United States v. Grumman

227 F. Supp. 227, 1964 U.S. Dist. LEXIS 7799
CourtDistrict Court, District of Columbia
DecidedMarch 6, 1964
DocketCr. No. 822-62; Cr. No. 823-62
StatusPublished

This text of 227 F. Supp. 227 (United States v. Grumman) is published on Counsel Stack Legal Research, covering District Court, District of Columbia primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Grumman, 227 F. Supp. 227, 1964 U.S. Dist. LEXIS 7799 (D.D.C. 1964).

Opinion

YOUNGDAHL, District Judge.

These defendants have been tried in companion eases by the Court sitting without a jury, by the agreement of all parties. Both defendants have been indicted for contempt of Congress, 2 U.S.C. § 192, in refusing to answer certain questions propounded to them as witnesses during public hearings of a subcommittee of the House Un-American Activities Committee in 1957. The present indictments were returned after convictions based upon previous indictments for the same offense were reversed per curiam by the Supreme Court as to defendant Grumman, 370 U.S. 288, 82 S.Ct. 1560, 8 L.Ed.2d 501 (1962), and as to defendant Silber, 370 U.S. 717, 82 S.Ct. 1287, 8 L.Ed.2d 798 (1962). Both reversals rested upon the authority of Russell v. United States, 369 U.S. 749, 82 S.Ct. 1038, 8 L.Ed.2d 240 (1962), decided only a few weeks previously, which had held that an indictment for contempt of Congress must specify the subject under Congressional subcommittee inquiry at the time the witness was interrogated. In these new indictments, the subject under inquiry is alleged to have been:

“considering whether or not members of the Communist Party or persons subject to its discipline are employed in various media of communications used in the transmission of vital communications, and the advisability, in the national defense and for internal security, of the adoption of remedial legislation authorizing the Defense Department and other Government agencies to adopt and enforce appropriate regulations designed to protect and preserve inviolate secret and classified Government information, and investing in appropriate Government agencies, power to preclude access to vital communication facilities in time of war oj other national emergency, persons who probably will engage in, or probably will conspire with others to engage in, acts of espionage or sabotage * *

Neither defendant disputes that the above was the subject under inquiry at the time he was interrogated, although they do dispute the authority of the subcommittee to inquire into this subject. Both, moreover, advance other grounds for a judgment of acquittal— grounds which were not considered by the Court of Appeals when it affirmed the convictions (based upon the earlier, defective indictments) of Grumman, 111 U.S.App.D.C. 79, 294 F.2d 708 (1961), and of Silber, 111 U.S.App.D.C. 331, 296 F.2d 588 (1961).1 Because of a case de[230]*230cided by the Supreme Court on June 17, 1963, Yellin v. United States, 374 U.S. 109, 83 S.Ct. 1828, 10 L.Ed.2d 778 (1963) and for other reasons which the Court finds compelling, this Court has concluded that findings of not guilty must be made in both cases. Each case will be discussed separately.

The Silber Case.

In Yellin v. United States, 374 U.S. 109, 83 S.Ct. 1828, 10 L.Ed.2d 778 (1963), the Supreme Court reversed a contempt of Congress conviction because the House Un-American Activities Committee had failed to comply with its own rules regarding the choice between executive and public sessions. Rule IV of the Committee’s own Rules provided, at the time Yellin was questioned (and at the time both defendants Silber and Grumman were questioned):

“IV — EXECUTIVE AND PUBLIC HEARINGS:
“A — Executive:
“(1) If a majority of the Committee or subcommitee, duly appointed as provided by the rules of the House of Representatives, believes that the interrogation of a witness in a public hearing might endanger national security or unjustly injure his reputation, or the reputation of other individuals, the Committee shall interrogate such witness in an Executive Session for the purpose of determining the necessity or advisability of conducting such interrogation thereafter in a public hearing.
* * * * -x- *
“(3) All testimony taken in Executive Sessions shall be kept secret and shall not be released or used in public sessions without the approval of a majority of the Committee.
“B — Public Hearings:
“(1) All other hearings shall be public.”

The Supreme Court held in the Yellin case that this rule had been violated in two respects:

“First, it does not appear from Congressman Walter’s [the Committee Chairman] testimony that the Committee considered injury to the witness’ reputation when it decided against calling Yellin in executive session. * * * By Congress-
man Walter’s own admission, the Committee holds executive sessions in only two of the three instances specified in Rule IV, i. e., when there may be injury to the reputation of a third party or injury to the national security. Injury to the witness himself is not a factor. * * *
“Secondly, the Committee failed to act upon petitioner’s express request for an executive session. A Staff Director, who lacked the authority to do so, acted in the Committee’s stead.” 374 U.S. at 118-119, 83 S.Ct. at 1834-1835, 10 L.Ed.2d 778.

The Court concluded that Rule IV was designed for the protection of witnesses, 374 U.S. at 115-116, 83 S.Ct. at 1832-1833, 10 L.Ed.2d 778, that it entitled the witness to the exercise of the Committee’s discretion in accord with Rule IV’s standards, 374 U.S. at 120, 83 S.Ct. at 1835, 10 L.Ed.2d 778, and that failure on the part of the Committee to adhere to its own rules requires the reversal of any subsequent conviction for contempt of Congress, even if the witness did not invoke Rule IV at the time he refused to answer the question propounded, 374 U.S. at 123, 83 S.Ct. at 1836-1837, 10 L.Ed.2d 778. “The Committee prepared the groundwork for prosecution in Yel-lin’s case meticulously. It is not too [231]*231exacting to require that the Committee be equally meticulous in obeying its own rules.” 374 U.S. at 124, 83 S.Ct. at 1837, 10 L.Ed.2d 778.

Under the clear authority of Yellin, a judgment of acquittal must be entered so far as defendant Silber is concerned. Silber, like Yellin, after receiving a subpoena to appear before the subcommittee of the House Un-American Activities Committee, requested an executive session in a telegram sent (and received) prior to his appearance before the subcommittee. Silber’s request, like Yellin’s was denied by the Staff Director without consultation either with the Committee or with the subcommittee or with the chairman of either. Silber, like Yellin, was thereafter required to appear for interrogation at a public session.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

Watkins v. United States
354 U.S. 178 (Supreme Court, 1957)
Barenblatt v. United States
360 U.S. 109 (Supreme Court, 1959)
Russell v. United States
369 U.S. 749 (Supreme Court, 1962)
Grumman v. United States
370 U.S. 288 (Supreme Court, 1962)
Silber v. United States
370 U.S. 717 (Supreme Court, 1962)
Yellin v. United States
374 U.S. 109 (Supreme Court, 1963)
Frank Grumman v. United States
294 F.2d 708 (D.C. Circuit, 1961)
Bernard Silber v. United States
296 F.2d 588 (D.C. Circuit, 1961)
Robert Shelton v. United States
327 F.2d 601 (D.C. Circuit, 1963)
United States v. Peck
154 F. Supp. 603 (District of Columbia, 1957)

Cite This Page — Counsel Stack

Bluebook (online)
227 F. Supp. 227, 1964 U.S. Dist. LEXIS 7799, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-grumman-dcd-1964.