United States v. Hayes

19 C.M.A. 60, 19 USCMA 60, 41 C.M.R. 60, 1969 CMA LEXIS 639, 1969 WL 6282
CourtUnited States Court of Military Appeals
DecidedNovember 14, 1969
DocketNo. 22,049
StatusPublished
Cited by2 cases

This text of 19 C.M.A. 60 (United States v. Hayes) is published on Counsel Stack Legal Research, covering United States Court of Military Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Hayes, 19 C.M.A. 60, 19 USCMA 60, 41 C.M.R. 60, 1969 CMA LEXIS 639, 1969 WL 6282 (cma 1969).

Opinions

Opinion of the Court

Darden, Judge:

The Court granted this petition for review to consider whether the accused was prejudiced because his counsel was not notified when a sanity board examined the accused in compliance with a request by his counsel. A related question is whether, in the absence of such notice, other procedural safeguards such as a transcript or tape recording of the sanity board proceedings were required.

A general court-martial found the accused guilty of robbery and escape from custody, in violation of Articles 122 and 95, Uniform Code of Military Justice, 10 USC §§ 922 and 895, respectively. He was sentenced to a bad-conduct discharge, forfeiture of all pay and allowances, confinement at hard labor for twelve months, and reduction to the grade of Private E-l. Intermediate appellate authorities have affirmed the findings and sentence.

While awaiting transfer to a stockade to serve confinement at hard labor adjudged by an earlier special court-martial, Hayes forced a guard to relinquish his pistol and then escaped from custody. Two days later a criminal investigator apprehended Hayes in the waiting room of the Mental Hygiene Clinic at Fort Stewart, where Hayes had participated in a series of consultations. At the time of his apprehension, Hayes was dressed in women’s clothing including a wig, net stockings, lipstick, and a handbag. At the trial there was testimony and speculation that this attire was intended to prevent his identification.

Two days after this apprehension his civilian attorney filed notice of his appearance as the accused’s individual defense counsel. On the same date an Army psychiatrist, Captain John F. Whitaker, examined Hayes and concluded that he was mentally [61]*61responsible and had the capacity to act in his own behalf, diagnosing his condition as merely a character and behavior disorder.

Nearly three months later, on May 14, 1968, after an Article 32 investigation and the referral of this case to trial, Hayes’s civilian counsel requested that a sanity board evaluate Hayes. The counsel included no request that he be notified of the time of such evaluation. A sanity board consisting of Captain Whitaker and his superior officer, Major Lucien B. Fleurant, the Chief of the Department of Neuropsychiatry at the Fort Gordon Army Hospital Specialized Treatment Center, convened on May 22. The record contains nothing to indicate that either the civilian or the military counsel of Hayes’s was notified that the board was to be convened.

The findings of this board were substantially the same as those made by Captain Whitaker at the time of his first evaluation in February. At the trial Major Fleurant testified to his opinion that Hayes was mentally responsible at the time of the offenses and that he was mentally competent to stand trial. An expert psychologist called by the defense testified that in his opinion Hayes was not responsible for the offenses because of an inability to adhere to the right and that Hayes lacked the mental capacity to assist in his defense.

No issue was made at trial of the lack of notice that the sanity board was meeting or the lack of a transcript or tape recording of the sanity board proceedings. Appellate defense counsel recognize that the decisions of this Court in United States v Babbidge, 18 USCMA 327, 40 CMR 39; United States v Wilson, 18 USCMA 400, 40 CMR 112; and United States v Schell, 18 USCMA 410, 40 CMR 122, and the civilian cases relied upon by this Court in deciding those cases, have narrowed the scope of possible contentions in this area. Since Babbidge, Wilson, and Schell, this Court has also decided in United States v Ross, 19 USCMA 51, 41 CMR 51, that failure to provide notice to counsel of psychological testing of an accused as a part of a sanity board finding was not prejudicial error. On appeal before this Court appellate defense counsel concentrates his argument on the points that lack of notice and the lack of provision for a transcript or a tape recording of the proceedings before the pretrial sanity board denied accused his right to the effective assistance of counsel and that consequently he was denied a fair trial. In pressing these arguments counsel for Hayes relies strongly on United States v Wade, 388 US 218, 18 L Ed 2d 1149, 87 S Ct 1926 (1967), and Thornton v Corcoran, 407 F 2d 695 (CA DC Cir) (1969).

Wade held that a lineup is a critical stage of the prosecutorial process and that the right to counsel attaches at that time.

We have not had cited to us, and we have been unable to find, any Federal case holding that a pretrial psychiatric examination is a critical stage of the proceedings. In re Spencer, 46 West’s California Reporter 753, 406 P 2d 33 (1965), has been cited as a State authority to this effect. But in any event, accused’s contention here is more narrowly based, in that he complains not of being denied the presence of counsel at the sanity board but of lack of notice that the board was meeting and the absence of any record of the proceedings that would enable him on cross-examination to probe the basis for the sanity board’s evaluation. His supporting argument is that an accused should have the opportunity to consult with and to receive the assistance of his counsel before the psychiatric examination so that he may later respond fully and intelligently to questions and that notice is a necessary prerequisite.

Thornton v Corcoran, supra, involved a petition for a Writ of Mandamus to compel a district judge to order that petitioner’s counsel be permitted to attend a staff conference [62]*62at a hospital where the petitioner had been committed for a mental examination. The court had entered an interim order directing that the staff conference be held without awaiting disposition of the petition, that the conference be recorded on audio tape, and that the recording be sealed and kept in the custody of the hospital until further ordered. Concluding that mandamus did not offer an appropriate remedy, the opinion nonetheless commented on the possible application of the Fifth and Sixth Amendments to psychiatric examinations. The manner of the disposition made it unnecessary for the court to reach those questions and consequently these comments do not constitute decisions.

But very much in point here is Wax v Pate, 409 F 2d 498 (CA 7th Cir) (1969). Wax had been examined by a psychiatrist without notice to his retained counsel and in the absence of the counsel. He contended that the time of the examination constituted a “ ‘critical’ stage” of the proceedings and that the denial of counsel at that point constituted a violation of his right to counsel. The Seventh Circuit Court of Appeals upheld a decision by the United States District Court for the Northern District of Illinois, 298 F Supp 164, 170, that “[s]ince none of the constitutional deficiencies said to be inherent where a defendant lacks counsel at a lineup appear to be inherent where he lacks counsel at a pre-trial psychiatric examination, we conclude that the ‘critical stage’ rationale of United States v Wade has no application to such an examination.”

The opinion of the District Court commented pertinently that:

“In the instant situation, the dangers of suggestion relied upon in Wade are totally absent.

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21 M.J. 41 (United States Court of Military Appeals, 1985)
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20 C.M.A. 137 (United States Court of Military Appeals, 1970)

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Bluebook (online)
19 C.M.A. 60, 19 USCMA 60, 41 C.M.R. 60, 1969 CMA LEXIS 639, 1969 WL 6282, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-hayes-cma-1969.