United States v. Green

Court of Appeals for the Second Circuit·Decided August 31, 2022·No. 19-997 (L)·Published

Opinion

United States v. Green

UNITED STATES COURT OF APPEALS FOR THE SECOND CIRCUIT

August Term, 2021

(Argued: December 7, 2021 Decided: August 31, 2022)

Docket Nos. 19-997 (Lead), 19-1027 (Con)

UNITED STATES OF AMERICA, Appellee,

v.

MICHAEL AMALFI, JR., CHRISTOPHER ALVINO, PETER WILK, MICHAEL MARCIANO, Defendants,

ALEXANDER GREEN, CHARLES GREEN, Defendants-Appellants.

Before: SACK, BIANCO, Circuit Judges, and UNDERHILL, District Judge. ∗

Defendants-appellants Alexander and Charles Green were charged in the United States District Court for the Western District of New York with, inter alia, conspiracy to possess with intent to distribute 100 kilograms or more of marijuana, in violation of 21 U.S.C. §§ 841(a)(1), (b)(1)(B) and 846. The Green Brothers filed a joint motion to dismiss the narcotics conspiracy count on the grounds that the classification of marijuana under Schedule I of the Controlled Substances Act violates their Fifth Amendment due process and equal protection rights. They argued that marijuana's scheduling has no rational basis because it does not meet the statutory criteria for inclusion on Schedule I. The district court (Wolford, J.) denied their motion to dismiss, concluding that they incorrectly sought to tether the rational basis inquiry to the statutory criteria. We agree with

Chief Judge Stefan R. Underhill, United States District Court for the District of Connecticut, sitting by designation.

United States v. Green

the district court that the Act's scheduling criteria are largely irrelevant to our constitutional review because the rational basis test asks only whether Congress could have any conceivable basis for including marijuana on the strictest schedule. Because there are other plausible considerations that could have motivated Congress's scheduling of marijuana, we conclude that its classification does not violate the Green Brothers' due process or equal protection rights. We therefore

AFFIRM the order and judgment of the district court.

WILLIAM EASTON, Easton Thompson Kasperek Shiffrin LLP, Rochester, N.Y., for Defendant-Appellant Charles Green;

JEFFREY LICHTMAN (Jeffrey Einhorn, on the brief), Law Offices of Jeffrey Lichtman, New York, N.Y., for Defendant-Appellant Alexander Green;

SEAN C. ELDRIDGE, Assistant United States Attorney, for James P. Kennedy, Jr., United States Attorney for the Western District of New York, Rochester, N.Y., for Appellee.

SACK, Circuit Judge:

To decide this appeal, we must determine the proper scope of rational basis review when analyzing equal protection and due process challenges to the scheduling of a controlled substance under the Controlled Substances Act ("CSA"), 21 U.S.C. § 801. Defendants-appellants Alexander and Charles Green (the "Green Brothers") urge us to limit the breadth of our constitutional analysis to the CSA's scheduling criteria; that is, they argue that the inclusion of

United States v. Green

marijuana on Schedule I—the CSA schedule with the strictest controls—violates the equal protection and due process guarantees of the Fifth Amendment because there is no rational basis on which to conclude that marijuana fulfills the statutory requirements for placement on that schedule. In particular, the CSA requires that a substance have no accepted medical use to be listed on Schedule I, and the Green Brothers argue that marijuana's scheduling is irrational because of the abundant evidence that marijuana has legitimate medical uses. They ask us to strike down marijuana's Schedule I classification as unconstitutional and, upon that basis, dismiss the narcotics conspiracy counts against them.

We decline to do so. The statutory criteria in the CSA are substantially irrelevant to our review of the Green Brothers' constitutional claims. The rational basis test requires us to ask whether there is any conceivable basis to support Congress's decision at issue (here, to include marijuana on the strictest CSA schedule). Thus, even if there are accepted medical uses of marijuana such that it would not satisfy the listing criteria for a Schedule I substance under the CSA, that fact would not be sufficient to render marijuana's scheduling unconstitutional. Because there are plausible considerations that could have motivated Congress to place marijuana on Schedule I, we conclude that

United States v. Green

marijuana's scheduling does not violate the Green Brothers' due process or equal protection rights. Accordingly, we affirm the decision of the United States District Court for the Western District of New York (Wolford, J.) denying their motion to dismiss the charges against them for conspiracy to possess with intent to distribute 100 kilograms or more of marijuana, in violation of 21 U.S.C. §§ 841(a)(1), (b)(1)(B) and 846.

BACKGROUND

Over a four-year period, the Green Brothers were engaged in a marijuana distribution scheme. Alexander Green obtained hundreds of kilograms of marijuana from California which he shipped to his brother, Charles Green, in New York State. The Green Brothers set prices for sale and, with the aid of co- conspirators, distributed and sold the marijuana in the Rochester, New York area. On March 27, 2014, a Western District of New York grand jury returned a two-count indictment against the Green Brothers charging them with conspiracy to possess with intent to distribute 100 kilograms or more of marijuana, in violation of 21 U.S.C. §§ 841(a)(1), (b)(1)(B) and 846, and conspiracy to commit money laundering, in violation of 18 U.S.C. § 1956(h).

The Green Brothers filed a joint motion to dismiss the narcotics conspiracy

United States v. Green

count based on their argument that the CSA's classification of marijuana as a Schedule I controlled substance violates their due process and equal protection rights. They argued that marijuana's scheduling has no rational basis because it does not meet the statutory criteria for Schedule I classification; that is, the CSA requires that a substance have no currently accepted medical use in treatment in the United States to fall under Schedule I, see 21 U.S.C. § 812(b)(1), and marijuana does have accepted medical uses. 1 The Green Brothers made clear that they "do not request" a reclassification of marijuana under a different Schedule; they "simply request the Court strike the offending statutory classification as unconstitutional" and leave the issue of reclassification "to the legislative branch." Factual Allegations and Legal Authorities in Supp. of Def.'s Mots., App'x 40, ¶ 17 (Apr. 10, 2015). In their motion to dismiss, the Green Brothers requested an evidentiary hearing to present evidence of marijuana's medical uses and build upon expert declarations submitted by two professors.

On June 27, 2016, after briefing and oral argument, Magistrate Judge

1The Green Brothers also argued that marijuana failed to meet the two other statutory requirements for Schedule I classification because, they assert, it does not have a "high potential for abuse" and there is not "a lack of accepted safety for use of the drug . . . under medical supervision." 21 U.S.C. § 812(b)(1).

United States v. Green

Jonathan Feldman issued a Report and Recommendation recommending that no evidentiary hearing be conducted and that the Green Brothers' motion to dismiss Count 1 be denied. United States v. Green, No. 14-CR-6038, 2016 WL 11483508 (W.D.N.Y. June 27, 2016) (Report and Recommendation). On December 7, 2016, the United States District Court for the Western District of New York issued a decision and order adopting the Magistrate Judge's Report and Recommendation and denying the Green Brothers' motion to dismiss. United States v. Green, 222 F. Supp. 3d 267, 269 (W.D.N.Y. 2016).

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