United States v. Guerrero

234 F.3d 259, 2000 WL 1735166
Court of Appeals for the Fifth Circuit·Decided November 24, 2000·No. 99-21087·Published·Cited by 12 cases

Opinion

*261 JERRY E. SMITH, Circuit Judge:

Delbert Guerrero appeals his conviction of knowingly making a false statement in connection with the attempted acquisition of a firearm. Finding no reversible error, we affirm.

I.

Guerrero was under felony indictment when he walked into a store, completed an ATF Form 5300.35 (ATF form) 1 with false information, and handed it to Amelia Bado, who did business as a federally licensed firearms dealer. He was soon to be under indictment again, this time for violating 18 U.S.C. § 922(a)(6), which declares it unlawful

for any person in connection with the acquisition or attempted acquisition of any firearm or ammunition from a licensed importer, licensed manufacturer, licensed dealer, or licensed collector, knowingly to make any false or fictitious oral or written statement or to furnish or exhibit any false, fictitious, or misrepresented identification, intended or likely to deceive such importer, manufacturer, dealer, or collector with respect to any fact material to the lawfulness of the sale or other disposition of such firearm or ammunition under this chapter[.]

Because the indictment did not allege that the statement was intended to deceive the firearms dealer, the government was bound to prove that the statement was likely to deceive the dealer. 2 To the satisfaction of the jury, the government did so.

II.

A.

Guerrero stipulated all but two of the facts necessary for conviction, agreeing that Bado was a federally licenced firearms dealer; that Guerrero completed and signed ATF Form 5300.35, in which he indicated that he was not under indictment or information for a felony; that he signed a receipt and tendered $10 to the store as part of completing and submitting the ATF Form 5300.35; and that he knowingly answered falsely about not being under a felony indictment. These stipulations allowed the court and jury to focus on the two issues Guerrero raises on appeal.

First, he challenges the sufficiency of the evidence as to whether his admittedly false statement was likely to deceive, given Bado’s pattern of abiding by the Brady Act. Second, he argues that the evidence was insufficient to prove that he “attempted” to buy a firearm from the dealer and that, at best, it demonstrated that he took only preliminary steps toward a purchase. Essentially, Guerrero insists that § 922(a)(6) is an “attempt” crime, requiring the government to prove that he intended to buy a gun and that he took a “substantial step,” beyond mere preparation, toward buying it. See United States v. Mandujano, 499 F.2d 370, 376 (5th Cir.1974).

B.

When considering these challenges, which originated in Guerrero’s motion for judgment of acquittal, we apply a de novo standard of review. See United States v. DeLeon, 170 F.3d 494, 496 (5th Cir.), cert. denied, 528 U.S. 863, 120 S.Ct. 156, 145 L.Ed.2d 133 (1999). We review the sufficiency of the evidence by examining all the evidence in the light most favor *262 able to the verdict. See United States v. Thomas, 120 F.3d 564, 569 (5th Cir.1997). We will affirm if the evidence is such that a rational trier of fact could have found the requisite elements of the offense beyond a reasonable doubt. Id.

III.

Guerrero argues that the statement on the form was not likely to deceive the dealer, because the dealer was certain to abide by the Brady Act and complete the required background check. The fact that the Brady Act requires a dealer to check a potential gun buyer’s criminal history, however, does not exonerate one who intentionally misstates his criminal background. The Brady Act is better understood as a backstop to catch errors or false statements, rather than a safety net for those who make false statements on a federal firearms form but want to do so in a manner that does not violate § 922(a)(6).

Guerrero also contends that we should append a duration requirement to the deception and hold that the deception must last beyond completion of the Brady check. The record shows that Guerrero immediately deceived Bado, who processed the form and accepted the $10 deposit for a firearm and would not have done so if Guerrero had indicated his real criminal status.

Guerrero’s argument then becomes that he is not liable for vain deceit. The fact that a lie may not have been ultimately successful, however, does not negate the criminal act. There is sufficient evidence to support the verdict, which is not an affront to the language of the statute: Evidence of immediate, even if temporary, deception supports a conviction under a statute that looks for whether a statement is “likely to deceive.”

IV.

Although this court has not opined on whether § 922(a)(6) can be treated as an attempt crime once a material, false statement has been made, the treatment of this question in United States v. Brozyna, 571 F.2d 742 (2d Cir.1978), is persuasive. There, the court overturned the dismissal of a § 922(a)(6) count for failure of the government to prove “attempted acquisition” after it had charged “acquisition.” See id. at 745. The court first noted that § 922(a)(6) does not create two separate crimes — one in connection with the acquisition and the other in connection with the attempted acquisition of a firearm. Id. The court continued:

The [district] court appears to have been led into error by the language of the statute itself: the phrase “in connection with the acquisition or attempted acquisition of any firearm” invites analysis in terms of the law of attempt. This invitation is delusory. The statute creates a single offense, the gravamen of which is the use of deceit in order to obtain a firearm. As the Supreme Court explained in Huddleston v. United States, 415 U.S. 814, 824-25, 94 S.Ct. 1262, 39 L.Ed.2d 782 (1974),

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