United States v. Griffin

530 F.3d 433, 2008 U.S. App. LEXIS 14259, 2008 WL 2627645
Court of Appeals for the Sixth Circuit·Decided July 7, 2008·No. 07-3109·Published·Cited by 29 cases

Opinion

OPINION

JULIA SMITH GIBBONS, Circuit Judge.

Charles A. Griffin pled guilty to making, uttering, and possessing forged securities of an organization in violation of 18 U.S.C. § 513(a) and identity theft in violation of 18 U.S.C. § 1028(a)(7). At his sentencing, the district court announced a sentence that included 70 months imprisonment, a significant upward departure, before Griffin addressed the court. Following an objection by counsel, the district court allowed Griffin to speak, after which it modified the sentence to require drug treatment during supervised release and to recommend drug treatment during incarceration. Griffin argues that: (1) he was denied his right of allocution; and (2) his sentence is unreasonable.

For the reasons set forth below, we conclude that the defendant was not denied the right of allocution and that the sentence was reasonable.

I.

On June 22, 2005, Charles A. Griffin, along with other defendants, was indicted. The charges against Griffin included con *435 spiracy in violation of 18 U.S.C. § 371 (count 1), making, uttering, and possessing forged securities of an organization in violation of 18 U.S.C. § 513(a) (counts 22-25), and identity theft in violation of 18 U.S.C. § 1028(a)(7) (count 31).

On September 16, 2005, pursuant to a written plea agreement, Griffin pled guilty to Counts 22-25 and Count 31. Pursuant to the terms of the plea agreement, Griffin agreed to cooperate with the government, which included his promise to provide truthful testimony. The plea agreement specified that if Griffin provided “any false or misleading information, documents, or testimony,” that would constitute a breach of the plea agreement. It added that, if a breach occurred, the government would be released from all obligations under the agreement and could “make any recommendations with respect to sentencing that would otherwise be prohibited under the terms of the agreement.”

A pre-sentence report (“PSR”), dated December 6, 2005, was prepared. It calculated an offense level of 12, which included a two-level downward departure for acceptance of responsibility, and a criminal history category of VI, which resulted from 29 criminal history points. It calculated a corresponding advisory Guidelines range of 30 to 37 months. The PSR also stated that there were “reasonable grounds for an upward departure, due to the likelihood that the defendant will commit other crimes, and because he has pending cases in Alabama for similar conduct, during the same time period. A Criminal History Score of 13 points is considered the highest criminal history category. This defendant accumulated a total of 29 points.” On December 14, 2005, the district court ordered that Griffin’s sentencing be scheduled after the trial of Rhonda Turpin, a co-defendant.

In September 2006, the government called Griffin as a witness during Turpin’s bench trial. Griffin’s testimony at trial differed from the factual basis for his plea agreement and a written statement he made during the investigation in that he minimized Turpin’s role in the conspiracy. At Turpin’s bench trial, the district court rendered a verdict of not guilty on Counts 22, 23, 24, and 25, and a guilty verdict on other counts to which Griffin’s testimony did not relate. The district court found that Griffin was not credible “in some respects” but stated that the not guilty verdict on some counts was based upon Griffin’s testimony.

On December 13, 2006, Griffin’s sentencing hearing began. The government objected to a downward departure for acceptance of responsibility, arguing that Griffin breached the plea agreement by giving false testimony at Turpin’s trial. The district court permitted the parties to brief the acceptance of responsibility issue, following an objection by Griffin that he was unaware that the prosecution would seek such recourse. The district court also gave notice that it was considering a substantial upward departure or variance and permitted the parties to brief that issue. The district court stated, “This record is one that is, quite frankly, as lengthy as many as [sic] I have seen ... in my mind, [Griffin] poses the highest likelihood of recidivism, he is an individual who poses great risk to the public. A long sentence is in order in this particular matter, in order to [deter] his future conduct.”

The sentencing hearing was reconvened on January 4, 2007. The district court found that Griffin “went out of his way in every effort, in every way, shape and form during the course of his testimony [at Turpin’s trial] to either minimize or to completely exonerate, if possible, Miss Turpin from any and all involvement in this case.” *436 It further found that Griffin was “not credible in any way, shape or form in his testimony” and that the “perjured testimony” “directly contradicted” Griffin’s earlier statement.

The district court declined to give a two-level enhancement for obstruction of justice pursuant to U.S.S.G. § 3C1.1 since it had not placed the parties on notice of such an enhancement but found that the requirements for such an enhancement were met. It stated, however, that it could consider Griffin’s testimony as part of its overall consideration of the sentencing factors under 18 U.S.C. § 3553(a). The district court did not give Griffin a two-level downward departure for acceptance of responsibility and found the offense level to be 14, rather than 12. With a criminal history category of VI, the advisory guidelines range was thus 37 to 46 months. The district court explained that an upward departure was necessary under U.S.S.G. § 4A1.3 because “the defendant’s criminal history category substantially underrepresents [sic] the seriousness of the defendant[’]s criminal history or, more importantly, the likelihood the defendant will commit other crimes.” The district court stated, “A sentence within the advisory guidelines in this case would in no way, shape or form meet any of the needs of the court.” The district court noted that Griffin previously served “numerous periods of incarceration,” including a four-year sentence and had not “learned his lesson” from his past sentences. Instead, after relating Griffin’s criminal history in detail, it concluded that a “substantial variance and / or upward departure” was necessary and departed upward from an offense level of 14 to an offense level of 20. It explained,

I would call to the attention of any reviewing court this record of this defendant and the fact that the only times, if any, he lives a law abiding life is when he is incarcerated. And continues to commit new offenses while under community controlled sanctions. And has never appeared to learn any lessons from any period of incarceration he has served.

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United States v. Griffin, 530 F.3d 433, 2008 U.S. App. LEXIS 14259, 2008 WL 2627645 (6th Cir. 2008).

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