United States v. Hardy

878 F. Supp. 2d 373, 2012 WL 2927149, 2012 U.S. Dist. LEXIS 100151
CourtDistrict Court, E.D. New York
DecidedJuly 19, 2012
DocketCase No. 04-CR-706 S-6
StatusPublished
Cited by1 cases

This text of 878 F. Supp. 2d 373 (United States v. Hardy) is published on Counsel Stack Legal Research, covering District Court, E.D. New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Hardy, 878 F. Supp. 2d 373, 2012 WL 2927149, 2012 U.S. Dist. LEXIS 100151 (E.D.N.Y. 2012).

Opinion

MEMORANDUM AND ORDER

BLOCK, Senior District Judge:

Damion Hardy is charged with numerous crimes — including six murders — in connection with his alleged role in the “Cash Money Brothers” gang. Based on one of the murders, the government has given notice that it intends to seek the death penalty.

For the time being, however, Hardy cannot be tried because all agree that he is incompetent to stand trial. See Dusky v. United States, 362 U.S. 402, 402, 80 S.Ct. 788, 4 L.Ed.2d 824 (1960) (“The test must be whether [the defendant] has sufficient present ability to consult with his lawyer with a reasonable degree of rational understanding — and whether he has a rational as well as factual understanding of the proceedings against him.”) (per curiam) (internal quotation marks omitted). Since he has refused all offers of mediation that might restore his competency, the government moves, pursuant to Sell v. United States, 539 U.S. 166, 123 S.Ct. 2174, 156 L.Ed.2d 197 (2003), for an order authorizing the Bureau of Prisons (“BOP”) to medicate him involuntarily. In addition, it moves, pursuant to Washington v. Harper, 494 U.S. 210, 110 S.Ct. 1028, 108 L.Ed.2d 178 (1990), for an order authorizing involuntary medication on the ground that Hardy poses a danger to others.

FACTUAL BACKGROUND

A. Introduction

On August 15, 2004, Hardy was arrested and housed at the Metropolitan Correction Center (“MCC”) to await trial. Initial observations by a BOP psychologist did not raise any red flags. Similarly, Hardy’s counsel opined that his client was competent to stand trial.

By the end of 2007, matters had changed. Hardy’s learned counsel reported that interactions with his client “always included a mix of bizarre and relevant conduct,” and that “over time the bizarre and delusional ha[d] almost wholly supplanted the relevant.” Report of Lea Ann Preston-Baecht, Ph.D., at 7. Another BOP psychologist confirmed that Hardy labored under the delusion that “he is the Messiah and Allah will make things right.” Id. In March 2008, a third diagnosed Hardy with paranoid schizophrenia and concluded that he was not competent to stand trial. Based on these reports, and with the consent of both the government and the defense, Judge Trager entered an order finding Hardy incompetent to stand trial on July 29, 2008.

B. Restoration Study

Pursuant to Judge Trager’s order, Hardy was remanded to the United States Medical Center for Federal Prisoners in Springfield, Missouri. There, Lea Ann Preston-Baecht, Ph.D., and Robert Sarrazin, M.D., studied whether Hardy could be restored to competency. Both reported their findings to Judge Trager in February 2009. Hardy was transferred from Springfield to the Metropolitan Detention Center (“MDC”) shortly thereafter.

Dr. Preston-Baecht concluded that Hardy suffered from paranoid schizophrenia. According to the Diagnostic and Statistical Manual of Mental Disorders (“DSM”), paranoid schizophrenia (or, more formally, “schizophrenia, paranoid type”) involves [375]*375preoccupation with “delusions or frequent auditory hallucinations,” without “disorganized speech, disorganized or catatonic behavior, or flat or inappropriate affect.” In lay terms, Hardy manifested a persistent, irrational belief that something he referred to as “Ethou law” entitled him to immediate release without facing the charges against him.

Dr. Preston-Baecht concluded that Hardy was likely able to understand the nature of the charges and the criminal proceedings against him, but .that his “delusional and at times, disorganized thinking” negatively impacted his ability to assist in his defense. Preston-Baecht Report at 11. She opined that Hardy could not likely be restored to competency without antipsychotic medication, but that with such medication, it was “substantially likely that Mr. Hardy [would] be restored to competency” and “substantially unlikely to have side effects that would interfere significantly with his ability to assist counsel in conducting a defense.” Id. at 13.

Dr. Sarrazin, the Chief of Psychiatry at Springfield, confirmed the prior diagnoses of paranoid schizophrenia, noting that Hardy “remained] extremely delusional, particularly in light of the fact that he states that there is no case against him.” Report of Robert Sarrazin, M.D., at 3. To treat Hardy, Dr. Sarrazin proposed a regimen of antipsychotic medication. He recommended that Hardy first be asked to take a second-generation antipsychotic (such as Ability, Geodon or Risperdal) orally. If Hardy refused, it would be necessary to administer injections of haloperidol (also know as haldol), a first-generation antipsychotic. Dr. Sarrazin noted that first- and second-generation antipsychotics have “approximately equal efficacy.” Id. at 11.

Dr. Sarrazin’s report relied, in part, on studies of defendants found incompetent to stand trial. Those studies found that anti-psychotic medication was able to restore a sizeable majority — ranging from 75 to 87 percent — to competency. Dr. Sarrazin opined that Hardy’s response would be “similar to the cohort described” in those studies. Id.

C. First Hearing

Judge Trager ordered an evidentiary hearing, which took place on August 25 and November 24, 2009. Drs. PrestonBaecht and Sarrazin testified on August 25th; Dr. Richard Dudley, a defense expert, testified on November 24, 2009.

1. Dr. Preston-Baecht

Dr. Preston-Baecht evaluated Hardy over a four month period during the restoration study. In addition to observing Hardy during her daily rounds, she conducted more than a dozen one-on-one interviews with him. Those observations and interviews formed the basis of her conclusions that Hardy suffers from paranoid schizophrenia, that he is not competent to stand trial, and that he is unlikely to be restored to competency without anti-psychotic medication. She clarified that schizophrenia is a psychotic disorder, not a delusional disorder.

Dr. Preston-Baecht testified that Hardy’s condition was continuous, but stable. See Tr. of Aug. 25, 2009, at 20 (“[Hardy] seems to have remained the same since the time that I met him in October of '08.”). She testified that “in general the vast majority of [her] patients who have been involuntarily medicated have been restored to competencyf,] ... [m]ore than 75 percent have been restored.” Id. at 26.

2. Dr. Sarrazin

Dr. Sarrazin saw Hardy “many times” during the restoration study. Id. at 40. [376]*376He repeated his diagnosis of paranoid schizophrenia, as well as his opinion that with antipsychotic medication there is “a substantial probability that [Hardy] would attain competency to stand trial.” Id. Without it, he opined, Hardy “would not attain competency to stand trial.” Id.

Dr. Sarrazin then elaborated on the proposed treatment plan outlined in his February 2009 report. He stated that he would provide Hardy with a copy of the involuntary medication order and try to elicit his cooperation with taking second-generation antipsychotics orally. If Hardy refused to cooperate, Dr.

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Related

United States v. Hardy
724 F.3d 280 (Second Circuit, 2013)

Cite This Page — Counsel Stack

Bluebook (online)
878 F. Supp. 2d 373, 2012 WL 2927149, 2012 U.S. Dist. LEXIS 100151, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-hardy-nyed-2012.