United States v. Hollis

11 C.M.A. 235, 11 USCMA 235, 29 C.M.R. 51, 1960 CMA LEXIS 339, 1960 WL 4457
CourtUnited States Court of Military Appeals
DecidedFebruary 5, 1960
DocketNo. 13,511
StatusPublished
Cited by9 cases

This text of 11 C.M.A. 235 (United States v. Hollis) is published on Counsel Stack Legal Research, covering United States Court of Military Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Hollis, 11 C.M.A. 235, 11 USCMA 235, 29 C.M.R. 51, 1960 CMA LEXIS 339, 1960 WL 4457 (cma 1960).

Opinions

Opinion of the Court

ROBERT E. Quinn, Chief Judge:

Charged with the murder of his seven-month-old son, the accused was convicted on June 16, 1959, of involuntary manslaughter, in violation of Article 119, Uniform Code of Military Justice, 10 USC § 919. The court-martial1 was instructed that the maximum punishment was a dishonorable discharge, confinement at hard labor for three years, forfeiture of all pay and allowances, and reduction to seaman recruit. There was no instruction on the imposition of hard labor without confinement. After some deliberation in closed ses[236]*236sion, the court reopened and the following occurred:

“PRES: Glen D. Hollis, seaman apprentice, U. S. Navy, it is my duty as president of this court to inform you that the court in closed session and by secret ballot, sentences you: To three (3) years of hard labor, reduction to seaman recruit, forfeiture of pay and allowances and to be followed by a dishonorable discharge.
“LO: Was that forfeiture of all pay and allowances?
“PRES: Yes.
“TC: Was that sentence arrived at by two-thirds of the members present concurring?
“PRES: It was.
“LO: Does the trial counsel have anything further?
“TC: No, sir.
“DC: The defense has nothing further.
“LO: Orderly, escort the accused out. The court will adjourn to the call of the president.
“PRES: The court will adjourn.”

The record of trial was duly authenticated by the president and the law officer. Almost a month after the trial, the convening authority' approved the sentence and forwarded the record of trial to the office of The Judge Advocate General of the Navy for review by a board of review. The court-martial order which he promulgated shows the sentence adjudged by the court-martial to be confinement at hard labor for three years. When the case came before the board of review, appellate defense counsel contended the convening authority improperly stated the sentence of the court-martial in that it did not in fact include confinement, and that, as adjudged, hard labor in excess of three months was illegal under the maximum punishment provisions prescribed in the Manual for Courts-Martial, United States, 1951. Paragraph 1267c of the ■Manual provides in part that:

“Hard labor without confinement will not be adjudged in excess of three months.”

The Government thereupon obtained a certificate of correction and affidavits from the trial personnel to clarify the “apparent discrepancy.” The board of review refused to accept the certificate of correction, and held that at that late date the Government could not change “the legal significance of the sentence announced in open court.” For reasons set out in separate opinions, two of the members affirmed a sentence which includes hard labor without confinement for three months. The third member of the board of review voted to approve only a bad-conduct discharge and reduction to seaman recruit.

Pursuant to Article 67 (b) (2), The Judge Advocate General of the Navy certified the case to this Court for review on the following issues:

“a. Whether the Board of Review was correct in refusing to allow the Government to show by a Certificate of Correction and supporting affidavits the sentence actually adjudged by the members of the court.
“b. Whether the Board of Review was correct in interpreting the phrase ‘to three years of hard labor’ to mean to perform hard labor without confinement for three years.”

The president and members of the court-martial filed affidavits to the effect that they actually voted a sentence to confinement at hard labor for three years. None had any “independent recollection” of the sentence announced by the president in open court. Similarly, the law officer and defense counsel certified that they had no recollection of the inclusion or omission of the word “confinement” from the sentence, but trial counsel said the president used the words “to three years of hard labor.” It also appears to be conceded, as represented by trial defense counsel in a separate certificate, that “the reporter’s notes correspond with the record.” The certificate of correction purports to delete the sentence appearing in the record, and substitutes a sentence providing for confinement at hard labor for three years. “This correction is made,” says the certificate, “because the sentence as stated above is the actual sentence which the court did, in fact, arrive at and vote to impose on the accused.”

[237]*237We begin with the simple fact that the certificate of correction does not actually correct the record. It sets out the court’s vote on the sentence but that is not the sentence announced in open court. In United States v Nicholson, 10 USCMA 186, 27 CMR 260, we pointed out that a certificate of correction can be used to show an event or occurrence that took place at the trial but which is not properly reflected in the transcript of the proceedings, or to delete something from the transcript because the matter is erroneously included. These are true corrections of the record. Here, however, the certificate purports to change what was said at the trial into something that should have been but was not said. This is not correction but alteration of the record. A certificate cannot be used for such purposes.

What the certificate clearly reveals is that the president by a “slip of the tongue” omitted the word “confinement” from his statement of the sentence adjudged by the court. At no time, however, was the actual sentence ever formally announced. As far as the eoncededly correct transcript of the record shows, therefore, the sentence is “three (3) years of hard labor.” We cannot change the record to read otherwise. As we said in a different but related connection in United States v Smith, 8 USCMA 582, 584-5, 25 CMR 86:

“ ... an appellate authority cannot change the record. It cannot resort to other matter which was not made a part of the trial proceedings. Even if it is morally certain that an instruction is simply the result of an oversight, the appellate tribunal is bound to weigh the adequacy of the instruction as it was given at the trial, and as it appears in the record of trial.”

On the present record, the board of review was entirely correct in refusing to give effect to the certificate of correction. We, therefore, answer the first certified question in the affirmative.

Eliminating the certificate of correction does not dispose of the issue the Government has raised. Basically, the Government contends the court actually sentenced the accused to confinement. As long as the president’s “slip of the tongue” remains on the record, it cannot use a certificate of correction. There is, however, another way in which mistakes may be corrected; that method is the revision proceeding. Article 62, 10 USC § 862; paragraph 86d. Manual for Courts-Martial, United States, 1951, provides as follows:

“d. Revision proceedings. — For procedure in revision, see 80.

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Bluebook (online)
11 C.M.A. 235, 11 USCMA 235, 29 C.M.R. 51, 1960 CMA LEXIS 339, 1960 WL 4457, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-hollis-cma-1960.