United States v. Georgescu

699 F. App'x 73
CourtCourt of Appeals for the Second Circuit
DecidedOctober 27, 2017
Docket16-4159-cr
StatusUnpublished

This text of 699 F. App'x 73 (United States v. Georgescu) is published on Counsel Stack Legal Research, covering Court of Appeals for the Second Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Georgescu, 699 F. App'x 73 (2d Cir. 2017).

Opinion

SUMMARY ORDER

Appellant Virgil Flaviu Georgescu appeals from the December 6, 2016 judgment of the United States District Court for the Southern District of New York (Abrams, /.), finding him guilty of conspiracy to kill officers and employees of the United States, in violation of 18 U.S.C. §§ 1117, 3288 and conspiracy to provide material support or resources to a foreign terrorist organization, in violation of 18 U.S.C. §§ 2339B(a)(l), 2339B(d)(l)(C), 2339B(d)(l)(D), 2339B(d)(l)(E), 3238. Specifically, Georgescu challenges the jury instructions regarding negation of intent and the entrapment by estoppel defense. We assume the parties’ familiarity with the underlying facts, procedural history, and specification of issues for review.

“To secure reversal based on a flawed jury instruction, a defendant must demonstrate both error and ensuing prejudice.” U.S. v. Quinones, 511 F.3d 289, 313 (2d Cir. 2007) (citation omitted). We review jury instructions de novo to determine whether they were erroneous. Id. at 314; see also U.S. v. Coppola, 671 F.3d 220, 247 (2d Cir. 2012). An erroneous jury charge is prejudicial when it “misleads the jury as to the correct legal standard or does not adequately inform the jury on the law.” Anderson v. Branen, 17 F.3d 552, 556 (2d Cir. 1994); see also Quinones, 511 F.3d at 314.

A criminal defendant prevails on an entrapment by estoppel defense if he can show that “the government, by its own actions, induced him to do [criminal conduct] and led him to rely reasonably on his belief that his actions would be lawful by reason of the government’s seeming authorization.” U.S. v. Giffen, 473 F.3d 30, 41 (2d Cir. 2006) (emphasis in original). The district court instructed the jury of the availability of this defense to Georgescu.

Georgescu’s sole contention with respect to this aspect of the jury instructions is that it improperly focuses on whether “a government official made affirmative statements” and engaged in “affirmative conduct” that led Georgescu to believe he was authorized to act as he did. He argues the balance of our prior decisions indicates that providing evidence of affirmative statements or conduct by a government agent is not required in this context.

These arguments are unconvincing. We have never wavered from the proposition that defendants asserting entrapment by estoppel must show that their belief that they were authorized to commit the conduct in question is rooted in actual words or deeds by an actual agent of the government. See Giffen, 473 F.3d at 41 (“when the government, by its own actions, induced him to do those acts ...”) (emphasis added); U.S. v. Abcasis, 45 F.3d 39, 43 (2d Cir. 1995) (“If a drug enforcement agent solicits a defendant ... or effectively communicates an assurance ...”) (emphasis added); U.S. v. Gil, 297 F.3d 93, 107 (2d Cir. 2002) (“[t]his defense arises where a government agent authorizes a defendant ...”) (emphasis added). 1 There are various ways to express this requirement. In U.S. v. Miles, our most recent opinion on the subject, we did so by saying that “a defendant must show an affirmative assurance from the government that his conduct was legal.” 748 F.3d 485, 489 (2d Cir. 2014) (emphasis added). And in Abcasis, our first opinion on the subject, we approvingly discussed our sister circuit’s formulation that entrapment by estoppel “is warranted where a government agent affirmatively misleads a defendant as to the lawfulness of his conduct.” 45 F.3d at 43 (emphasis added).

It may be the case that in some circumstances the word “affirmative” would mislead a jury into focusing on the government agent’s intentions rather than the defendant’s reasonable interpretation of that agent’s actions. Certainly including “affirmative” is not required in jury instructions for entrapment by estoppel. As we have frequently held, the meaning of jury instructions is to be taken as a whole, not through word-by-word parsing. See, e.g., U.S. v. Mulder, 273 F.3d 91, 105 (2d Cir. 2001) (citation omitted); Victor v. Nebraska, 511 U.S. 1, 16, 114 S.Ct. 1239, 127 L.Ed.2d 583 (1994). Here, the District Court’s jury instructions unambiguously point, jurors to the Georgescu’s interpretation of a government agent’s actions, not to the actual intent behind those actions.

We find Georgeseu’s argument that he should have been entitled to a separate jury instruction on negation of intent equally unavailing. Negation of intent “is not an affirmative defense, but rather an attempt to rebut the government’s proof of the intent element of a crime by showing that the defendant had a good-faith belief that he was acting with government authorization.” Giffen, 473 F.3d at 43. We have so far declined to require any district court to provide a jury instruction based on this doctrine due to our worry that it might “swallow the actual public authority and entrapment-by-estoppel defenses.” Id. Assuming we were to recognize negation of intent, whether a jury instruction on it would be appropriate would “depend on the precise elements of a crime,” specifically the “nature of the intent element.” Id. at 45. In other words, we would only apply it to those crimes where proof that a defendant knew they were violating the law is required to establish the mens rea.

Generally knowledge of the law is assumed, but the Supreme Court has recognized some crimes based on violations of technical requirements in which it must be affirmatively shown by the prosecution to establish mens rea. See, e.g. Liparota v. U.S., 471 U.S. 419, 105 S.Ct. 2084, 85 L.Ed.2d 434 (1985) (finding a law that prohibited misappropriation of food stamps “knowingly ... in any manner not authorized by [the statute] or the regulations” required defendant to know the use violated the regulations); Cheek v. U.S., 498 U.S. 192, 111 S.Ct. 604, 112 L.Ed.2d 617 (1991) (prosecution for “willful” violations of tax laws requires proving intent to violate those highly technical laws, not just inadvertent or mistaken mis-filings); Ratzlaf v. U.S., 510 U.S. 135, 114 S.Ct. 655, 126 L.Ed.2d 615 (1994) (prosecution for a “willful” violation of complex bank regulation requires proving intent to structure transactions intending to violate those laws); Bryan v. U.S., 524 U.S. 184, 118 S.Ct.

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Related

United States v. Quinones
511 F.3d 289 (Second Circuit, 2007)
Liparota v. United States
471 U.S. 419 (Supreme Court, 1985)
Cheek v. United States
498 U.S. 192 (Supreme Court, 1991)
Ratzlaf v. United States
510 U.S. 135 (Supreme Court, 1994)
Victor v. Nebraska
511 U.S. 1 (Supreme Court, 1994)
Bryan v. United States
524 U.S. 184 (Supreme Court, 1998)
United States v. Coppola
671 F.3d 220 (Second Circuit, 2012)
Aparicio v. Artuz
269 F.3d 78 (Second Circuit, 2001)
United States v. John Gil
297 F.3d 93 (Second Circuit, 2002)
United States v. James H. Giffen
473 F.3d 30 (Second Circuit, 2006)
United States v. Williams
526 F. App'x 29 (Second Circuit, 2013)
United States v. Miles
748 F.3d 485 (Second Circuit, 2014)
United States v. Mergen
764 F.3d 199 (Second Circuit, 2014)

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Bluebook (online)
699 F. App'x 73, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-georgescu-ca2-2017.