United States v. Gerardo Fernandez

389 F. App'x 194
CourtCourt of Appeals for the Third Circuit
DecidedJuly 21, 2010
Docket09-3917
StatusUnpublished
Cited by2 cases

This text of 389 F. App'x 194 (United States v. Gerardo Fernandez) is published on Counsel Stack Legal Research, covering Court of Appeals for the Third Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Gerardo Fernandez, 389 F. App'x 194 (3d Cir. 2010).

Opinion

OPINION OF THE COURT

HARDIMAN, Circuit Judge.

Gerardo Fernandez was indicted on one count of perjury in violation of 18 U.S.C. § 1623(a) and one count of obstruction of justice in violation of 18 U.S.C. § 1512(c)(2). A jury found Fernandez guilty of the former charge and not guilty of the latter charge. On appeal, Fernandez raises several claims of error in his indictment, trial, and sentencing. We will affirm.

I.

Because we write for the parties, who are familiar with the facts and procedural history of the case, we recount only that which is essential to our decision.

In June 2006, the FBI and a federal grand jury sitting in Trenton, New Jersey began investigating public corruption in Passaic, New Jersey. As part of its investigation, the FBI incorporated a dummy insurance company, Coastal Solutions, which was used to bribe local politicians including Passaic City Councilman Jonathan Soto. Soto represented that he could steer insurance contracts from the Passaic City Council (Council) to Coastal Solutions and indicated to an FBI informant that some of the bribes had gone to two other local politicians: -Mayor Samuel Rivera and Councilman Marcellus Jackson.

As part of the scheme to steer insurance business to Coastal, Soto lobbied against resolutions on the Council’s March 22, 2007 agenda that would have awarded in *197 surance contracts to another company, Brown & Brown. At this time, Fernandez was also a member of the Council.

At 5:07 p.m. on March 22, two hours before the start of the meeting, Soto placed a call to Fernandez’s cell phone to discuss the vote. The call was intercepted by a wiretap the FBI had placed on Soto’s cell phone. During the conversation, Soto told Fernandez that: Rivera had informed Soto, Jackson and another council member, Joe Garcia, that “he doesn’t want Brown & Brown to go through”; Rivera told Soto to “vote down Brown and Brown” and Soto agreed to do so; and Rivera directed Soto to “reach out to Gerry [Fernandez].” App. at 152. Soto also told Fernandez that they were going to vote against the Brown & Brown resolutions to save the City money. Id at 158. Fernandez responded “[t]hat’s right.” Id. At the end of the call, Fernandez said “I’ll give Sammy [Rivera] a call to let him [know] that I know what’s going on.” Id at 154. Immediately after speaking with Soto, Fernandez placed a call to Rivera, which was not recorded. App. at 330-31. Both of the Brown & Brown resolutions were defeated at the March 22 meeting, • with Soto, Jackson, Garcia, and Fernandez voting against them.

In September 2007, Rivera, Soto, and Jackson were arrested by federal law enforcement officials for their involvement in the bribery scheme. After the arrests, the grand jury subpoenaed Fernandez to testify on November 14, 2007. During his testimony, Fernandez denied speaking with anyone about the March 22, 2007 vote. Specifically, Fernandez testified that he had never discussed insurance matters pending before the City Council with Soto or Rivera, by telephone or otherwise. When asked whether he would recall a discussion with Soto about insurance matters, Fernandez replied: “Absolutely. I would have slapped him.... Because I don’t tell anybody how to vote. I don’t want anybody telling me how to vote either.” App. at 25, 1015. Fernandez was subsequently indicted on one count of per-' jury and one count of obstruction of justice based on his grand jury testimony.

At trial, Fernandez testified in his own defense. The thrust of his defense was' that he did not knowingly lie to the grand jury. Fernandez averred that he had forgotten about the March 22 calls for various reasons, including that: he received numerous phone calls every day and was a busy person, the call from Soto was not memorable because it lasted only two minutes and merely repeated information Fernandez had already learned at City Council meetings, and Fernandez had no reason to lie to the grand jury because he was not involved- in the underlying bribery scheme. The jury found Fernandez guilty of perjury but not. guilty of obstruction of justice.

At sentencing, the District Court applied a two-level enhancement for obstruction of justice pursuant to § 3C1.1 of the United States Sentencing Guidelines (USSG or Guidelines); as a result, Fernandez faced a Guidelines range of 21 to 26 months imprisonment. The District Court varied downward and imposed a sentence of 18 months imprisonment. Fernandez filed this timely appeal, in which he raises numerous issues regarding the validity of his indictment, evidentiary rulings made by the District Court, the jury instructions, and the application of the two-point obstruction of justice enhancement. 1

II.

A. The Indictment

Before trial, Fernandez moved to dismiss his indictment, arguing that it was *198 impermissibly ambiguous and duplicitous. We exercise plenary review over the District Court’s legal conclusions in denying the motion and review the Court’s factual findings for clear error. United States v. Barbosa, 271 F.3d 438, 469 (3d Cir.2001).

Fernandez claims that the questions posed to him before the grand jury could not support perjury charges because they were fundamentally ambiguous. Although a trial court has the power to dismiss a perjury count when the prosecutor’s questions are fatally ambiguous, see United States v. Serafini, 167 F.3d 812, 820 (3d Cir.1999), this is not such a case. “[T]he existence of ‘some ambiguity’ in a falsely answered question is generally not inconsistent with a conviction for perjury.” United States v. Camper, 384 F.3d 1073, 1076 (9th Cir.2004) (citation omitted). Rather, in instances of less than fundamental ambiguity, “it is for the petit jury to decide which construction the defendant placed on the question.” Serafini, 167 F.3d at 820 (internal quotation marks and citation omitted).

It is clear from the context of the questions and the record as a whole that Fernandez understood what the prosecutor was asking him. Though advised at the start of his grand jury appearance that “during the course of the questions and the course of this proceeding today, if you have any questions or any confusion about any questions, you’ll let us know[,]” App. at 978, Fernandez never indicated that he was confused by any of the questions to which he allegedly responded falsely. Moreover, Fernandez unequivocally denied that he received any phone calls relative to the insurance resolutions prior to the vote on March 22, and in denying that he had a discussion with Soto regarding the insurance matters, Fernandez insisted that he would have remembered such a discussion. See United States v. Long,

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Bluebook (online)
389 F. App'x 194, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-gerardo-fernandez-ca3-2010.