United States v. Gundy

804 F.3d 140, 2015 WL 5313665
Court of Appeals for the Second Circuit·Decided September 14, 2015·No. Docket No. 13-3679-cr·Published·Cited by 5 cases

Opinion

SUSAN L. CARNEY, Circuit Judge:

The United States appeals from orders of the United States District Court for the Southern District of New York (J. Paul Oetken, Judge) dismissing the January 7, 2013 Indictment against Defendant-Appel-lee Herman Avery Gundy and denying its motion for reconsideration of the dismissal. The Indictment charged Gundy with a violation of the Sex Offender Registration and Notification Act (“SORNA” or the “Act”), which makes it a federal crime for a person who (1) “is required to register under [SORNA],” and (2) “travels in interstate or foreign commerce,” to then (3) “knowingly fail[ ] to register or update a registration as required by [SORNA].” 18 U.S.C. § 2250(a); see Carr v. United States, 560 U.S. 438, 446, 130 S.Ct. 2229, 176 L.Ed.2d 1152 (2010) (explaining that the elements must be satisfied in sequence). This case requires us to decide when a person is “required to register” within the meaning of SORNA. The District Court, reasoning that Gundy was not “required to régister” until shortly before his release from custody and thus after the interstate travel charged in the Indictment, held that Gun-dy could not have violated § 2250(a). Because we disagree with the District Court’s conclusion that Gundy was not “required to register” until after the charged interstate travel, we REVERSE the District Court’s order dismissing the Indictment and REMAND the cause to the District Court for reinstatement of the Indictment and for further proceedings.

BACKGROUND

A. The Sex Offender Registration and Notification Act

The federal government has set national standards for sex offender registration and notification since 1994, when it first required states to adopt registration laws as a condition for receiving federal law enforcement funds. See Jacob Wetterling Crimes Against Children and Sexually Violent Offender Registration Act, Pub. L. No. 103-322, § 170101, 108 Stat. 2038, 2038-42 (1994) (repealed 2006); see also Final Guidelines, 73 Fed. Reg. 38,030 (July 2, 2008). The Sex Offender Registration and Notification Act, which was enacted on July 27, 2006, see Pub. L. No. 109-248, 120 Stat. 590, was designed to improve the existing system by “makfing] more uniform what had,” until that point, “remained a patchwork of federal and 50 individual state registration systems, with loopholes and deficiencies that had resulted in an estimated 100,000 sex offenders becoming missing or lost.” United States v. Kebodeaux, — U.S. -, 133 S.Ct. 2496, 2505, 186 L.Ed.2d 540 (2013) (citations and internal quotation marks omitted). Among other things, the Act created the National Sex Offender Registry, see 42 U.S.C. § 16919; imposed new guidelines on the states for the maintenance of registries, see id. §§ 16912, 16914; and imposed new registration requirements on offenders, see id. §§ 16913-16 — while repealing much of the then-existing registration regime, see id. §§ 14071-73 (2006).

To promote offenders’ compliance with the new registration requirements, SORNA made it a federal crime to fail to register or update one’s registration as required by the Act under certain circumstances. In relevant part, the criminal law provides as follows:

(a) In general. — Whoever—
(1) is required to register under [SORNA];
(2) ...
(B) travels in interstate or foreign commerce ...; and
[142]*142(3) knowingly fails to register or update a registration as required by [SORNA];
shall be fined under this title or imprisoned not more than 10 years, or both.

18 U.S.C. § 2250.1

The particular civil registration requirements' upon which criminal liability under § 2250(a) depends are set out at 42 U.S.C. § 16913. See Reynolds v. United States, — U.S.-, 132 S.Ct. 975, 978-79, 181 L.Ed.2d 935 (2012); see also United States v. Guzman, 591 F.3d 83, 90 (2d Cir.2010) (explaining that, “without § 16913, § 2250 has no substance” (internal quotation marks omitted)). Subsection (a) of § 16913 contains the core registration mandate. It provides:

A sex offender shall register, and keep the registration current, in each jurisdiction where the offender resides, where the offender is an employee, and where the offender is a student. For initial registration purposes only, a sex offender shall also register in the jurisdiction in which convicted if such jurisdiction is different from the jurisdiction of residence.

42 U.S.C. § 16913(a). Subsection (b) governs the timing of “Initial registration,” stipulating that “[t]he sex offender shall initially register — (1) before completing a sentence of imprisonment with respect to the offense giving rise to the registration requirement; or (2) not later than 3 business days after being sentenced for that offense, if the sex offender is not sentenced to a term of imprisonment.” Id. § 16913(b). Subsection (c) sets the terms under which a sex offender must update his or her registration, requiring a sex offender to report within three business days — in person and in at least one registration jurisdiction — any “change of name, residence, employment, or student status.” Id. § 16913(c).

The duration of these registration requirements is specified in 42 U.S.C. § 16915: The “full registration period” is fifteen years for a statutorily defined “tier I” sex offender, twenty-five years for a “tier II” sex offender, and the life of the offender for a “tier III” offender. 42 U.S.C. § 16915(a); see also id. § 16911(2)-(4) (defining tiers of sex offenders). The period of required registration is reduced for those offenders who maintain “clean reeord[s]” for a sufficient number of years. Id. § 16915(b).

Rather than determine by statute what retroactive application to give the registration requirements, Congress vested in the Attorney General “the authority to specify the applicability of the requirements of [SORNA] to sex offenders convicted before the enactment of [SORNA] or its implementation in a particular jurisdiction.” 42 U.S.C. § 16913(d). Since SORNA’s enactment, the Attorney General — -in interim and final rules and proposed and final guidelines published between 2007 and [143]*14320102

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