United States v. Hiltz

14 F. App'x 17
CourtCourt of Appeals for the First Circuit
DecidedJuly 30, 2001
Docket00-2436
StatusPublished
Cited by1 cases

This text of 14 F. App'x 17 (United States v. Hiltz) is published on Counsel Stack Legal Research, covering Court of Appeals for the First Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Hiltz, 14 F. App'x 17 (1st Cir. 2001).

Opinion

PER CURIAM.

Lawrence B. Hiltz appeals from the denial of his motion to withdraw his guilty plea. Hiltz moved to withdraw his plea prior to sentencing. Therefore, the court was permitted to grant the motion for “any fair and just reason.” Fed.R.Crim.P. 32(e). In reviewing plea withdrawal rul *18 ings, this court “accord[s] considerable deference to the firsthand assessment ultimately made by the district court, which must be affirmed absent a demonstrable abuse of discretion.” United States v. Marrero-Rivera, 124 F.3d 342, 348 (1st Cir.1997). In particular, “the factfinding underlying the plea withdrawal ruling may not be set aside for anything less than ‘clear error.’ ” Id. at 347. Because we conclude that the district court’s determination that the .plea was knowing and voluntary was neither clear error nor an abuse of discretion, we affirm.

I. Background

Hiltz pled guilty to one count of conspiracy to traffic in counterfeit goods, in violation of 18 U.S.C. § 371, and multiple counts of trafficking in counterfeit goods, in violation of 18 U.S.C. § 2320. He entered his plea, pursuant to a written plea agreement, after seven days of jury trial. Represented by new counsel, he filed his motion to withdraw his guilty plea after the presentence report was issued, but before sentencing. The district court held a hearing and Hiltz submitted affidavits in support of the motion. He did not request an evidentiary hearing and none was held. The court considered the affidavits and rejected Hiltz’ claims that he did not understand the charges against him and that he had received ineffective assistance of counsel which invalidated his plea.

On appeal, Hiltz argues that: 1) his plea violated core concerns of Fed.R.Crim.P. 11 because Hiltz did not understand the charges to which he was pleading guilty and 2) he received ineffective assistance of counsel because his attorney misinformed him about the sentencing consequences of his plea and pressured him to plead guilty.

II. Understanding of the Charges

In his brief on appeal, Hiltz makes only vague references to his claim that he did not understand the charges against him. He does not identify the specific elements of the charges that he did not understand. Having failed to make a developed argument on appeal, Hiltz has waived this issue. See United States v. Zannino, 895 F.2d 1, 17 (1st Cir.1990).

Even if he had not waived the argument, however, it would not entitle him to relief. In his motion to withdraw his guilty plea, Hiltz argued that he pled guilty without an understanding of the charges against him. In his affidavit accompanying that motion, he stated that when he pled guilty he was “confused, and did not have any understanding as to what it was I was pleading guilty to.” More specifically, he recounted that at the change-of-plea hearing he denied that he had conspired with Mr. Leppo and that he had “knowingly” trafficked in counterfeit goods. Hiltz stated in his affidavit that he now understands that “the government would be required to prove that at the time I took the actions set forth in the indictment I knew and intended to commit a crime. I had no such knowledge or intent.”

The district court, in its Memorandum and Order of June 16, 2000, denying Hiltz’ motion to withdraw his plea, found that “the plea colloquy met the requirements of Rule 11,” that the court had “addressed the three core concerns underlying the rule” and that “Hiltz plainly, and on the record, plead to the facts as outlined.” We agree. The record, including the transcript of the change-of-plea hearing, supports those conclusions. “[W]here the prosecutor’s statement or the defendant’s description of the facts sets forth all elements of the offense and the conduct of the defendant that constitutes the offense, ‘the defendant’s admission that the allegations are true is sufficient evidence that he understands the charge.’ ” United States v. Cotal-Crespo, 47 F.3d 1, 6 (1st Cir.1995). That was the case here.

*19 Although Hiltz initially denied that he conspired with Andrew Leppo, he admitted that he obtained the counterfeit packaging from Mr. Leppo and that he conferred with Mr. Leppo about how the invoices should read and on matters of “quality control.” Those admissions demonstrate Hiltz’ understanding of the charges that he conspired with Mr. Leppo. Hiltz admitted that he was guilty “at the minimum” of “willful blindness.” That satisfies the knowledge requirement under § 2320. See 130 Cong. Rec. 31,-674 (1984) (Joint Statement on Trademark Counterfeiting Legislation). Hiltz claims in his affidavit that he was unaware of the requirement that the government prove that Hiltz knew that his conduct was a crime. There is no such requirement under § 2320, however. See United States v. Baker, 807 F.2d 427, 428 (5th Cir.1986).

III. Ineffective Assistance of Counsel

“[T]he two-part Strickland v. Washington test applies to challenges to guilty pleas based on ineffective assistance of counsel.” Hill v. Lockhart, 474 U.S. 52, 58, 106 S.Ct. 366, 88 L.Ed.2d 203 (1985). The first part of the test requires a showing that “counsel’s representation fell below an objective standard of reasonableness.” Strickland v. Washington, 466 U.S. 668, 687-88,104 S.Ct. 2052, 80 L.Ed.2d 674 (1984). The second part of the test, in the context of guilty pleas, requires a defendant to show that “but for counsel’s errors, he would not have pleaded guilty and would have insisted on going to trial.” Hill, 474 U.S. at 59, 106 S.Ct. 366.

“We do not normally consider ineffective-assistance-of-counsel claims on direct appeal.” United States v. Natanel, 938 F.2d 302, 309 (1st Cir.1991). However, this case seems to fall within the following exception to that rule: “where the critical facts are not genuinely in dispute and the record is sufficiently developed to allow reasoned consideration of an ineffective assistance claim, an appellate court may dispense with the usual praxis and determine the merits of such a contention on direct appeal.” Id.

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Bluebook (online)
14 F. App'x 17, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-hiltz-ca1-2001.