United States v. Gordon

25 F. Cas. 1368, 1 Brock. 190
CourtU.S. Circuit Court for the District of Virginia
DecidedNovember 15, 1811
StatusPublished

This text of 25 F. Cas. 1368 (United States v. Gordon) is published on Counsel Stack Legal Research, covering U.S. Circuit Court for the District of Virginia primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Gordon, 25 F. Cas. 1368, 1 Brock. 190 (circtdva 1811).

Opinion

MARSHALL, Circuit Justice.

This cause •comes on to be heard on several pleas, to which demurrers have been filed.' One of these demurrers was overruled In the district court, and the first inquiry will be, whether this court concurs with that in the judgment ■on this demurrer. The plea states that the bond was given by constraint, in more than three times the value of the vessel and cargo, instead of double their value, the latter being the penalty prescribed by law, and the truth of this allegation is confessed by the demurrer. If the law had prescribed a penalty in $20.000. and the bond had been taken in a penalty of $30,000, all would admit that such bond could not be supported under the statute. I perceive no principle on which it can be maintained, that where the statute, instead of prescribing a precise sum as a pen-alty, prescribes a standard by which that penalty is to be measured, so as to give a precise sum, the officer can discard that standard, and substitute, in the place of it, his own will. Precedents for such a position may be searched for in vain, and such a proposition appears to me to be peculiarly unsustainable in a case, where the person, whose will is to be substituted in the place of the law, is to have half of the penalty. The attorney for the United States rests his argument, on this part of the case, on the difficulty of ascertaining precisely the value of a vessel and cargo, and on the honest difference of opinion which might prevail between different individuals on such a point. That there may be some difference of opinion on the question of value, will be readily conceded; and if the attorney ought to prove by this argument, that a bond ought not to be avoided in consequence of this variance, its weight would be acknowledged. This argument would be urged with irresistible force to a jury in a case where the penalty was objected to on grounds which admit its application. If, in the opinion of a witness, or a juryman, the estimate of the collector exceeded the real value so far only as was compatible with an honest difference of opinion, it would be for the jury to decide, whether in such a case, under all its circumstances, the signature of the bond without objection, might not be considered as an assent to the estimate, or if ’this be inadmissible, as the real value. But by the demurrer, every thing of this kind is waived, and the fact is admitted that the penalty is not in the sum' prescribed by law.

The estimate of the collector, it is said, must be conclusive.- Had the law said so, the court could only have obeyed the law. But this is not its language. Instead of expressing its will in such a manner as to indicate an intention that the estimate of the collector shall be conclusive, the legislature has referred to a standard entirely distinct, and has. consequently, subjected his will to the control of the standard.

It is also contended, that the act is to be construed in like manner as if the words “at least” had been introduced; the effect of which would be, that the collector would have been at liberty to make a penalty, in which he was to participate, what he might please, provided it was not too small. But, certainly, this is a conjecture which neither the letter, nor the spirit of the law, would warrant. However determined the legislature might be on punishing offenders against the embargo laws, they never intended to surrender the right of regulating the extent of that punishment to their collef$ors. But it is said that a remedy for every oppression that might be'practised by the collector is to be found in the power given to the secretary of the treasury to mitigate or remit penalties; and the court is reminded of its duty to give effect to the intention of the leg-[1370]*1370Mature. and not to employ itself on the pol- i icy of the law. ;

Nothing is more correct than this admonition. But how is the court to effect the intention of the legislature? Certainly not by inflicting a penalty of $30,000 in a case where the legislature has declared its intention to be, that the penalty should not exceed $20,-000, nor by referring it to the secretary of the treasury to correct the judgment of the court, in a case in which it has transcended the law, because he has the power to remit a part where it has not exceeded the law. The discretion of the secretary may be exercised, in particular cases, where the court has rendered a judgment conformable to law, but this can never authorize the court •to transcend the law, in order to give him an opportunity to display his clemency.

The judgment of the court is affirmed.

NOTE. It is apprehended, that this decision is not in conflict with that of .the supreme court of the United Stales, in the case of Speake v. U. S., 9 Cranch [13 U. S.] 28; 3 Con. Rep. Sup. Ct. U. S. 244. That was an action of .debt for $8,787, upon an embargo bond, dated April 14, 1808, taken by the collector of the •port of Georgetown, conditioned to be void, if the brig Active should not proceed to any foreign port or place, and the cargo should be re-landed in some port of the United States. The bond was executed by Speake, the master, and by Beverly and Ober, the owners of the cargo, in compliance with the provision of the first section of the act of January 9, 1808. cited above. The defendants pleaded various pleas, severally and jointly; to some of which there was a general demurrer and joinder. The circuit court for the District of Columbia, in which the action was brought, decided all the demurrers in favour of the United States, and the case was carried by writ of error to the supreme court. The second joint piea was as follows: “That the defendants ought not to be charged, &c., because they say, that the said writing obligatory was required and taken by one John Barnes,” collector, &c., “by colour of his said office, and by pretence of an act of congress, &e., (the act of January 9, 18081, which said writing obligatory and the condition thereof were not taken by the said John Barnes, collector, &c., pursuant to the said act of congress, but contrary thereto in this, to wit: that the said writing obligatory was taken in a sum more than double the value of the vessel and cargo, in the condition of the said writing obligatory mentioned, by reason whereof the said writing obligatory became void and of no effect in law, and this the said defendants are ready to verify; wherefore, &c.”

To this plea there was a general demurrer and joinder. Judge Story, in delivering the opinion of the court, said: “The second joint plea of the defendants alleges, that the bond was not taken pursuant to the act of congress, but contrary thereto, m this, that the bond was taken in a sum more than double the value of the vessel and cargo, whereby the bond became void. On demurrer to this plea and joinder in demurrer, the court below gave judgment for the United States; and we are of opinion, that the judgment so given ought to be affirmed. There is no allegation or pretence, that the bond was unduly obtained by the collector,, colore officii, by fraud, oppression, or circumvention. It must, therefore, be taken to have been a voluntary bona fide bond. The value was a matter of uncertainty, and the rseertaining of that value was the joint act and duty of both parties. When once that value was ascertained and agreed t« by the parties, and a bond executed- in conformity to such agreement, the parties were estopped to deny that it was not the true value. If an issue had been taken upon the fact, the evidence on the face of the bond would have been conclusive to the jury; and, if so, it is not less conclusive upon demurrer.

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Bluebook (online)
25 F. Cas. 1368, 1 Brock. 190, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-gordon-circtdva-1811.