United States v. Garcia-Guerrero

635 F.3d 435, 2011 U.S. App. LEXIS 3240, 2011 WL 563859
CourtCourt of Appeals for the Ninth Circuit
DecidedFebruary 18, 2011
Docket09-50614
StatusPublished
Cited by6 cases

This text of 635 F.3d 435 (United States v. Garcia-Guerrero) is published on Counsel Stack Legal Research, covering Court of Appeals for the Ninth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Garcia-Guerrero, 635 F.3d 435, 2011 U.S. App. LEXIS 3240, 2011 WL 563859 (9th Cir. 2011).

Opinion

OPINION

HOLLAND, Senior District Judge:

Appellant Ivan Alejandro Garcia-Guerrero challenges his 46-month sentence for smuggling ten gallons of hypo-phosphorous acid into the United States in violation of 18 U.S.C. § 545. Garcia-Guerrero contends that the district court erred in calculating his base offense level under U.S.S.G. § 2D1.11, via the cross-reference provision of U.S.S.G. § 2T3.1. We have jurisdiction pursuant to 18 U.S.C. § 3742(a) and 28 U.S.C. § 1291, and we vacate Garcia-Guerrero’s sentence and remand for resentencing.

I. Background

On June 12, 2009, Garcia-Guerrero drove a van which contained two five-gallon water bottles across the border from Mexico into the United States. Garcia-Guerrero had been paid $500 to drive the vehicle across the border and had been instructed to leave the containers in a gas station parking lot. In a post-arrest interview, Garcia-Guerrero stated that he did not know exactly what was in the containers although he knew that it was some kind of chemical. He said he thought that maybe it was battery acid. Garcia-Guerrero told the interviewing officers that he knew that he was not carrying drugs although he knew that what he was carrying was illegal. The water bottles in fact contained hypophosphorous acid, a list I chemical which is a precursor ingredient used to make methamphetamine.

Garcia-Guerrero was charged by information on July 9, 2009. The one-count information alleged that Garcia-Guerrero had violated 18 U.S.C. § 545 when he entered the United States without declaring the hypophosphorous acid to U.S. Customs authorities. On August 31, 2009, Garcia-Guerrero, without a plea agreement, pleaded guilty, admitting that he had failed to declare imported merchandise in violation of 18 U.S.C. § 545.

At sentencing, the parties disagreed over which provision of U.S.S.G. § 2T3.1, which governs offenses involving tax losses resulting from smuggling, applied to Garcia-Guerrero’s conviction. Garcia-Guerrero argued that § 2T3.1(a)(3) applied to his conviction because the tax loss from his failure to declare the hypophosphorous acid was less than $100. Application of § 2T3.1(a)(3) would have resulted in a base offense level of four. The government argued that the § 2T3.1 cross reference applied and thus Garcia-Guerrero’s base offense level should be calculated pursuant to U.S.S.G. § 2D1.11, which governs offenses involving the distribution, importation, exportation, or possession of listed precursor chemicals. The district court agreed with the government and rejected Garcia-Guerrero’s argument that in order *438 for § 2D1.11 to apply he had to know that the acid which he imported was going to be used to manufacture a controlled substance.

Application of § 2D1.11 resulted in a base offense level of thirty. After the applicable downward departures were calculated, Garcia-Guerrero’s adjusted offense level was twenty-three, which resulted in a guideline range of 46 to 57 months. After reviewing the 18 U.S.C. § 3553(a) factors, the district court determined that the low end of that range would be a sufficient sentence and sentenced Garcia-Guerrero to 46 months. Garcia-Guerrero appeals from this sentence.

II. Standard of Review

“We review the legality of a sentence de novo.” United States v. Reyes-Pacheco, 248 F.3d 942, 945 (9th Cir.2001). “The district court’s interpretation of the Sentencing Guidelines is also reviewed de novo, while its application of the Sentencing Guidelines to the facts of a particular case is reviewed for an abuse of discretion[.]” Id. (internal citations omitted).

III. Analysis

“The first and most important step [in calculating an appropriate sentence] is determining the applicable offense guideline section.” United States v. Crawford, 185 F.3d 1024, 1026 (9th Cir.1999). “The Statutory Index in Appendix A ‘provides a listing to assist in this determination.’ ” Id. (quoting U.S.S.G. § lBl.l(a) (footnote omitted)). For a § 545 offense, Appendix A lists three possible guideline sections, §§ 2B1.5, 2Q2.1 and 2T3.1. Section 2D1.11 is not among the guidelines listed in Appendix A for a § 545 conviction. Of the listed guidelines, only § 2T3.1 could have application here. Section § 2B1.5 covers crimes involving “Cultural Heritage Resources” and § 2Q2.1 covers crimes involving fish, wildlife, and plants.

The introductory comments to § 2T3.1 explain that this guideline “deals with violations of 18 U.S.C. §§ ... 541-545 ... and is designed to address violations involving revenue collection or trade regulation.” U.S. Sentencing Guidelines Manual § 2T3.1 introductory cmt. (2009). The introductory commentary further explains that § 2T3.1 is

intended to deal with some types of contraband, such as certain uncertified diamonds, but is not intended to deal with the importation of other types of contraband, such as drugs, or other items such as obscene material, firearms or pelts of endangered species, the importation of which is prohibited or restricted for non-economic reasons. Other, more specific criminal statutes apply to most of these offenses. Importation of contraband or stolen goods not specifically covered by this Subpart would be a reason for referring to another, more specific guideline, if applicable, or for departing upward if there is not another more specific applicable guideline.

Id. Section 2T3.1 contains a cross reference which provides that “[i]f the offense involves a contraband item covered by another offense guideline, apply that offense guideline if the resulting offense level is greater than that determined above.” U.S.S.G. § 2T3.1(c)(l).

The district court determined that the cross reference directed the court to apply § 2D1.11 because that guideline expressly addresses the importation of hypo-phosphorous acid. However, Garcia-Guerrero pleaded guilty to the failure to declare merchandise, specifically hypo-phosphorous acid, in violation of 18 U.S.C. § 545. He did not plead guilty to the importation of hypophosphorous acid in violation of 21 U.S.C. §§ 960(d)(1) or (3), *439

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Bluebook (online)
635 F.3d 435, 2011 U.S. App. LEXIS 3240, 2011 WL 563859, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-garcia-guerrero-ca9-2011.