United States v. James D. Sumler, A/K/A Chew, A/K/A Smoke James D. Sumler

294 F.3d 579, 2002 U.S. App. LEXIS 12717, 2002 WL 1389564
CourtCourt of Appeals for the Third Circuit
DecidedJune 27, 2002
Docket01-3143
StatusPublished
Cited by19 cases

This text of 294 F.3d 579 (United States v. James D. Sumler, A/K/A Chew, A/K/A Smoke James D. Sumler) is published on Counsel Stack Legal Research, covering Court of Appeals for the Third Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. James D. Sumler, A/K/A Chew, A/K/A Smoke James D. Sumler, 294 F.3d 579, 2002 U.S. App. LEXIS 12717, 2002 WL 1389564 (3d Cir. 2002).

Opinion

OPINION OF THE COURT

WEIS, Circuit Judge.

In this appeal we conclude that bartering illegal drugs for a gun constitutes use of a firearm in connection with drug trafficking and invokes the mandatory sentence provisions of 18 U.S.C. § 924. We also decide that evidence of brandishing the gun on subsequent occasions was ad *581 missible in connection with a count charging a drug distribution conspiracy. Accordingly, we will affirm the judgment of the District Court.

A jury convicted defendant of conspiracy to distribute cocaine base in violation of 21 U.S.C. § 846 and the use of a firearm in relation to a drug trafficking crime in violation of 18 U.S.C. § 924(c)(1)(A)(i). He was sentenced to 82 months imprisonment on the conspiracy count and a consecutive 60-month term on the gun charge.

Defendant and others sold crack-cocaine from a house in Jeanette, Pennsylvania for several months in 1999. Joe Wells was one of the customers who frequented the place. On one occasion, Wells traded a gun for cocaine from a co-defendant who also used the house for drug trafficking. Defendant offered to buy the gun from the co-defendant, but was refused. A few days later, defendant obtained a gun from Wells in exchange for drugs.

The government produced evidence that after acquiring the gun, defendant used it to threaten a disgruntled drug customer, as well as some inhabitants of the house. Whether this was proper evidence had been briefed and discussed at some length in pretrial conferences. Ultimately, the trial judge ruled that it could be admitted.

On appeal, defendant asserts that the District Court erred in two critical areas. The first challenge is to the ruling that the acquisition of the gun in exchange for crack-cocaine was a statutorily proscribed “use” in “relation to” a drug transaction. The second objection is to the District Court’s ruling that the brandishing and threatening use of the gun were admissible as evidence of the drug conspiracy. In addition, defendant argues that the two counts should have been severed.

I.

The most serious point defendant raises is the criminality of trading drugs for guns, an issue that has divided the Courts of Appeals. The question is whether such an exchange constitutes “use” of a gun in relation to drug trafficking. 18 U.S.C. § 924(c)(1)(A) requires the imposition of specific penalties if the defendant “during and in relation to ... drug trafficking uses ... a firearm.”

Smith v. United States, 508 U.S. 223, 113 S.Ct. 2050, 124 L.Ed.2d 138 (1993), held that an individual who trades a gun for drugs, rather than selling it for money, violates section 924(c)(1). The Supreme Court pointed out that two conditions must be satisfied to sustain a conviction: the gun must be “used” and that use must occur “in relation to” drug trafficking. Smith, 508 U.S. at 232, 113 S.Ct. 2050. After a thorough analysis, the Court concluded that Congress intended “use” to cover not only utilization as a weapon but also as an article of trade or barter. Id. at 236-37, 113 S.Ct. 2050. The Court reasoned that Congress did not intend “to draw a fine metaphysical distinction between a gun’s role in a drug offense as a weapon and its role as an item of barter ...” Id. at 240, 113 S.Ct. 2050.

“Use,” however, was not in itself enough, because utilization must necessarily be established “during and in relation to” drug trafficking. In construing that requirement,' the Court stated that the gun’s “presence ... was not the product of happenstance,” but was an integral part of the narcotics transaction. Id. at 238, 113 S.Ct. 2050. Without the gun the deal would not have been possible in the circumstances presented there.

Two years later, the Court revisited the “use” application in Bailey v. United States, 516 U.S. 137, 116 S.Ct. 501, 133 L.Ed.2d 472 (1995). In that case, police officers found drugs in the passenger compartment of the defendant’s automobile and a gun in the trunk. The Court decid *582 ed that in that context and under section 924(c)(1), mere possession of a gun was not sufficient and that “the Government must show active employment of the firearm” during commission of the crime. Bailey, 516 U.S. at 143-44, 116 S.Ct. 501.

As examples of “use,” the Court cited brandishing, displaying, bartering, striking with, and firing or attempting to discharge a firearm. Id. at 148, 116 S.Ct. 501. The Court took great pains to point out that Smith was not to be considered undermined. “[0]ur decision today is not inconsistent with Smith ... [where] it was clear that the defendant had ‘used’ the gun; the question was whether that particular use (bartering) came within the meaning of section 924(c)(1).” Id.

Although Smith resolved the “use” issue in circumstances where a defendant traded a gun in order to obtain drugs, the question remained whether the statutory penalties were applicable when the situation was reversed. In other words, does section 924(c)(1) apply when drugs were traded for a gun? On this point, the Courts of Appeals have disagreed.

In United States v. Ulloa, 94 F.3d 949, 956 (5th Cir.1996), the Court of Appeals for the Fifth Circuit, upholding the defendant’s conviction, stated that “[b]y bartering drugs for firearms, [defendant] ‘actively employed’ the firearms, because they were an ‘operative factor’ in the drug trafficking offenses: [Defendant] required that he be furnished firearms in exchange for his drugs.”

In United States v. Cannon, 88 F.3d 1495 (8th Cir.1996), the defendants acquired guns for drugs and cash. The Court of Appeals for the Eighth Circuit upheld the conviction and rejected the contention that Smith did not govern because it involved trading guns for drugs, rather than drugs for guns. Cannon, 88 F.3d at 1509. The Court viewed this argument as “a distinction without a difference ... ‘use’ certainly includes ... bartering.” Id. (citing Bailey, 516 U.S. at 148, 116 S.Ct. 501).

The Court of Appeals for the Ninth Circuit agreed that “[t]here is no question that bartering a firearm for drugs constitutes ‘use’ of the weapon ‘in relation to [a] drug trafficking crime’ within the meaning of section 924(c)(1).” United States v. Ramirez-Rangel, 103 F.3d 1501, 1506 (9th Cir.1997) (citing Smith, 508 U.S. at 225-37, 113 S.Ct. 2050).

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Bluebook (online)
294 F.3d 579, 2002 U.S. App. LEXIS 12717, 2002 WL 1389564, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-james-d-sumler-aka-chew-aka-smoke-james-d-sumler-ca3-2002.