United States v. Hooten

12 C.M.A. 339, 12 USCMA 339, 30 C.M.R. 339, 1961 CMA LEXIS 242, 1961 WL 4448
CourtUnited States Court of Military Appeals
DecidedApril 28, 1961
DocketNo. 14,612
StatusPublished
Cited by12 cases

This text of 12 C.M.A. 339 (United States v. Hooten) is published on Counsel Stack Legal Research, covering United States Court of Military Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Hooten, 12 C.M.A. 339, 12 USCMA 339, 30 C.M.R. 339, 1961 CMA LEXIS 242, 1961 WL 4448 (cma 1961).

Opinions

[340]*340Opinion of the Court

Homer Ferguson, Judge:

This is a general court-martial in which the accused was tried for perjury, in violation of Uniform Code of Military Justice, Article 131, 10 USC § 931; conspiracy to commit perjury, in violation of Code, supra, Article 81, 10 USC § 881; and adultery and wrongful cohabitation, both in violation of Code, supra, Article 134, 10 USC § 934. He was found guilty of all charges and specifications and sentenced to bad-conduct discharge, forfeiture of all pay and allowances, confinement at hard labor for twenty-four months, and reduction to the grade of seaman recruit.

The convening authority reduced the period of confinement adjudged to fifteen months, but otherwise approved the sentence. The board of review set aside the findings of guilty of perjury on the basis of res judicata and reduced accused’s punishment to bad-conduct discharge, forfeiture of all pay and allowances, reduction, and confinement at hard labor for ten months. Thereupon, The Judge Advocate General of the Navy certified the following questions to this Court:

“1. Was the Board of Review correct in holding that the defense of res judicata estopped prosecution and conviction of the accused for perjury?
“2. Was the Board of Review correct in holding that the prior acquittal did not prevent the conviction of the accused for conspiring to commit perjury?”

Accused was initially tried by special court-martial on three specifications of larceny by check and ten specifications of wrongfully and dishonorably failing to maintain sufficient funds on deposit to meet certain checks which he made and uttered. At the trial, he defended on the basis of honest mistake and testified that he had given his “wife” one hundred dollars to deposit in the bank prior to writing the checks. After he had negotiated the instruments, he found that she had not deposited the money. The testimony of the “wife” was also adduced, and she related, under oath, that accused had given her the mentioned sum to deposit in the bank and that she had forgotten to do so. On the basis of this testimony by the accused and the “wife,” the members of the special court-martial were instructed on the affirmative defense of mistake of fact and the elements of the offenses charged. They acquitted the accused of each of the check offenses.

Accused’s sworn testimony concerning the delivery of the sum to his “wife” constituted the basis for the perjury charge against him, while her testimony concerning the receipt of the money for deposit is alleged as the overt act in the count of conspiracy to commit perjury.

In the record now before us, accused’s “wife” testified that she had a living, undivorced spouse, and that she and the accused had never married. She also stated that she had never received the sum of one hundred dollars from the accused to deposit in his bank and that her contrary testimony in this special court-martial was false. The accused had induced her so to testify in order to escape the consequences of the bad-check charges. Also received in evidence was the accused’s voluntary pretrial confession in which he acknowledged the falsity of his testimony and that of his “wife” in the special court-martial. In addition, another witness declared that the accused had informed him prior to the special court-martial that he intended to have his “wife” falsely testify that he had given her one hundred dollars to deposit in his checking account.

The accused sought unsuccessfully at the trial to invoke the doctrine of res judicata with respect to the charges of perjury and conspiracy to commit perjury. As noted above, he has received part of the relief which he sought through the action of the board of review.

The availability of res judicata in military law as a defense to an accused [341]*341charged with perjury is no longer open to question. United States v Martin, 8 USCMA 346, 24 CMR 156; United States v Smith, 4 USCMA 369, 15 CMR 369; Manual for Courts-Martial, United States, 1951, paragraph 716.

The Manual, supra, discusses the defense as follows, at page 110:

“The defense of res judicata is based on the rule that any issue of fact or law put in issue and finally determined by a court of competent jurisdiction cannot be disputed between the same parties in a subsequent trial even if the second trial is for another offense. The accused, in a proper case, may assert an issue of fact finally determined by an acquittal as a defense. Thus, if B has been acquitted by a court-martial . . . of having committed an assault with a knife upon A, B can assert the acquittal as a defense if, upon the subsequent death of A as a result of the wound inflicted in the assault, B is later tried for murder, although the defense of former jeopardy might not be available to him.

In United States v Smith, supra, we had occasion exhaustively to consider the doctrine as a defense and concluded that the discussion contained in the Manual, supra, correctly reflected military law. Judge Latimer there noted on behalf of the Court, at page 374:

“. . . [T]he language used by the framers of the Manual is broad and sweeping and covers any issue of fact or law in issue and finally determined; makes no distinction as to issues directly involved or collaterally involved; it does not limit its application to issues arising out of one transaction; and we find no good reason to interpret the provision so narrowly as to require the accused again to litigate an issue which has been decided in his favor.”

In Smith, supra, we were concerned with the binding effect of a law officer’s action in excluding the accused’s confession from evidence as involuntary in an earlier trial. In United States v Martin, supra, however, we were faced with application of the doctrine of res judicata to the trial of an accused for perjury based upon allegedly false testimony given at his trial for another offense of which he was acquitted. There, we pointed out that we had previously considered the diametrically opposed views of other jurisdictions concerning the use of res judicata as a defense in criminal proceedings and reaffirmed our holding in United States v Smith, supra, that it was available to military accused. We then specifically rejected the contention that the doctrine did not apply to charges of perjury based upon accused’s testimony in a former trial. United States v Martin, supra, at page 350. At the same time, we noted the difficulty involved in determining the nature of the factual questions litigated at the original proceedings. Thus, we said, at page 349:

“We recognize there is merit to the argument that a general finding by a court-martial ofttimes makes it difficult to determine whether a particular issue was in fact decided in a prior case. However, in this instance the claimed difficulty is more imaginary than real. In United States v Sealfon, 332 US 575, 92 L ed 180, 68 S Ct 237, the Supreme Court of the United States not only applied the doctrine of res judicata in a criminal case, it went on to say that a determination of whether an acquittal in a prior trial embraces a given issue ‘depends upon the facts adduced at each trial and the instructions under which the jury arrived at its verdict at the first trial.’ ” [Emphasis supplied.]

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Cite This Page — Counsel Stack

Bluebook (online)
12 C.M.A. 339, 12 USCMA 339, 30 C.M.R. 339, 1961 CMA LEXIS 242, 1961 WL 4448, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-hooten-cma-1961.