United States v. Goodman

3 M.J. 1, 1977 CMA LEXIS 10405
CourtUnited States Court of Military Appeals
DecidedMarch 23, 1977
DocketNo. 31,485; NCM 75-0613
StatusPublished
Cited by3 cases

This text of 3 M.J. 1 (United States v. Goodman) is published on Counsel Stack Legal Research, covering United States Court of Military Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Goodman, 3 M.J. 1, 1977 CMA LEXIS 10405 (cma 1977).

Opinions

Opinion of the Court

COOK, Judge:

Convicted by Judge Martin R. Gil-martin, sitting as a special court-martial, of attempted theft and assault upon Private First Class D. Miranda, U. S. Marine Corps, while Miranda was on duty as a sentinel, the accused now contends that the judge was disqualified from acting in the case and should have recused himself immediately upon disclosure of the disqualifying circumstance.1

The trial was held in October 1974. The offenses had been committed and were investigated in August. During testimony by Staff Sergeant Spain, a Criminal Investigation Division (CID) agent, who had apprehended the accused, Judge Gilmartin interrupted to inquire whether the agent had telephoned him in regard to the case on a Sunday morning in August. When the agent acknowledged that he had, the judge noted that he had had no recollection of the conversation until Spain “started testifying” about the offenses. Judge Gilmartin asked Spain to disclose the conversation, and he recounted his own recollection of it. The two accounts differ in detail, but are consistent in substance. From them, it appears that as the chief prosecutor of the area was absent, the agent called Judge Gilmartin for advice. In 1973, he had been assigned to a number of cases in which he had “worked” with Judge Gilmartin, who was then “a prosecutor.” The agent was concerned about the “legalities” of a contemplated lineup and whether the lineup [3]*3should be photographic or physical. The judge advised that a physical lineup was more desirable, but cautioned that as the day was a Sunday, there were likely to be difficulties in obtaining a defense counsel and other persons to participate in the lineup with the suspect.

Trial and defense counsel assured the judge that no evidence “of any lineup” was to be introduced, and that the only evidence of accused’s identity as one of the participants in the offenses charged would be that given by Miranda, who had completed his testimony before Spain took the stand. Defense counsel acknowledged the “possibility” of construing the judge’s advice to the agent “as government action,” but declared that if it constituted a reason for disqualification, “the defense is not going to offer any objection to the Military Judge.” Thereupon, the judge ordered a recess to allow counsel the opportunity to talk to Agent Spain “further as to the nature” of the telephone conversation. On resumption of the proceedings, both counsel expressed the view that “the actions taken” by the judge did not constitute grounds for challenge. Judge Gilmartin stated to them and the accused that he would disregard everything he had been told by Agent Spain about the case in the August conversation, and he would determine “the issues . on the evidence presented here.” Questioning the accused personally about his understanding of the matter and his feelings about it, he was assured by the accused that he had no “hesitancy” in his “own mind” about having the judge continue in the case, and that he “wish[ed] him to continue.”

Article 26(d), Uniform Code of Military Justice, 10 U.S.C. § 826(d), provides, in part, that no person “is eligible to act as a military judge” if he “has acted as investigating officer or a counsel in the same case.” Almost identical language is contained in Article 25(d)(2), UCMJ, 10 U.S.C. § 825(d)(2), as to the eligibility of a member of the armed forces to sit as a court member. As both articles deal with the same subject matter in regard to persons essential to the jurisdictional composition of a court-martial, we have no doubt that the two provisions were intended to have the same meaning and application. See Wright v. United States, 2 M.J. 9 (1976) . As regards a court member, the Court has held that, although not formally appointed to investigate a case under the provisions of Article 32, UCMJ, 10 U.S.C. § 832, a person can be disqualified as an “investigating officer,” if he has conducted “a personal investigation” into the facts. United States v. Burkhalter, 17 U.S.C.M.A. 266, 38 C.M.R. 64 (1967); United States v. Bound, 1 U.S.C.M.A. 224, 227, 2 C.M.R. 130, 133 (1952). The accused concedes that an isolated instance of the furnishing of legal advice to one who is, in fact, an investigating officer does not constitute the advisor an investigator. See United States v. Willis, 22 U.S.C.M.A. 112, 46 C.M.R. 112 (1973); United States v. Hayes, 7 U.S.C.M.A. 477, 479-80, 22 C.M.R. 267, 269-70 (1957). Nevertheless, he contends, that, “under the facts of this case,” the trial judge was “disqualified as an ‘investigator.’ ” However unwise Judge Gil-martin may have been in not immediately informing Agent Spain that he was now a judge and that Spain should seek the advice he desired elsewhere,2 his action must be assessed not for its wisdom, but according to its substance and legal consequence. United States v. Brooks, 2 M.J. 102 (1977) . Scrutiny of the evidence leaves us convinced beyond any doubt that the telephone discussion with Agent Spain did not constitute a “personal investigation” of the facts in regard to the offenses. It follows, therefore, that Judge Gilmartin was not an investigating officer within the meaning of Article 26.

Turning to whether Judge Gilmartin had acted as “a counsel” in the case, we recently reviewed the general principles and need not retrace the ground here. United States v. Head, 2 M.J. 131 (1977). The principle of disqualification of a judge because he has previously acted in the same case as counsel for a party is cer[4]*4tainly clear. The question here is whether Judge Gilmartin had, in fact, acted as Government counsel, although not formally detailed to that position by appropriate order.

Not every occasion at which a lawyer furnishes legal advice to another establishes an attorney-client relationship between them. We confronted that situation in the context of a trial in United States v. Payne, 12 U.S.C.M.A. 455, 31 C.M.R. 41 (1961). There, the trial judge (then known as the law officer) twice advised trial counsel as to the proper procedure to qualify matter for admission into evidence. Considering whether the judge had thereby disqualified himself from continuing to sit in the case, we said:

Occasional suggestions and recommendations by the law officer to counsel who appear unsure or uncertain of the proper procedure to follow, like the occasional questioning of witnesses, are not unusual in the trial of a case. The mere fact that such assistance or questioning is undertaken does not make the law officer a partisan advocate.

Id. at 462, 31 C.M.R. at 48. In Payne, the advice was unsolicited; here,, it was requested. That difference does not require a different conclusion. The ground of ineligibility specified in Article 26 is not the mere giving of legal advice, but action as “a counsel,” which presupposes an attorney-client relationship.

Central to the establishment of an attorney-client relationship is agreement, express or implied, to effect that status. United States v. Miller, 7 U.S.C.M.A. 23, 21 C.M.R. 149 (1956); 7 C.J.S. Attorney and Client § 65a (1937).

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