United States v. Gonzalez

625 F.3d 824, 2010 U.S. App. LEXIS 22687, 2010 WL 4299534
Court of Appeals for the Fifth Circuit·Decided November 2, 2010·No. 09-40125·Published·Cited by 4 cases

Opinion

PER CURIAM:

Defendant-appellant Ramon Gonzalez appeals the enhancement of his sentences under 21 U.S.C. § 841(b)(1)(A) that resulted in concurrent mandatory terms of life imprisonment. Gonzalez’s sole contention on appeal is that the Government failed to prove beyond a reasonable doubt that he was the subject of a 1988 drug conviction used to enhance his sentence, as required under 21 U.S.C. § 851(c)(1). Because we find that the Government did offer proof sufficient to meet the standard of beyond a reasonable doubt, we affirm.

STANDARD OF REVIEW

We review de novo an appellant’s preserved challenge to the sufficiency of the evidence. United States v. Alarcon, 261 F.3d 416, 421 (5th Cir.2001).

FACTS AND PROCEEDINGS BELOW

Ramon Gonzalez was convicted by a jury of conspiring to possess with the intent to distribute more than 1,000 kilograms of marihuana and of possession with the intent to distribute the same. Before the trial, the Government filed an information pursuant to 21 U.S.C. § 851(a)(1) stating its intent to seek enhancement of Gonzalez’s sentence based on a 1988 felony conviction of possession with the intent to distribute marihuana and a 1997 felony conviction for conspiracy to possess with the intent to distribute cocaine. Under 21 U.S.C. § 841(b)(l)(A)(vii), an individual who violates 21 U.S.C. § 841(a)(1) by possessing with the intent to distribute 1,000 kilograms or more of marihuana is subject to imprisonment for not less than ten years or more than life. If prior to the offense, the same individual was convicted of two or more prior felony drug offenses, he is subject to a mandatory term of life imprisonment. 21 U.S.C. § 841(b)(1)(A). After the Government files its required information, if the defendant denies the allegations of the prior convictions in written form, the district court must hold a hearing and specifically must ascertain whether the defendant affirms or denies that he has been previously convicted. 21 U.S.C. § 851(c)(1). If the defendant denies the prior convictions at that point, the *826 Government has the burden of proving beyond a reasonable doubt any issue of fact relating to the prior conviction. Id.

Gonzalez filed a written objection to the Government’s required information of pri- or convictions, in which he denied the 1988 and 1997 convictions. At the sentencing hearing, Gonzalez reiterated his objections to the Government’s information and again denied that he was the subject of the 1988 and 1997 convictions. The Government introduced a judgment of the United States District Court for the Southern District of Texas, McAllen Division, that one Ramon Gonzalez was convicted, on his guilty plea, of conspiracy to possess with intent to distribute cocaine and was sentenced to sixty months’ confinement and four years’ supervised release on December 16, 1997. The Government also introduced a judgment of the United States District Court for the Southern District of Texas, Corpus Christi Division, that one Ramon Gonzalez was convicted on his guilty plea of possession with the intent to distribute marihuana and was sentenced to forty-one months’ confinement and three years’ supervised release on April 22,1988. The name on both judgments was Ramon Gonzalez (spelled the same way) and the Social Security numbers identifying the offenders in the prior offenses matched each other as well as the Social Security number of the defendant Ramon Gonzalez. The 1997 conviction correctly reflects appellant’s date of birth as September 26, 1950; the 1988 conviction does not reflect any date of birth information. There was no evidence of any other prior conviction.

The Government also introduced the testimony of Carlos Rosales, who served as Gonzalez’s probation officer following his release from prison after the 1997 conviction. Rosales testified that while serving as Gonzalez’s probation officer, he was aware that the 1997 conviction was Gonzalez’s second conviction and that his first conviction arose in Corpus Christi. Rosales also admitted that he did not supervise Gonzalez after his first conviction and did not recall whether he and Gonzalez had discussed any prior offenses. He stated that he usually verified with the probationer the information in his file and that he did not have any reason to believe that he did not verify the prior conviction with Gonzalez.

The district court overruled Gonzalez’s sentencing objections after taking evidence, and the court sentenced Gonzalez to concurrent life sentences of imprisonment, to be followed by concurrent life terms of supervised release. The district court noted that if Gonzalez were not subject to a mandatory life sentence under section 841(b)(1)(A), the court would have sentenced him to 360 months’ confinement. Gonzalez appeals only the use of the 1988 felony drug offense for sentencing enhancement purposes under section 841(b)(1)(A).

DISCUSSION

Gonzalez asserts that the Government failed to prove beyond a reasonable doubt that he was the subject of the 1988 drug conviction used to enhance his sentence. Before addressing Gonzalez’s primary argument, we first address whether the defendant was barred from challenging this prior conviction. The statute at issue contains a provision that prohibits a defendant from challenging “the validity of any prior conviction alleged under this section which occurred more than five years before the date of the information alleging such prior conviction.” 21 U.S.C. § 851(e). Other circuits have concluded that this provision does not prevent a defendant from arguing that he was not the person who was convicted of the offense. See United States v. Dickerson, 514 F.3d 60, *827 65 (1st Cir.2008); United States v. Green, 175 F.3d 822, 835 (10th Cir.1999). We agree that Gonzalez’s challenge to his prior conviction based on identity is not barred by section 851(e). He is not challenging “the validity” of the 1988 conviction, but only that it is not a conviction of him; and, if it is not a conviction of him, he likely had no notice of it or reason to sooner challenge it.

Gonzalez argues that the 1988 judgment of conviction by itself is not sufficient to establish that he was the person who was convicted of that offense. This court has addressed challenges to the sufficiency of the evidence of a pi'ior conviction under this statute twice before.

Free access — add to your briefcase to read the full text and ask questions with AI

United States v. Gonzalez, 625 F.3d 824, 2010 U.S. App. LEXIS 22687, 2010 WL 4299534 (5th Cir. 2010).

625 F.3d 824 (United States v. Gonzalez) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

Related

United States v. Morrison
Fifth Circuit, 2021
United States v. Leonard Mason
526 F. App'x 208 (Third Circuit, 2013)
United States v. Joseph Wolcott
483 F. App'x 980 (Sixth Circuit, 2012)