United States v. Harry R. Watkins

983 F.2d 1413, 1993 U.S. App. LEXIS 624, 1993 WL 8194
CourtCourt of Appeals for the Seventh Circuit
DecidedJanuary 19, 1993
Docket91-2576
StatusPublished
Cited by35 cases

This text of 983 F.2d 1413 (United States v. Harry R. Watkins) is published on Counsel Stack Legal Research, covering Court of Appeals for the Seventh Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Harry R. Watkins, 983 F.2d 1413, 1993 U.S. App. LEXIS 624, 1993 WL 8194 (7th Cir. 1993).

Opinions

RIPPLE, Circuit Judge.

On April 23, 1991, Harry Watkins’ trial on three counts related to threatening telephone calls to equal employment opportunity personnel of the Internal Revenue Service (IRS) was set to begin. Prior to jury selection, the district court excluded Mr. Watkins from the courtroom. The court found that he had knowingly and voluntarily waived his right to be present during trial. The trial proceeded in his absence, and Mr. Watkins was convicted. He now appeals, and we reverse the judgment of the district court and remand for new trial.

I

BACKGROUND

After dismissal from his position as a taxpayer service representative for the IRS in Chicago, Mr. Watkins filed a complaint with the equal employment office of the IRS, which found that his discharge had not been racially motivated. Dissatisfied with this determination, Mr. Watkins began to telephone the IRS Complaint Center and requested that his concerns be addressed by a black equal employment opportunity specialist, a black hearing examiner, and a black court reporter. His calls were accompanied by vile language, and he was subsequently charged with three counts of making threatening telephone calls to IRS employees. See 18 U.S.C. § 115(a)(1)(B).

On March 4, 1991, on the defendant’s motion, the district court ordered a psychiatric evaluation to assess Mr. Watkins’ competency to stand trial. When defense counsel advised the court that it would assert that Mr. Watkins did not have the requisite mens rea to commit the offense charged, the prosecution requested another psychiatric examination to determine Mr. Watkins’ mental state at the time of the alleged offenses. On April 15, defense counsel informed the government that, while the defense would not present an insanity defense, it would call the psychologist as an expert witness to support the argument that Mr. Watkins lacked the requisite mens rea. The government’s motion in limine to exclude such evidence was denied at an evidentiary hearing at which Mr. Watkins was present. During the course of that hearing, the examining psychologist, Dr. Daniel Foster, testified that Mr. Watkins was competent to stand trial and that he suffered from a paranoid personality disorder. Specifically, Dr. Foster re[1415]*1415marked, when asked if Mr. Watkins was psychotic, that “[w]ith a paranoid personality disorder you can have psychotic episodes, but they won’t be of sufficient duration that you would necessarily even treat him with an antipsychotic medication.” Hearing at 14. Dr. Foster explained that this condition is characterized by “a reflexive response when they feel threatened to try to run people off, to get people away from them, to try to control the situation.” Id. at 18. He also testified that “[a]nger is an ongoing reflection of his condition.” Id. at 23. In addition, Dr. Foster’s testimony indicated that, at the time of the charged incidents, Mr. Watkins had “at least a marginal degree of self-control over criminal behavior ... [and that his behavior] implies at least a marginal degree of volitional control and awareness of the potential illegality of his act.” Id. at 35.

Mr. Watkins was incarcerated at the Metropolitan Correctional Center (MCC) prior to trial. On the day jury selection was to begin, April 23, 1991, he refused to dress for court or willingly to leave his cell. He was removed forcibly from the cell and transferred to the courthouse. Prior to Mr. Watkins’ arrival in court, the district court, which had been apprised informally of Mr. Watkins’ behavior at the MCC, stated to Mr. Watkins’ counsel:

First he said he wouldn’t come to court, then he said he would come to court only if he were carried, and I view this conduct as inexcusable, Mr. Willis.
I want you to convey that to your client. I think he is willfully, willfully trying to obstruct this trial. I think that he is putting a terrible burden on the Marshal’s Office, and he is aware of it.... [I]t is clear that [Mr. Watkins] very well knows what is going on here and how he can obstruct these proceedings.

Tr. at 2-3. The court then raised the possibility of waiver:

I am now looking into what constitutes waiver to be present at trial. If you have any cases either of you would like to bring to my attention as to at what point Mr. Watkins waives his right to be present in his trial — maybe he would just as soon waive that right himself, I don’t know — but by his conduct it certainly appears that he is working toward that aim.

Tr. at 3.

In the exchange that followed, both counsel for the government and counsel for the defendant informed the court that they had been apprised of certain events in the MCC that had resulted in the defendant’s being placed on suicide watch by the officials of the MCC. Government counsel informed the court that, because the defendant had attempted to hang himself with a shirt, he had been manacled to the lower bar of his cell. Defense counsel reported that the defendant had related two “suicidal episodes.” Tr. at 4. Defense counsel also told the court that Mr. Watkins had refused to eat for three days despite counsel’s admonition that he would need his strength in order to assist in his defense. The court then said to Mr. Watkins’ counsel: “I would suggest that you consult with him when he arrives and determine whether or not he wishes to waive his presence at trial. He is certainly welcome to remain at the MCC during this trial, if that’s his desire.” Tr. at 5. The court terminated the proceedings by noting that “the jury has been waiting since 9:00 o’clock. That is inexcusable.” Tr. at 5.1

Immediately after these remarks, court was adjourned (9:50 a.m.) and then reconvened at 10:12 a.m. with Mr. Watkins present. The colloquy then proceeded as follows:

THE COURT: All right, the record should reflect that the defendant is present in court but not cooperating with the Court, nor did he stand when asked to rise by the clerk.
MR. WILLIS: He is not, he is not communicating at this point, the record should also reflect that.
[1416]*1416THE COURT: Yes.
MR. WILLIS: I don’t know if he knows what’s going on.
THE COURT: Well, I certainly think, based on the testimony of the psychologist yesterday and his own self-serving conduct, he knows well what’s going on, Mr. Willis, and this is an intentional effort to obstruct this trial.
I find that the defendant’s lack of cooperation with the U.S. Marshal, and his statement to the U.S. Marshal that he will not walk into the courtroom, he will not rise when the, when the judge enters the courtroom, he will not cooperate with counsel, is designed to obstruct this trial; I think it’s manipulative. And under [United States v. Houtchens, 926 F.2d 824 (9th Cir.1991) ] that the defendant by his conduct has knowingly and voluntarily waived his presence at trial, his right to be present at trial. Also [United States v. Fontanez, 878 F.2d 33 (2d Cir.1989)]; again, where a defendant deliberately absented himself from trial.

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Bluebook (online)
983 F.2d 1413, 1993 U.S. App. LEXIS 624, 1993 WL 8194, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-harry-r-watkins-ca7-1993.