United States v. Heubel, Mario Vito

864 F.2d 1104, 1989 U.S. App. LEXIS 76, 1989 WL 421
CourtCourt of Appeals for the Third Circuit
DecidedJanuary 9, 1989
Docket88-3548
StatusPublished
Cited by25 cases

This text of 864 F.2d 1104 (United States v. Heubel, Mario Vito) is published on Counsel Stack Legal Research, covering Court of Appeals for the Third Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Heubel, Mario Vito, 864 F.2d 1104, 1989 U.S. App. LEXIS 76, 1989 WL 421 (3d Cir. 1989).

Opinion

OPINION OF THE COURT

VAN DUSEN, Senior Circuit Judge.

In this case we are presented with an appeal from the denial of what purports to be a Federal Rule of Criminal Procedure 35(b) motion for reduction of sentence filed by defendant-appellant, Mario Vito Heubel. First, we must decide whether we have jurisdiction to consider the appeal since, while Heubel’s original Rule 35(b) motion was filed within the 120 days after imposition of sentence allowed by the rule, the supplemental Rule 35(b) motion in which he first raised the issue he seeks to appeal was not. Second, if we find that we have jurisdiction, we must resolve the issue raised on appeal, which is whether the district court impermissibly enhanced Heu-bel’s sentence because of his failure to cooperate with the government and, in so doing, infringed his right not to give testimony that might incriminate himself under the Fifth Amendment to the United States Constitution.

I. Background

Defendant-appellant Heubel pled guilty in the United States District Court for the Western District of Pennsylvania to one charge of violating 21 U.S.C. § 841(a)(1) by possessing cocaine with intent to distribute. At sentencing, on December 30, 1986, the district court observed that Heubel had been arrested with “a large quantity of cocaine of rather high grade,” and asked where he got the money for it. Defendant replied, “[t]he product was fronted to me....” The court inquired, “[b]y whom?” Heubel began to answer, “[b]y a gentleman — ,” but defense counsel invoked the Fifth Amendment privilege against self-incrimination as to a potential conspiracy charge.

The court then observed:

“Well, he’s in very serious trouble now and he isn’t going to help himself very much by saying this might involve him in others. And usually when a defendant is convicted and pleads, he’s pretty ready to help himself by involving other people even though it does tell — does make him susceptible to further prosecution. But, there are ways of taking care of that.”

After defense counsel reaffirmed that Heu-bel was invoking his Fifth Amendment privilege, the court said, “[a]nd there is a lot of debate in the papers whether that’s a very honorable thing to do or not, but we are not commenting on that.”

The court then commented, “[h]e’s got to have a lot of experience and a lot of reliability in the trade for some larger dealer to front this quantity to him.” The court then asked, “[w]hat has he told the authorities?” Defense counsel stated that it was his understanding that no one had asked defendant for information. The court inquired whether Heubel was willing to talk and suggested that this was “a rather usual case for granting immunity.” Defense counsel said that he would discuss the matter with Heubel. The court said,

“[y]ou know, the minute he goes to jail, you’ll go over and you will take up three, four nice pages of rule 35, and it’s not going to be granted. Usually I keep those on file just to show they are timely filed, if there is any reason for later action.”

Defendant himself then related the circumstances leading to his involvement with cocaine. At this point, the following exchange occurred:

“DEFENDANT: But, I can honestly say that I know I will never be involved in anything like this again.
THE COURT: Well, we’ll make sure that you are not. Because this is not a small one-gram deal, or anything. You’re in possession of almost a kilo. The quality of some of it is pretty high.
Let’s see. 658 grams of this. It was 72 percent pure. Pretty high. 28 grams. 74 percent, and a hundred and forty seven, forty percent. All of that would be susceptible of cutting, and some of it cutting several times.
So, he’s got a total of 850 or 900 grams of cocaine, pretty near a kilogram. Almost two pounds. He’s got over a pound *1107 and a half and susceptible of cutting. He’s got scales and other matters there which allow for division and cutting. It was a pretty big — the amounts you sold, did you cut it?
DEFENDANT: No, Your Honor.
THE COURT: Never? Well, people don’t usually sell quantity unless they are selling it in sort of commercial quantities, ounces or something. When it reaches the street around here, it’s usually about eighteen percent.
Well, I think you have had extensive experience and you have got a lot to say, and that’s the only thing that’s going to help you out in the future.”

Then, immediately before imposing sentence, the district court made the following comments:

“All right, Mr. Heubel, as you can see, the Court is impressed by the quantity that you had in your possession at the time of arrest. The materials, the scale, your record of drug transactions, et cet-era, shows that you were involved in this real deeply.
It wasn’t a one-shot transaction. You’re in the possession of a quantity that costs an awful lot of money and either someone loans it to you or someone loans the money to you or someone allows you to take this on credit.
From our experience with the trade, people don’t get that kind of credit unless they have established clear credibility and reliability in this matter with the supplying agency.”

Defendant was then sentenced to a fifteen-year prison term and a three-year term of special parole. 1

After imposing sentence, the district court made these additional comments:

“Mr. Heubel, you have been sentenced and the Court has sentenced you deliberately and with forethought to the maximum sentence.
The only thing that saves any people here or helps them in any way is their complete, full, unreserved cooperation. It’s been told that you were told that at the outset, and you, under advice of your attorney, said nothing, which was probably, at that stage, a proper thing, although it didn’t show what I would call, you know, full and true contrition.
It’s only after you sit in a jail a while that you begin to realize the situation you’re in. It is often that we have counsel who file motions later for reduction or modification.
No attention will be paid to such a motion in your case unless it is supported by rather extensive evidence of full and effective cooperation. You have that opportunity open to you. And I tell the United States that I don’t think they, in the performance of their duties, can afford not to take advantage of that.”

On April 21, 1987, defendant, through counsel, filed a motion for reduction of sentence pursuant to Fed.R.Crim.P. 35(b). This motion was based on his employment history and his lack of a criminal record.

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Bluebook (online)
864 F.2d 1104, 1989 U.S. App. LEXIS 76, 1989 WL 421, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-heubel-mario-vito-ca3-1989.