United States v. Gates

CourtCourt of Appeals for the Tenth Circuit
DecidedDecember 20, 2021
Docket20-4106
StatusUnpublished

This text of United States v. Gates (United States v. Gates) is published on Counsel Stack Legal Research, covering Court of Appeals for the Tenth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Gates, (10th Cir. 2021).

Opinion

Appellate Case: 20-4106 Document: 010110621232 Date Filed: 12/20/2021 Page: 1 FILED United States Court of Appeals UNITED STATES COURT OF APPEALS Tenth Circuit

FOR THE TENTH CIRCUIT December 20, 2021 _________________________________ Christopher M. Wolpert Clerk of Court UNITED STATES OF AMERICA,

Plaintiff - Appellee,

v. No. 20-4106 (D.C. No. 1:19-CR-00027-DB-1) JOSEPH JUSTIN GATES, (D. Utah)

Defendant - Appellant. _________________________________

ORDER AND JUDGMENT* _________________________________

Before McHUGH, BALDOCK, and BRISCOE, Circuit Judges. _________________________________

Joseph Justin Gates entered a conditional guilty plea to one count of being a

felon in possession of a firearm and ammunition, reserving the right to challenge the

district court’s denial of his motion to suppress. We conclude that Mr. Gates was not

seized until Officer Curtis Ricks exited his patrol car, ordered Mr. Gates to “come

here,” and drew and deployed his taser. We further conclude that reasonable

suspicion supported Mr. Gates’s seizure at that juncture. Therefore, we affirm the

district court’s denial of Mr. Gates’s motion to suppress and affirm Mr. Gates’s

conviction.

* This order and judgment is not binding precedent, except under the doctrines of law of the case, res judicata, and collateral estoppel. It may be cited, however, for its persuasive value consistent with Federal Rule of Appellate Procedure 32.1 and Tenth Circuit Rule 32.1. Appellate Case: 20-4106 Document: 010110621232 Date Filed: 12/20/2021 Page: 2

I. BACKGROUND

A. Mr. Gates’s Arrest

On a cold March evening when some snow covered the ground, Officer Ricks,

who had twenty-two years of experience as a police officer and six years of

experience with the South Ogden City Police Department, conducted a vehicle patrol

in the area of 37th Street and Riverdale Road in South Ogden City, Utah. Around

11:00 p.m. Officer Ricks was driving west on 37th Street toward the intersection of

Riverdale Road in a marked, black South Ogden City patrol car with the word

“police” down the side and overhead emergency lights on the roof. As he approached

a strip mall with a twenty-four-hour, self-service carwash, Officer Ricks spotted

Mr. Gates. Mr. Gates was initially standing near a carwash bay that housed a coin

machine and power box for the car wash. The bays of the carwash have three walls, a

roof, and an opening in the front through which cars can enter. Officer Ricks did not

see any vehicle or other items that might be washed in proximity of the carwash bay

and Mr. Gates. As Officer Ricks approached in his vehicle, Mr. Gates moved behind

and crouched below a four- to five-foot retaining wall. Officer Ricks found

Mr. Gates’s location and conduct suspicious and intended to turn into the strip mall,

by using an entrance near the intersection of 37th Street and Riverdale Road, to

further observe Mr. Gates’s actions. But, before Officer Ricks could drive the short

2 Appellate Case: 20-4106 Document: 010110621232 Date Filed: 12/20/2021 Page: 3

distance to the intersection, he saw, through his rearview mirror, Mr. Gates climb the

retaining wall and run across the middle of 37th Street.

Officer Ricks made a U-turn, activated his “alley light” (a non-emergency

spotlight), and pulled up alongside Mr. Gates as Mr. Gates walked on a sidewalk.

When Officer Ricks reached Mr. Gates’s position, he lowered the window on his

patrol car and called out to Mr. Gates, seeking an explanation for Mr. Gates’s

presence at the carwash near the coin machine.1 Mr. Gates responded by moving

away from Officer Ricks’s car, behavior which Officer Ricks perceived as Mr. Gates

starting to “conceal[] himself.” Id. at 31. Officer Ricks also observed a “bulge” on

Mr. Gates’s “waistline” that was outside of his tucked in shirt. Id. at 30. But Officer

Ricks was not able to identify the object causing the bulge.

With Mr. Gates moving away from him and having observed the bulge, Officer

Ricks exited his vehicle and instructed Mr. Gates to “come here.” Id. at 31. Mr. Gates

did not obey this command and, instead, attempted to flee on foot. Officer Ricks

pursued Mr. Gates and deployed his taser in an effort to halt Mr. Gates’s flight. The

taser temporarily stopped Mr. Gates, but he removed one of the probes and continued

running. In continued pursuit, Officer Ricks tackled, struggled with, and ultimately

subdued Mr. Gates. Officer Ricks identified the bulge in Mr. Gates’s waistline as a

1 Although there is body camera video of Officer Ricks’s interaction with Mr. Gates, Officer Ricks did not activate the camera and the audio recording when making initial contact with Mr. Gates. Rather, the audio activated only when Mr. Gates fled a few moments after Officer Ricks made initial contact with him. Accordingly, we rely primarily on Officer Ricks’s suppression hearing testimony when describing his interaction with Mr. Gates prior to Mr. Gates’s flight. 3 Appellate Case: 20-4106 Document: 010110621232 Date Filed: 12/20/2021 Page: 4

loaded .44 caliber revolver. Mr. Gates was arrested on several state charges. At the

time of his arrest, Mr. Gates had eight prior criminal convictions, including three

felony convictions.

B. Procedural History

A federal grand jury indicted Mr. Gates on one count of being a felon in

possession of a firearm and ammunition, in violation of 18 U.S.C. § 922(g)(1).

Mr. Gates filed a motion to suppress the firearm Officer Ricks recovered. The district

court held a suppression hearing at which only Officer Ricks testified. Officer Ricks

testified about his encounter with Mr. Gates and his basis for believing Mr. Gates

was about to engage in criminal conduct when he spotted him at the carwash near the

coin machine. Officer Ricks also testified that the area of 37th Street and Riverdale

Road had been “deemed a high-crime area.” Id. at 21. In support of this

categorization, Officer Ricks relied upon his personal experience patrolling the area,

noting that he spent 80% of his twelve-hour patrol shifts in the area of 37th Street

and Riverdale Road because of the crime rate in the area. Officer Ricks identified

several types of crimes he had previously worked in the area, including “[r]etail

thefts, thefts, burglaries, drug sales, drug distribution, drug use,” and “a couple of

robberies.” Id.

Through post-hearing briefing, Mr. Gates argued Officer Ricks lacked

reasonable suspicion to conduct a Terry2 stop when Officer Ricks approached him.

2 See Terry v. Ohio, 392 U.S. 1 (1968). 4 Appellate Case: 20-4106 Document: 010110621232 Date Filed: 12/20/2021 Page: 5

Inherent in Mr. Gates’s argument was that Officer Ricks’s initial contact with him—

in which Officer Ricks, from the patrol car, asked Mr. Gates about his purpose for

being at the carwash—qualified as a seizure. The Government argued (1) Mr. Gates

was not seized until Officer Ricks exited his vehicle and ordered Mr. Gates to “come

here” such that the bulge on Mr. Gates’s waistline was part of the reasonable

suspicion calculus; and (2) even if Mr. Gates was seized when Officer Ricks first

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