United States v. Guerrero

488 F.3d 1313, 2007 U.S. App. LEXIS 13914, 2007 WL 1705087
Court of Appeals for the Tenth Circuit·Decided June 14, 2007·No. 05-3299·Published·Cited by 21 cases

Opinion

LUCERO, Circuit Judge.

Leonel Guerrero, proceeding pro se, appeals the district court’s dismissal of his motion to vacate, set aside, or correct his sentence pursuant to 28 U.S.C. § 2255. Guerrero filed an unverified memorandum in support of his verified § 2255 motion. In the memorandum, he asserted a claim not included in the motion: that his counsel was ineffective for failing to file an appeal at his request. Exercising jurisdiction under 28 U.S.C. § 1291, we VACATE the district court’s judgment and REMAND to the district court. Upon remand, the court should give Guerrero an opportunity to file an amended § 2255 motion and/or a memorandum signed under penalty of perjury.

Guerrero pled guilty to two counts of interstate travel in aid of a racketeering enterprise in violation of 18 U.S.C. § 1952(a)(3), and the district court sentenced him to 120 months’ imprisonment. Under his plea agreement, he waived his right to appeal or collaterally attack any matter connected to his prosecution, conviction, or sentence, so long as the sentence did not depart upward from the Sentencing Guidelines range as determined by the district court. Guerrero did not appeal.

He did, however, file a timely § 2255 motion, signed under penalty of perjury, asserting that: (1) His guilty plea and waiver of appellate rights were neither knowing nor voluntary; (2) His counsel was ineffective by inducing him into pleading guilty, by failing to explain the nature of the charges against him, and by failing to explain how the Sentencing Guidelines operate and apply to his case; and (3) His sentence must be vacated in light of United States v. Booker, 543 U.S. 220, 125 S.Ct. 738, 160 L.Ed.2d 621 (2005), Blakely v. Washington, 542 U.S. 296, 124 S.Ct. 2531, 159 L.Ed.2d 403 (2004), and Apprendi v. New Jersey, 530 U.S. 466, 120 S.Ct. 2348, 147 L.Ed.2d 435 (2000). In an unverified memorandum in support of the motion, Guerrero asserted an additional claim that his counsel was ineffective for failing to file an appeal at his request. The district court dismissed the § 2255 motion primarily on the ground that Guerrero waived his right to collaterally attack his conviction and sentence. However, the court did reach the merits of the claim for ineffective assistance of counsel for failing to file an appeal. It rejected the claim, stating that:

[Guerrero] does not provide any details regarding the issues he asked counsel to appeal. This is problematic for [his] claim as the manner to determine ineffective assistance of counsel for failing to raise an issue on appeal is to examine the merits of the omitted issue. If the omitted issue is meritless, counsel’s failure to appeal is not a constitutional violation. Because he has not stated what issues his counsel failed to appeal, the Court is unable to determine the merits. *1315 [Guerrero’s] claim fails because he has not provided facts to overcome the strong presumption that counsel’s conduct falls within the wide range of reasonable professional assistance.

In addition to dismissing his § 2255 motion, the district court also denied Guerrero’s request for a certificate of appealability (“COA”).

On Guerrero’s renewed request to this court, we granted a COA on his claims. We did so based on the holdings in Roe v. Flores-Ortega, 528 U.S. 470, 120 S.Ct. 1029, 145 L.Ed.2d 985 (2000), United States v. Snitz, 342 F.3d 1154 (10th Cir. 2003), and United States v. Garrett, 402 F.3d 1262 (10th Cir.2005). In Flores-Ortega, the Court applied the established rule that “a lawyer who disregards specific instructions from the defendant to file a notice of appeal acts in a manner that is professionally unreasonable.” 528 U.S. at 477, 120 S.Ct. 1029. It held that a defendant who requests that counsel file an appeal is entitled to a new appeal and is not required to show that the appeal would likely succeed. Id. at 484, 486, 120 S.Ct. 1029. Following Flores-Ortega, this court held in Snitz that a defendant is entitled to an appeal if he told his counsel that he wanted to appeal, even if counsel argued that the appeal was without merit. 342 F.3d at 1155-59. In Garrett, this court applied Flores-Ortega and Snitz to a case in which the district court dismissed a § 2255 motion asserting ineffective assistance of counsel for failure to file an appeal, on the ground that the defendant had waived his right to appeal or collaterally attack his sentence in his plea agreement. Garrett, 402 F.3d at 1265-66. This court recognized that the defendant’s “appellate rights have been significantly limited by his waiver, but [that] the waiver does not foreclose all appellate review of his [conviction and] sentence.” Id. at 1266-67. We held that if the defendant “actually asked counsel to perfect an appeal, and counsel ignored the request, he will be entitled to a delayed appeal.” Id. at 1267. This is true “regardless of whether, from the limited perspective of collateral review, it appears that the appeal will not have any merit.” Id. (citations omitted).

The government concedes that this legal authority requires remand for an eviden-tiary hearing when a defendant claims in a sworn § 2255 motion that he directed counsel to file a notice of appeal and counsel failed to do so. It argues that this court should affirm the district court’s dismissal of the § 2255 motion because Guerrero did not raise this ineffective-assistance claim in his motion. Instead, he raised the issue only in the unsworn memorandum, filed in support of the motion. See United States v. LaBonte, 70 F.3d 1396, 1413 (1st Cir.1995) (holding that § 2255 relief cannot be predicated on an unsworn memorandum), rev’d on other grounds, 520 U.S. 751, 117 S.Ct. 1673, 137 L.Ed.2d 1001 (1997).

Rules 2(b)(1), (2), and (5) of the Rules Governing § 2255 Proceedings for the U.S. District Courts (“ § 2255 Rules”) require that a § 2255 motion “specify all the grounds for relief,” “state the facts supporting each ground,” and “be signed under penalty of perjury.” We agree with the government that Guerrero’s § 2255 motion, which was signed under penalty of perjury, did not include an ineffective-assistance claim alleging that counsel failed to file a notice of appeal as Guerrero had requested.

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United States v. Guerrero, 488 F.3d 1313, 2007 U.S. App. LEXIS 13914, 2007 WL 1705087 (10th Cir. 2007).

488 F.3d 1313 (United States v. Guerrero) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

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