United States v. Howard Jay Kaplan

972 F.2d 349, 1992 U.S. App. LEXIS 26146, 1992 WL 168100
CourtCourt of Appeals for the Sixth Circuit
DecidedJuly 17, 1992
Docket91-2003
StatusUnpublished
Cited by3 cases

This text of 972 F.2d 349 (United States v. Howard Jay Kaplan) is published on Counsel Stack Legal Research, covering Court of Appeals for the Sixth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Howard Jay Kaplan, 972 F.2d 349, 1992 U.S. App. LEXIS 26146, 1992 WL 168100 (6th Cir. 1992).

Opinion

972 F.2d 349

NOTICE: Sixth Circuit Rule 24(c) states that citation of unpublished dispositions is disfavored except for establishing res judicata, estoppel, or the law of the case and requires service of copies of cited unpublished dispositions of the Sixth Circuit.
UNITED STATES of America, Plaintiff-Appellee,
v.
Howard Jay KAPLAN, Defendant-Appellant.

No. 91-2003.

United States Court of Appeals, Sixth Circuit.

July 17, 1992.

Before RALPH B. GUY, Jr. and BOGGS, Circuit Judges, and RONEY, Senior Circuit Judge.*

PER CURIAM.

Howard Kaplan appeals his convictions for being a felon in possession of a firearm and for making false statements in connection with the acquisition of firearms. He also appeals the district court's sentencing decision. For the reasons given below, we affirm both of Kaplan's convictions. However, we reverse the district court's sentencing decision and remand this case for a recalculation of Kaplan's sentence.

* On March 1, 1991, Kaplan waived his right to be charged by grand jury indictment. On the same day, the government filed a two-count information, charging Kaplan with being a felon in possession of a firearm, in violation of 18 U.S.C. § 922(g) (Count I), and with making a false statement in connection with firearm acquisitions, in violation of 18 U.S.C. § 922(a)(6) (Count II). Kaplan entered a plea of guilty to both counts on March 20, 1991.

Prior to sentencing, Kaplan filed objections to the proposed calculation of his sentence under the guidelines. Specifically, Kaplan objected to the probation department's legal conclusion that the special offense characteristic reduction for possession of firearms for collection and sporting purposes, as authorized by U.S.S.G. § 2K2.1(b)(1), could never apply to a defendant convicted of being a felon in possession of a firearm. Kaplan contended that he was entitled to a sentence reduction because he possessed firearms as a collector and for the purposes of competitive sport shooting. On August 26, 1991, the United States District Court sentenced Kaplan to 27 months' imprisonment on each count, to run concurrently. The court also imposed a three-year term of supervised release and a $3,000 fine. The court refused to apply the sport/collection adjustment, stating that to find the adjustment applicable to a conviction under the felon in possession statute would "set the law on its ear." Additionally, the court found that target shooting at a gun range as practice for competitive matches did not qualify as a "lawful sporting purpose" and that Kaplan had not possessed the weapons solely for collection purposes.

This conviction arose from the investigation of a burglary at Kaplan's home. After he found that his house had been burglarized, Kaplan notified police. When the police arrived, they noted that Kaplan had numerous firearms displayed on the wall of a small, locked room in his home. The local authorities notified the Bureau of Alcohol, Tobacco, and Firearms (ATF). The ATF investigation revealed that Kaplan had prior felony convictions, the most recent of which had occurred in 1981. Using this information, the ATF obtained a warrant and searched Kaplan's home on May 10, 1990. During the search, the government photographed Kaplan's collection of weapons and memorabilia and seized numerous firearms from the secured room in his house. Those eighteen firearms, and the statements Kaplan made to acquire some of them, provided the basis for the information in this case.

The underlying conviction that served as the basis for the felon-in-possession charge in the information was another felon-in-possession conviction that occurred in federal court in Arizona in 1981. Thus, the predicate felony conviction here was another federal crime. Kaplan maintains that because his civil rights had been restored, the information charging him with being a felon in possession of a firearm in this case failed to allege a chargeable offense and, therefore, his conviction on Count I must be reversed. Kaplan also contends that since his civil rights had been restored and he had the right to possess firearms, Count II of the information, charging him with making false statements in the acquisition of firearms, also failed to allege a federal crime. He therefore urges this court to reverse his conviction on Count II. Finally, Kaplan challenges the district court's sentencing decision. Kaplan argues that the district court erred when it refused to apply the sport/collection adjustment to a felon-in-possession conviction and, further, when it refused to classify Kaplan's guns as part of collection and used exclusively for sporting purposes. We address each of these issues in turn.

II

The Felon-in-Possession Conviction

The main issue in this case centers on the felon-in-possession statute, 18 U.S.C. § 922(g). Section 922(g) provides, in pertinent part:

(g) It shall be unlawful for any person--

(1) who has been convicted in any court of a crime punishable by imprisonment for a term exceeding one year

to ship or transport in interstate or foreign commerce, or to possess in or affecting commerce, any firearm or ammunition; or to receive any firearm or ammunition which has been shipped in interstate or foreign commerce.

The definition of a conviction for a "crime punishable by imprisonment for a term exceeding one year" is found at 18 U.S.C. § 921(a)(20):

What constitutes a conviction of such a crime shall be determined in accordance with the law of the jurisdiction in which the proceedings were held. Any conviction which had been expunged, or set aside or for which a person has been pardoned or has had civil rights restored shall not be considered a conviction for purposes of this chapter, unless such pardon, expungement, or restoration of civil rights expressly provides that the person may not ship, transport, possess, or receive firearms.

So, if a defendant's civil rights have been restored, and his ability to possess firearms has not been expressly curtailed, then the felony may not be used as the predicate for a federal felon in possession charge.

This Circuit has recently been presented with issues under the felon-in-possession statute in United States v. Driscoll, No. 91-1583 (6th Cir. July 16, 1992) and United States v. Gilliam, 778 F.Supp. 935 (E.D.Mich.1991), appeal argued, March 23, 1992 (No. 91-2417). Both of those cases, however, involved state convictions as predicate acts for the felon-in-possession charges. The issue in both Driscoll and Gilliam was whether the state of Michigan had sufficiently restored the civil rights of the defendants such that their respective Michigan convictions could not serve as predicates for the federal felon-in-possession charges in a federal court in Michigan.

The issue in this case is different because the predicate act for the felon-in-possession conviction was a federal felon-in-possession conviction in a different state from the one in which the defendant was arrested. Since we are dealing with a conviction of a federal crime instead of a crime in certain state, the analysis of whether the defendant's civil rights have been restored becomes more complicated.

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Bluebook (online)
972 F.2d 349, 1992 U.S. App. LEXIS 26146, 1992 WL 168100, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-howard-jay-kaplan-ca6-1992.