United States v. George

6 M.J. 880, 1979 CMR LEXIS 796
U.S. Army Court of Military Review·Decided January 18, 1979·No. CM 437365·Published·Cited by 5 cases

Opinion

OPINION OF THE COURT

FULTON, Senior Judge:

In the aftermath of a homosexual assault on a six-and-one-half-year-old boy, the appellant pleaded guilty to charges of kidnapping a minor, assault and battery on a child less than sixteen years of age, and forcible sodomy on a child less than sixteen years of age.1 His bench trial resulted in conviction and a sentence to dishonorable discharge and confinement at hard labor for seven years, with ancillary forfeitures and reduction in grade. Pursuant to a plea bargain, the convening authority reduced the confinement term to two years and approved all other aspects of the sentence as adjudged.

Upon this review of his conviction pursuant to Article 66 of the Uniform Code of Military Justice, 10 U.S.C. § 866 (1976), the appellant asserts that the trial judge should have rejected his plea of guilty as being improvident when the evidence indicated a possibility that appellant was suffering from a mental disease and was not criminally responsible for his acts. For the reasons set forth below, we reject this contention and affirm the conviction.

The evidence of mental illness, which was introduced in extenuation and mitigation, is the stipulated expected testimony of a civilian psychiatrist who examined the appellant and concluded that “at the time of the acts, as a result of the character disorder known as pedophilia, the accused lacked substantial capacity to conform his conduct to the requirements of the law.”2 It is to be noted that the terms used are substantially those of the Model Penal Code, infra, except that the appellant’s condition is described as a character disorder rather than as a “mental disease or defect.”3

[882] Until recently, the Armed Forces used the test of legal insanity stated in the current Manual for Courts-Martial as follows:4

A person is not mentally responsible in a criminal sense for an offense unless he was, at the time, so far free from mental defect, disease, or derangement as to be able concerning the particular act charged both to distinguish right from wrong and to adhere to the right. The phrase ‘mental defect, disease, or derangement’ comprehends those irrational states of mind which are the result of deterioration, destruction, or malfunction of the mental, as distinguished from the moral, faculties. To constitute lack of mental responsibility, the impairment must not only be the result of mental defect, disease, or derangement but must also deprive the accused of his ability to distinguish right from wrong or to adhere to the right as to the act charged. Thus, mere defect of character, will power, or behavior, as manifested by one or more offenses, ungovernable passion, or otherwise, does not necessarily indicate insanity, even though it may demonstrate a diminution or impairment in ability to adhere to the right with respect to the act charged. [Emphasis added.]

In 1977, a unanimous Court of Military Appeals adopted instead for military law the test formulated by the American Law Institute (ALI) in its Model Penal Code, as follows:5

(1) A person is not responsible for criminal conduct if at the time of such conduct as a result of mental disease or defect he lacks substantial capacity either to appreciate the criminality [wrongfulness] of his conduct or to conform his conduct to the requirements of law.
(2) As used in this Article, the terms “mental disease or defect” do not include an abnormality manifested only by repeated criminal or otherwise anti-social conduct.

While it should not be stated categorically that no character disorder, or sexual deviation however denominated, could ever qualify as a “mental defect, disease, or derangement” under the Court-Martial Manual formulation, most such disorders generally have been regarded as not exonerating an accused from criminal responsibility.6 It has been observed that “real change can scarcely be effected by the use of words which bear a dictionary synonymity with those erased.” 7 Well-reasoned opinion suggests that the Manual and Model Penal Code are not essentially different insofar as the nature of exonerating defect is concerned.8

The appellant’s trial defense counsel, a civilian, evidently agreed with this conclu[883] sion and believed that his client’s condition did not constitute a “mental disease or defect” such as could preclude criminal responsibility under the Model Penal Code. When the stipulated expected testimony was admitted in evidence, the trial counsel asked the judge to consider whether a defense of insanity was thereby raised. The defense counsel interjected:

I will state for the record on that point, your honor, that as you examine the record you will, in his stipulation you will see that his testimony is to the effect that there was a — the accused lacked substantial capacity to conform his conduct to the requirements of the law as a result of a character disorder known as pedophilia, and I’ll be happy to state for the record because if I’m wrong I want to know, that my reading of United States versus Frederick and related cases indicates to me that the defense of insanity must be established by the lack of substantial capacity being the result of a recognized mental disease or disorder, specifically other than a character or behavior or personality disorder. And, on that basis, I have advised the accused about the defense of insanity and proceeded in this manner.

At the conclusion of the presentencing proceedings, which included “rebuttal” evidence by an Army psychiatrist, the judge and defense counsel discussed the matter as follows:9

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United States v. George, 6 M.J. 880, 1979 CMR LEXIS 796 (usarmymilrev 1979).

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