United States v. Hyman Abrams

427 F.2d 86, 1970 U.S. App. LEXIS 8907
CourtCourt of Appeals for the Second Circuit
DecidedJune 3, 1970
Docket742, Docket 34090
StatusPublished
Cited by44 cases

This text of 427 F.2d 86 (United States v. Hyman Abrams) is published on Counsel Stack Legal Research, covering Court of Appeals for the Second Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Hyman Abrams, 427 F.2d 86, 1970 U.S. App. LEXIS 8907 (2d Cir. 1970).

Opinion

HAYS, Circuit Judge.

Appellant, an attorney specializing in immigration law, appeals from a judgment of conviction entered in the United States District Court for the Southern District of New York upon a jury’s verdiet finding him guilty on two counts of causing false statements to be made to the Immigration and Naturalization Service (INS), in violation of 18 U.S.C. § 1001 (1964) and 18 U.S.C. § 2 (1964), on one count of endeavoring to influence a witness in a proceeding before the INS, in violation of 18 U.S.C. § 1505 (1964), and on two counts of causing an alien to fail to carry and have in his personal possession a certificate of alien registration, in violation of 8 U.S.C. § 1304(e) (1964) and 18 U.S.C. § 2 (1964). 1

In urging the reversal of his conviction appellant contends: (1) that the exercise of his privilege against self incrimination was improperly called to the attention of the jury, in violation of his rights under the Fourth and Fifth Amendments; (2) that the cross-examination of Leon Rosen, an attorney who testified as a defense expert on immigration matters, improperly conveyed to the jury the impression that the witness and the appellant were associated with other lawyers charged with immigration frauds; (3) that the trial court’s charge on the count of endeavoring to influence a witness in a proceeding before a government agency constituted plain error, and that in any event it was error to submit this count to the jury; (4) that the trial court committed plain error in failing to charge that appellant’s clients who testified for the prosecution were accomplices whose testimony should be scrutinized with special care; (5) that there was insufficient evidence to support appellant’s conviction as to one of the counts of causing false statements to be made; and (6) that his conviction on two counts of causing an alien to fail to have personal possession of his certificate of alien registration violated the requirements of due process.

*89 We find no merit in appellant’s contentions and accordingly affirm the judgment of conviction.

I.

Appellant’s claim that the exercise of his privilege against self incrimination was improperly brought to the attention of the jury is based upon the following incident. The prosecution, during cross-examination of appellant’s wife, who was also his secretary, called upon her to produce certain files, which had been suppressed on appellant’s motion prior to trial. Appellant’s counsel waited until the following morning to interpose an objection outside the hearing of the jury. The trial judge sustained the objection, but ruled that as a matter of fairness to the government, the objection should be repeated in the presence of the jury. Appellant claims that by thus forcing to the attention of the jury the exercise of his privilege against self incrimination, his constitutional rights were violated.

The problem appellant raises is not one of constitutional dimensions. The privilege against self incrimination is not a prohibition against all inquiry. See 8 Wigmore on Evidence § 2268, at 402 (McNaughton rev. 1961). Specific instances of prosecutorial misconduct in the face of knowledge that the privilege will be asserted or of the creation of inferences adding critical weight to the prosecution’s case may be so prejudicial as to require reversal. See Namet v. United States, 373 U.S. 179, 185-190, 83 S.Ct. 1151, 10 L.Ed.2d 278 (1963). That, however, is not the case here. We do not believe the prosecution’s request for the files evidenced a deliberate attempt to call to the attention of the jury appellant’s prior exercise of his privilege against self incrimination. The prosecution had some basis for believing it was now entitled to inspect the files; appellant’s wife admitted that she had studied the files in preparation for her testimony. In any event, the prosecution’s conduct, if improper, represented only a “minor lapse” in the context of the entire trial. See United States v. Hiss, 185 F.2d 822, 832 (2d Cir. 1950), cert. denied, 340 U.S. 948, 71 S.Ct. 532, 95 L.Ed. 683 (1951). Nor do we believe the jury could have drawn any inferences from the incident of critical importance to the prosecution’s case. In calling for the files, the prosecution made no reference to the fact that appellant had previously exercised his privilege against self incrimination with regard to them. The court required appellant’s counsel to make only a general non-specific objection to the production of the files, and accordingly counsel merely objected to the production of the files “at this particular time.” This was not a case where the jury was certain to infer that appellant had previously exercised his privilege against self incrimination. See United States v. Gross, 276 F.2d 816, 820-821, (2d Cir.), cert. denied, 363 U.S. 831, 80 S.Ct. 1602, 4 L.Ed.2d 1525 (1960); Fletcher v. United States, 118 U.S.App.D.C. 137, 332 F.2d 724 (1964). Even assuming the jury might have drawn an inference prejudicial to appellant, not only did appellant’s counsel help create the situation by failing to make timely objection to a line of questioning obviously pointed towards a request for the files, see United States v. Five Cases, etc., 179 F.2d 519, 523-524 (2d Cir.), cert. denied, 339 U.S. 963, 70 S.Ct. 997, 94 L.Ed. 1372 (1950), but the court’s careful instruction to the jury, upon sustaining the objection, that the files need not be produced “as a matter of law” and that the jury was to “draw no inferences from that one way or another,” was sufficient to cure any prejudice inherent in the situation. See Namet v. United States, supra, 373 U.S. at 187, 83 S.Ct. 1151.

II.

The prosecution’s examination of Leon Rosen, appellant’s expert witness, did not exceed the permissible scope of cross-examination. Cross-examination elicited no more than that the witness was friendly with appellant and that he had previously testified as a defense ex *90 pert in two similar cases. The witness’ friendship with appellant and his testifying as a defense witness in two similar cases were both relevant on the issue of bias. The trial judge did not abuse his discretion in permitting this line of inquiry. See United States v. Lester, 248 F.2d 329, 334 (2d Cir. 1957); 3 Wigmore on Evidence § 949 (3d ed. 1940).

III.

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Bluebook (online)
427 F.2d 86, 1970 U.S. App. LEXIS 8907, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-hyman-abrams-ca2-1970.