or documents.” Id.

On July 9, 1990, Wainwright entered a plea of guilty to Count 7 of the indictment, which alleged that he and Moore “executed and attempted to execute” a scheme to defraud the Mid-American Bank of Roe-land Park on October 2, 1987. At the time Wainwright entered his plea, the government represented to the district court that: on October 2, 1987, Moore entered Mid-American and said she was Laverne McNabb; Moore presented a $1,489.00 check drawn from the account of John Snowden; this check had been stolen when it had been blank; Moore withdrew $700.00 of the check in cash and deposited the balance into McNabb’s account; when Moore returned later to get the rest of the money, she was denied access. The government also represented that: a month after the Mid-American incident, Moore was caught trying to cash another check at another bank; she was interviewed and confessed that she had been doing this for some time in association with Wainwright; and she told investigators that Wainwright ran the scheme by getting checks from a letter carrier who had stolen them.

On September 10, 1990, Wainwright appeared for sentencing. In accordance with the plea agreement, the government gave the court no sentencing recommendation. The presentence report indicated that the loss suffered by the six banks listed in the indictment totaled $9,927.00. This total included Mid-American’s loss of $700.00. The presentence report also indicated that: Wainwright had no income, assets, monthly expenses, outstanding liabilities, or verifiable employment history; Wainwright had supported himself in the past through illegal activity; he had court-appointed counsel; and he could be considered indigent for the purpose of imposing a fine.

The district court sentenced Wainwright to five years imprisonment under Count 7 of the indictment. The court also ordered Wainwright to pay a total of $4,963.00 restitution under the Victim and Witness Protection Act of 1982 (VWPA), 18 U.S.C. §§ 3579, 3580 (recodified at 18 U.S.C. §§ 3663, 3664), which states that “a defendant convicted of an offense” may be ordered to “make restitution to any victim of such offense.” 18 U.S.C. § 3663(a)(1). According to the court, the $4,963.00 restitution order represented half of the losses suffered by all the banks identified in the indictment and included $350.00 of the $700.00 lost by Mid-American. Finally, the court assessed Wainwright $50.00 as to Count 7 pursuant to 18 U.S.C. § 3013 and, upon the government’s motion, dismissed Counts 1 through 6. Wainwright did not object to the imposition or amount of restitution.

On appeal, Wainwright asserts that the district court imposed an illegal sentence and thus committed plain error when it imposed a restitution order involving losses not related to Count 7, the only count of *1098 which he was convicted. 2 The government counters that, because Wainwright failed to object at sentencing to the amount of restitution and failed to file a Rule 35, Fed.R.Crim.P., 18 U.S.C. motion for sentence modification, he has waived any right to appellate review of this issue.

At the outset, we note that Rule 35, supra, provides that the court may correct an illegal sentence at any time. Indeed, the imposition of an illegal sentence constitutes plain error. United States v. Vance, 868 F.2d 1167, 1169 (10th Cir.1989). In Bartone v. United States, 375 U.S. 52, 84 S.Ct. 21, 11 L.Ed.2d 11 (1963), the Supreme Court held that the error in enlarging the sentence in the absence of the defendant constituted plain error which can be noticed at any stage. Plain errors or defects affecting substantial rights may be noticed at any stage even though they were not brought to the attention of the trial court. Rule 52(a), Fed.R.Crim.P., 18 U.S.C. Thus, if the district court did impose an illegal sentence in setting Wainwright’s restitution order, Wainwright is entitled to relief.

Under the VWPA, a sentencing court may order “a defendant convicted of an offense” to “make restitution to any victim of such offense.” 18 U.S.C. § 3663(a)(1). An order of restitution under the VWPA is part of the sentencing process. United States v. Richard, 738 F.2d 1120, 1122 (10th Cir.1984). An “illegal sentence” is one which is ambiguous with respect to the time and manner in which it is to be served, is internally contradictory, omits a term required to be imposed by statute, is uncertain as to the substance of the sentence, United States v. Becker, 536 F.2d 471, 473 (1st Cir.1976) (citations omitted), or is a sentence which “the judgment of conviction did not authorize.” United States v. Morgan, 346 U.S. 502, 506, 74 S.Ct. 247, 250, 98 L.Ed. 248 (1954). See also United States v. Romero, 642 F.2d 392 (10th Cir.1981).

In Hughey v. United States, — U.S. -, 110 S.Ct. 1979, 109 L.Ed.2d 408 (1990), 3 the Supreme Court held that “the language and structure of the [VWPA] make plain Congress’ intent to authorize an award of restitution only for the loss caused by the specific conduct that is the basis of the offense of conviction.” Hughey 110 S.Ct. at 1981.

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Bluebook (online)
938 F.2d 1096, 1991 U.S. App. LEXIS 14251, 1991 WL 119743, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-james-d-wainwright-ca10-1991.