United States v. Hicks

635 F.3d 1063, 85 Fed. R. Serv. 1, 2011 U.S. App. LEXIS 6788, 2011 WL 1226363
CourtCourt of Appeals for the Seventh Circuit
DecidedApril 4, 2011
Docket09-3608
StatusPublished
Cited by28 cases

This text of 635 F.3d 1063 (United States v. Hicks) is published on Counsel Stack Legal Research, covering Court of Appeals for the Seventh Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Hicks, 635 F.3d 1063, 85 Fed. R. Serv. 1, 2011 U.S. App. LEXIS 6788, 2011 WL 1226363 (7th Cir. 2011).

Opinion

WILLIAMS, Circuit Judge.

A jury found Billy Hicks guilty of one count of knowingly distributing cocaine base, in violation of 21 U.S.C. § 841(a)(1). Hicks appeals his conviction, arguing that the district court made several errors during trial. We find that the district court did not err when it dismissed a juror for cause based on her relationship to a witness, admitted tape recordings between Hicks and a confidential informant, and allowed federal agents to testify about their personal observations. However, because we find that the district court improperly allowed evidence of Hicks’s prior drug convictions in violation of Federal Rule of Evidence 404(b), we vacate his conviction and remand for a new trial.

I. BACKGROUND

On July 17, 2006, Billy Hicks had a telephone conversation with Anthony Hurd about the possibility of Hurd purchasing a large amount of crack cocaine. What Hicks did not know was that Hurd was a confidential informant who called Hicks at the direction of the Federal Bureau of Investigation (“FBI”). The conversation was recorded, and the two discussed meeting up the next day for the exchange. During the conversation, neither spoke specifically about drugs; instead, the entire conversation took place in code (e.g., Hurd: “What’s it looking like, still all good?” Hicks: “I’m here man, that’s all you gotta do. Done bro, stop all that talking. Done.”).

On the day of the exchange, Hurd and Hicks had a few other telephone conversa *1066 tions, all of which were recorded. During those conversations, Hicks mentioned that he wanted to meet Hurd at a location closer to where he was staying because Hicks did not want to “ride through town with all that shit.” They finally agreed to meet at the home of a relative of Hicks’s girlfriend, Tanya Lear. Hurd drove to the location with Kareem Jacox, an FBI agent acting undercover as a drug dealer, who waited in the car during the exchange. There were also other law enforcement surveillance cars and a helicopter monitoring the area. Hurd had been given $2,500 cash from the FBI to purchase five ounces of crack cocaine and was wearing a body wire to record any conversations. He was also searched to ensure he had no drugs on him. Hurd left the car and met briefly with Hicks in the front yard of the house. The two then went inside and discussed price (e.g. Hurd: “[F]or the 4 ... you keep sayin’ the 4, then you keep going back to the 450.” Hicks: “I said 450, 450, ’cause I’m charging 475, these other niggas who I dealing to ... 5.”). Other unidentified persons’ voices were also recorded by Hurd’s wire. When Hurd returned to the car he had four ounces of crack cocaine. No law enforcement officer saw what went on in the house.

After the FBI realized that Hurd had not received the expected amount of crack cocaine, Jacox called Hicks to arrange for a pick-up of the remaining ounce. They planned to meet on August 1 at a local restaurant. Jacox went to the restaurant at the agreed time and received new instructions from Hicks to instead meet him at a drugstore. As Jacox drove from the restaurant to the drugstore, he believed he was being followed by individuals doing counter surveillance for Hicks. His suspicions grew stronger when he arrived at the store and saw a man who stared at him for approximately fifteen minutes while talking on a cell phone. Jacox also noticed other people that he believed were watching him. Fellow undercover FBI agents monitoring the meeting also noticed that Jacox had been followed and that there were several individuals doing counter surveillance. At some point, the FBI terminated the exchange based on these safety concerns.

In 2008, Hicks was arrested. Hicks told the arresting agent that he was not a big drug dealer, but only dealt in ounce quantities of crack cocaine. The government charged Hicks with one count of distributing more than 50 grams of crack cocaine, in violation of 21 U.S.C. § 841(a)(1). Hicks pleaded not guilty and went to trial in July 2009.

Approximately three weeks before trial, the government filed a motion to introduce evidence of Hicks’s two prior drug convictions under Federal Rule of Evidence 404(b) to prove Hicks’s knowledge of the drug industry and his intent to distribute crack cocaine during the July 2006 sale to Hurd. One of the convictions was for selling cocaine in 1998. The other was a 2002 conviction for cocaine possession. Hicks opposed the motion, but the district court granted it, finding that the convictions were admissible to show Hicks’s knowledge and lack of mistake.

Three days before the trial was scheduled to commence, Hicks filed a motion for reconsideration of the court’s denial of a prior motion to continue the trial and, in connection with a possible entrapment defense, tentatively stated that, “in light of this Court’s [404(b) ] ruling, Hicks and the undersigned counsel had to consider additional trial strategies. And, quite frankly, a final decision has not been made as to which strategy is more effective.” The government then filed a trial brief in which it stated that it was “unknown” whether Hicks intended to present an entrapment *1067 defense, but argued that the defense was unavailable to Hicks. In response, Hicks filed an “entrapment proffer” in which he again objected to the court’s Rule 404(b) ruling. Hicks stated, “With the [court’s] 404(b) ruling, Hicks has little choice but to take the stand, and he should be permitted to assert whatever defense he chooses.”

Hicks’s counsel did not make an opening statement and therefore Hicks did not refer to his entrapment defense at the beginning of trial. During trial, over defense counsel’s objection, the government introduced several audio recordings of the telephone conversations between Hicks and Hurd (who was murdered before trial) and introduced testimony about the alleged counter surveillance observed at the drugstore on August 1. The court also allowed the government to introduce evidence of Hicks’s two prior drug convictions at the close of its case-in-chief over Hicks’s renewed objection. The court gave a limiting instruction explaining to the jury that the prior convictions could be considered “only on the questions of the [Hicks’s] knowledge, intent, and lack of mistake.”

The government then rested and the court released the jury. The court asked Hicks’s attorney to “take the time necessary to talk with Mr. Hicks and decide on the entrapment” defense. After the recess, defense counsel told the court, “After a long discussion with my client ... my client wishes to take the stand, and we are going to proceed with the entrapment defense.” Hicks then testified. He acknowledged his previous convictions, but stated that he was a changed man who worked multiple jobs to provide for his young son and girlfriend. He testified that Hurd had been pressuring him to get back into selling drugs and that Hurd became increasingly aggressive, telling Hicks that he “owed some people some money” and that he was “desperate.” According to Hicks, he finally relented in July 2006 when he agreed to set up the drug deal for Hurd.

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Bluebook (online)
635 F.3d 1063, 85 Fed. R. Serv. 1, 2011 U.S. App. LEXIS 6788, 2011 WL 1226363, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-hicks-ca7-2011.