United States v. Gonzales

Procedural entryThis page is a short order in United States v. Gonzales. Read the opinion of the Court — 506 F.3d 940
Court of Appeals for the Ninth Circuit·Decided November 5, 2007·No. 04-30007·Published

Opinion

FOR PUBLICATION UNITED STATES COURT OF APPEALS FOR THE NINTH CIRCUIT

UNITED STATES OF AMERICA,  No. 04-30007 Plaintiff-Appellee, v.  D.C. No. CR-03-02059-EFS LUIS EMILIO GONZALES, OPINION Defendant-Appellant.  Appeal from the United States District Court for the Eastern District of Washington Edward F. Shea, District Judge, Presiding

Argued and Submitted March 20, 2007—San Francisco, California

Filed November 5, 2007

Before: Mary M. Schroeder, Chief Circuit Judge, Harry Pregerson, Michael Daly Hawkins, Sidney R. Thomas, M. Margaret McKeown, Kim McLane Wardlaw, William A. Fletcher, Ronald M. Gould, Richard A. Paez, Marsha S. Berzon, Johnnie B. Rawlinson, Jay S. Bybee, Carlos T. Bea, Milan D. Smith, Jr., and Sandra S. Ikuta, Circuit Judges.

Opinion by Judge Wardlaw; Partial Concurrence and Partial Dissent by Judge Ikuta.

14589 UNITED STATES v. GONZALES 14591

COUNSEL

Elizabeth A. Olsen, Attorney, United States Department of Justice, Washington, D.C., for the plaintiff-appellee. 14592 UNITED STATES v. GONZALES Tracey Staab and Rebecca L. Pennell, Federal Defenders of Eastern Washington and Idaho, Spokane, Washington, for the defendant-appellant.

OPINION

WARDLAW, Circuit Judge, with whom Chief Judge SCHROEDER, Judges PREGERSON, HAWKINS, THOMAS, McKEOWN, W. FLETCHER, GOULD, PAEZ, BERZON, RAWLINSON, and M. SMITH join, and with whom Judges BYBEE, BEA, and IKUTA join as to Part V:

The three-judge panel that originally heard this appeal on July 24, 2006, issued a sua sponte call for hearing this appeal en banc to reconcile two of our decisions construing United States Sentencing Guideline (“U.S.S.G.”) § 4A1.2(c). A majority of the active judges of our court voted to hear the appeal en banc to address the question whether a suspended sentence of thirty days or more constitutes a “term of impris- onment of at least thirty days” under § 4A1.2(c)(1), and thus should be counted in the defendant’s criminal history score. In United States v. Williams, 291 F.3d 1180, 1195 (9th Cir. 2002), we held that a totally suspended six-month sentence for criminal mischief counted as a “prior sentence,” mandat- ing an additional point on the defendant’s criminal history score; however, in United States v. Hernandez-Hernandez, 431 F.3d 1212, 1220 (9th Cir. 2005), we also held that a par- tially suspended three-month misdemeanor sentence resulting in three days of imprisonment did not count as a “prior sen- tence,” and thus did not increase the defendant’s criminal his- tory score. We agree with both the government and Gonzales that our analysis in Williams was flawed by its failure to read the relevant Guidelines sections as a whole. We hold that the language “term of imprisonment” in § 4A1.2(c)(1) refers only to certain non-felony sentences for which the defendant actu- ally served a period of imprisonment. Therefore, we overrule UNITED STATES v. GONZALES 14593 Williams, clarify Hernandez-Hernandez, vacate Gonzales’s sentence and remand for resentencing.

I.

On March 21, 2003, Yakima Police Department officers stopped a vehicle driven by Luis Emilio Gonzales. When the officers approached the vehicle, they observed a knife under the driver’s seat and a marijuana bud in plain view. Gonzales was arrested. During a search incident to arrest, the officers also found a gym bag on the passenger-side floor containing methamphetamine and a loaded gun. When questioned, Gon- zales admitted that he was a convicted felon. Before the car was impounded, officers discovered two additional guns in the trunk, one of which had been reported stolen. At the police station, Gonzales admitted ownership of the drugs and that he was a drug dealer. Gonzales also admitted that all of the guns in the car were his and that he knew that one of the guns was stolen.

Gonzales had been previously convicted in Washington state court for possession of a stolen firearm, in August 1996 and again in November 2001. In December 2002, Gonzales was also convicted of third-degree driving with a suspended license and sentenced to thirty days in jail. The entire sen- tence, however, was suspended.

On October 1, 2003, Gonzales pled guilty pursuant to a written plea agreement to possession of a firearm by a felon in violation of 18 U.S.C. § 922(g)(1), and possession of a stolen firearm in violation of 18 U.S.C. § 922(j).

At sentencing, Gonzales objected to a four-level enhance- ment for possession of a firearm in connection with another felony offense under U.S.S.G. § 2K2.1(b)(5) and to the inclu- sion of one criminal history point for his conviction of third- degree driving with a suspended license. The district court found that although Gonzales’s sentence had been totally sus- 14594 UNITED STATES v. GONZALES pended, the court was required to count the sentence under our precedent in Williams. The district court also found that Gonzales possessed a firearm within the meaning of § 2K2.1(b)(5). The district court therefore overruled both of Gonzales’s objections and sentenced Gonzales to fifty-seven months imprisonment.

II.

We have jurisdiction under 28 U.S.C. § 1291. We review a district court’s interpretation of the Sentencing Guidelines de novo, its application of the Sentencing Guidelines to the facts for abuse of discretion, and its factual findings for clear error. United States v. Kimbrew, 406 F.3d 1149, 1151 (9th Cir. 2005).

III.

Gonzales argues that because his thirty-day sentence for driving with a suspended license was entirely suspended, it should have been excluded under U.S.S.G. § 4A1.2(c)(1) (2003). We agree. Section 4A1.1 instructs that the following points be added to a defendant’s criminal history score for prior criminal sentences:

(a) Add 3 points for each prior sentence of imprison- ment exceeding one year and one month.

(b) Add 2 points for each prior sentence of imprison- ment of at least sixty days not counted in (a).

(c) Add 1 point for each prior sentence not counted in (a) or (b), up to a total of 4 points for this item.

....

§ 4A1.1. The Application Notes to § 4A1.1(c) direct us to the definition of “prior sentence” in § 4A1.2(a). UNITED STATES v. GONZALES 14595 [1] Section 4A1.2(a)(1) defines “prior sentence” as “any sentence previously imposed upon adjudication of guilt . . . for conduct not part of the instant offense.” Section 4A1.2(a)(3) further provides that a totally suspended sentence “shall be counted as a prior sentence under § 4A1.1(c).” § 4A1.2(a)(3). This is the provision upon which the Williams opinion rested. As the government notes, however, the Wil- liams analysis failed to account for § 4A1.2(b)-(c) and the related Commentary.

Section 4A1.2(b)(1) states that “[t]he term ‘sentence of imprisonment’ means a sentence of incarceration and refers to the maximum sentence imposed.” The corresponding Appli- cation Notes state that “[t]o qualify as a sentence of imprison- ment, the defendant must have actually served a period of imprisonment on such sentence.” § 4A1.2, cmt. n.2. In other words, a “sentence of imprisonment” requires a period of con- finement. Section 4A1.2(b)(2) further provides that if a sen- tence is partially suspended, the “sentence of imprisonment” refers only to the non-suspended portion.

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