United States v. Harris

21 C.M.A. 123, 21 USCMA 128
CourtUnited States Court of Military Appeals
DecidedDecember 17, 1971
DocketNo. 24,083
StatusPublished

This text of 21 C.M.A. 123 (United States v. Harris) is published on Counsel Stack Legal Research, covering United States Court of Military Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Harris, 21 C.M.A. 123, 21 USCMA 128 (cma 1971).

Opinions

Opinion of the Court

Quinn, Judge:

Sometime after completion of the staff judge advocate’s post-trial advice, someone tampered with the authenticated transcript of the trial. The record does not indicate, and we have not been informed, that any effort has been made by the Government to determine who falsified the transcript. If the Government has indeed done nothing since it learned of the falsification, its indifference is almost as appalling as the act of corruption itself. The Clerk of the Court will be directed to forward a copy of our opinion to the Secretary of the Army in the hope that appropriate proceedings will be initiated to fix responsibility for the illegal act.

The record was altered to add the words “Your motion is denied” to indicate that the trial judge had specifically ruled on a motion to dismiss the specification and charge for denial of a speedy trial. Appellate defense counsel contend that the acknowledged alteration not only destroys the presumption of verity of the authenticated record (United States v Albright, 9 USCMA 628, 26 CMR 408 (1958)), but is such “an affront to the entire concept of military justice” as to require invalidation of the trial.

An illegal action affecting the trial can pose so great a threat to the integrity of the judicial system or to the values sought to be protected by a procedural requirement as to justify [125]*125invalidation of the entire proceedings without regard to whether the illegal action prejudiced the accused. Thus, to achieve the congressional purpose for the then new prohibition against closed session discussion of sentence between the trial judge (then the law officer) and the court members, we initially applied the strong medicine of reversal as an automatic consequence of the error. United States v Keith, 1 USCMA 493, 4 CMR 85 (1952). When compliance with the congressional mandate became routine, we examined the error for actual prejudice to the accused. United States v Allums, 5 USCMA 435, 18 CMR 59 (1955). Similar considerations affecting the protection accorded by Article 31, Uniform Code of Military Justice, 10 USC § 831, have resulted in setting aside findings of guilty for the erroneous admission into evidence of a statement obtained in violation of the Article, without nice calculation of the effect of the error on the verdict. United States v Wilson, 2 USCMA 248, 8 CMR 48 (1953); United States v Kaiser, 19 USCMA 104, 41 CMR 104 (1969); cf. Chapman v California, 386 US 18, 17 L Ed 2d 705, 87 S Ct 824 (1967); Whitsell v Perini, 419 F2d 95 (CA 6th Cir) (1969).

In the specific area of the verity of an authenticated transcript of trial, we have, from the beginning, weighed the matter from the standpoint of actual harm to the accused. United States v Nelson, 3 USCMA 482, 13 CMR 38 (1953); United States v Belarge, 19 USCMA 91, 41 CMR 91 (1969). As appellate defense counsel correctly observe, our previous cases dealt with omissions from, not additions to, the transcript. In either event, the transcript does not truly reflect what took place at trial. To recognize a distinction between the two situations would require that we disregard the nature of the addition. All sorts of significant additions can be imagined, and appellate defense counsel present several; but there can also be additions that are manifestly trivial and which have no perceivable adverse effect upon any substantial right of the accused. Suppose the addition was an ostensible reporter’s note to the effect that assistant trial counsel returned to the courtroom with a statute book the judge had requested. Suppose the accused had pleaded guilty before the trial judge sitting without court members and, in announcing his findings, the judge had stated, in part, “it is my duty as judge to inform you that, in accordance with your pleas of guilty, this court finds you, of all the specifications and charges: Guilty”; and after authentication of the transcript, someone inserts the word “military” before the word “judge” in the announcement to make it accord with the form of announcement set out in the trial guide of the Manual for Courts-Martial. Manual for Courts-Martial, United States, 1969 (Revised edition), Appendix 86, Guide — Trial Procedure, at page A8-16. Would these unauthorized additions justify reversal of the conviction? As reprehensible as the additions would be, their nature would manifestly not be such as to require invalidation of the trial. We hold, therefore, that the unauthorized addition of matter to an authenticated transcript is not reversible error if the matter improperly added is harmless to the accused.

One unauthorized addition to the record suggests that others might be included. Appellate defense counsel refer us to the last line of page 4 of the transcript as having been apparently “added after original preparation of the record.” The allegedly added words are: “Accused: Yes, sir.” The words constitute the answer to the last question by the judge in a series dealing with the accused’s understanding of his right to counsel. The colloquy is set out as Appendix A to this opinion. The words appear in the same type as all the other material on pages 4 and 5, but the ink is slightly darker. If the answer did not appear in the transcript, it would be apparent that something was missing, especially since the judge’s next remark is “Alright,” which implies satisfaction with an answer. Assuming, therefore, that [126]*126the words were not in the transcript as first typed, we think it reasonable to conclude that the omission was discovered by the reporter and inserted in the transcript before it was submitted for authentication.

Appellate defense counsel do not contend that the accused did not reply as the transcript indicates he did. Other circumstances tend to indicate he did make the reply. In an affidavit submitted by appellate defense counsel, the court reporter represents that the “events which occurred in the trial are as set out in the verbatim transcript.” The post-trial review comments on the trial judge’s failure to rule explicitly on the motion to dismiss, but it notes no other apparent omissions in the transcript. In a certificate accompanying the record, the accused indicated he had discussed the post-trial review with counsel, and he “elect [ed] to submit nothing.” In the assignment of error before the Court of Military Review, the accused commented on the conceded improper addition; presumably he had scrutinized the transcript in connection with that assignment, but he did not even suggest there were other unauthorized additions. Finally, it is not claimed that any other part of the transcript is contrary to the accused’s recollection of the trial proceedings. Considering these circumstances and weighing the form, the appearance, and the sense of the text of the transcript, we are convinced that, other than the acknowledged addition, no other matter was placed in the transcript subsequent to authentication. Consequently, we accept the record as true and complete in all respects, except for the words, “Your motion is denied.”

What harm was done the accused by the unauthorized addition? Appellate defense counsel contend that without the addition it is apparent the trial judge did not rule on the defense motion to dismiss for denial of a speedy trial. Citing the Manual provision that a motion “will be determined at the time it is made unless . . . ac-tion ... [is deferred] until a later time” (Manual, supra, paragraph 67e), they maintain that the judge failed to fulfill his “duty to rule.” By implication, they perceive the failure of this duty as a denial of due process.

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Related

Chapman v. California
386 U.S. 18 (Supreme Court, 1967)
Noyd v. Bond
395 U.S. 683 (Supreme Court, 1969)
United States v. Keith
1 C.M.A. 493 (United States Court of Military Appeals, 1952)
United States v. Wilson
2 C.M.A. 248 (United States Court of Military Appeals, 1953)
United States v. Whitman
3 C.M.A. 179 (United States Court of Military Appeals, 1953)
United States v. Nelson
3 C.M.A. 482 (United States Court of Military Appeals, 1953)
United States v. Allums
5 C.M.A. 435 (United States Court of Military Appeals, 1955)
United States v. Tucker
9 C.M.A. 587 (United States Court of Military Appeals, 1958)
United States v. Albright
9 C.M.A. 628 (United States Court of Military Appeals, 1958)
United States v. Tibbs
15 C.M.A. 350 (United States Court of Military Appeals, 1965)
United States v. McElwee
16 C.M.A. 586 (United States Court of Military Appeals, 1967)
Gale v. United States
17 C.M.A. 40 (United States Court of Military Appeals, 1967)
United States v. BeLarge
19 C.M.A. 91 (United States Court of Military Appeals, 1969)
United States v. Kaiser
19 C.M.A. 104 (United States Court of Military Appeals, 1969)
United States v. Rivera
20 C.M.A. 6 (United States Court of Military Appeals, 1970)
United States v. Boatner
20 C.M.A. 376 (United States Court of Military Appeals, 1971)
United States v. Eller
20 C.M.A. 401 (United States Court of Military Appeals, 1971)

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Bluebook (online)
21 C.M.A. 123, 21 USCMA 128, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-harris-cma-1971.