United States v. International Business Machines Corp.

87 F.R.D. 411, 1980 U.S. Dist. LEXIS 12107
District Court, S.D. New York·Decided July 2, 1980·No. No. 69 Civ. 200 (DNE)·Published·Cited by 9 cases

Opinion

OPINION

EDELSTEIN, District Judge:

INTRODUCTION

In February, 1980, IBM counsel in this five year old trial represented to the court that, after 5000 to 6000 documents had been offered by IBM and ruled upon and miscellaneous matters disposed of, all that would remain of IBM’s defense was the testimony of four economic experts. Tr. 99091-109. Since that time, the court has been nourished by a steady diet of those 5000-plus documents offered by the defendant, most of which have now been ruled upon. The miscellaneous issues — hearing of remaining “fact” witnesses, consideration of various evidentiary stipulations, assorted motions, and the like — have been disposed of or are now being dealt with by counsel or the court. Having reached this watershed point, the court called a conference on June 2, 1980 to fix the trial schedule for hearing the four remaining defense witnesses. One may readily conceive of the court’s surprise when, at this conference, it was apprised that defense counsel had just filed a motion seeking permission to call 124 witnesses not previously identified as part of IBM’s direct case. The court is told little more in the motion papers than that the witnesses would:

testify in an effort to lay a testimonial foundation for certain exhibits to which plaintiff has objected and which the court has recently excluded from evidence.
[414] . IBM wishes to call live witnesses to testify about those exhibits in the hope that when presented with live testimony authenticating the exhibits and explaining the circumstance of their creation, plaintiff’s counsel might withdraw their objection or, whether those objections are withdrawn or not, the Court might nevertheless reconsider its ruling and receive the exhibits in evidence.

IBM Memorandum, May 30, 1980, at 1-3.1 This memorandum will speak to that unhappy motion.

THE LAW OF THE CASE

The motion rests on the following averment of counsel:

For the most part, the exhibits in question are similar to exhibits offered by plaintiff without any testimonial foundation and received in evidence over IBM’s objection. When we offered them, we believed that the IBM exhibits in question should have been received into evidence under the law of this case. But since they were not — even for the most limited purposes — we now seek leave to call the authors or other knowledgeable people to testify about them, in order to lay a foundation about which plaintiff cannot complain.

Affidavit of Paul C. Saunders, May 30,1980 ¶ 2.

This statement is based on a misuse of the phrase “law of the case” that has appeared so readily and frequently in the mouths of IBM counsel that one doubts any amount of. persuasion could dispel it. Be that as it may, this court does not believe that supposed general evidentiary rules divined from a bulk of rulings during a case can sensibly be called “law of the case” sufficient — without more — to require the receipt of any other piece of evidence. The vice of this proposition is evident from the manner in which IBM has presented it. In recent submissions of documents, IBM has supplied for many documents what can only be described as boilerplate recitations of “the law of the case.” For example, to buttress virtually all of its many “state of mind” offers — a slippery area at best — IBM offers the same refrain: “The rule justifying receipt of documents such as-for the purpose of showing someone’s perceptions was clearly established by the Court in receiving numerous documents offered by plaintiff to show ‘state of mind.’ The ‘state of mind’ of virtually everyone became justification for receiving documents offered by plaintiff.” The same ten citations to the record are then given in each case. But this fails to consider that each evidentiary ruling is an exercise of judgment — an interplay of many considerations, such as relevancy, cumulativeness, and probative value, to name but a few, that may vary from ruling to ruling. Even when correctly understood, law of the case does not bind the court to perpetuate or apply an inapposite decision when circumstances are different. See, e. g., Southern Railroad v. Shealey, 382 F.2d 752, 757 (5th Cir. 1967); Evans v. Buchanan, 465 F.Supp. 445, 448 (D.Del. 1979). The fact that the court received and excluded various IBM documents offered with the very same boilerplate bears this out.2 The court’s rulings are right or they are wrong, and doubtless in a case of this size some may be found to be “inconsistent” in some respect. But to require every evi-[415] dentiary decision to be justified against all that has gone before — when the endeavor requires analogizing one decision to another, comparing one document to the next— would truly make a shambles of the proceeding.3

The better application of the judicial policy known as law of the ease cuts distinctly against IBM’s position here. The motion to call foundation witnesses is mere preliminary to reoffer an attempted relitigation of documents already ruled on. If the principle of law of the case has any application to evidentiary rulings, it must be that such rulings, once made as to any particular piece of evidence, should be final as to that piece of evidence absent compelling reason for reargument: “In the interest of getting a case finally adjudicated . a court should normally adhere to its prior rulings.” IB Moore’s Federal Practice ¶ 0.404 at 452 (2d ed. 1974).

THE MOTION TO ADD WITNESSES

Although the court’s views on the proper use of the law of the case, and the strong interest in finality, would suffice to deny IBM’s eleventh-hour motion, that motion may also be analyzed and shown wanting even when taken at face value; as a straightforward motion to add witnesses not previously identified to the court and the opposition.

Defendant’s motion is made pursuant to the court’s order of January 12, 1978, that additions to IBM’s witness list be made by “formal application on appropriate motion.” Responding to plaintiff’s claims that IBM had given shifting signals as to the status of its witness list as a tactic to impede plaintiff’s preparation, the court demanded “good faith bases giving full effect to the spirit and intent of this order” as a minimum standard in assessing the timeliness and sufficiency of any application to amend the witness list.

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United States v. International Business Machines Corp., 87 F.R.D. 411, 1980 U.S. Dist. LEXIS 12107 (S.D.N.Y. 1980).

87 F.R.D. 411 (United States v. International Business Machines Corp.) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

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