United States v. Frank Polk, Jr., Also Known as Frank Pork

908 F.2d 212, 1990 U.S. App. LEXIS 12496, 1990 WL 103732
CourtCourt of Appeals for the Seventh Circuit
DecidedJuly 26, 1990
Docket89-1996
StatusPublished
Cited by10 cases

This text of 908 F.2d 212 (United States v. Frank Polk, Jr., Also Known as Frank Pork) is published on Counsel Stack Legal Research, covering Court of Appeals for the Seventh Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Frank Polk, Jr., Also Known as Frank Pork, 908 F.2d 212, 1990 U.S. App. LEXIS 12496, 1990 WL 103732 (7th Cir. 1990).

Opinion

MANION, Circuit Judge.

Defendant Frank Polk, Jr., appeals the enhancement of his sentence pursuant to 18 U.S.C. § 924(e). Polk alleges two of the three state convictions used to enhance his sentence were constitutionally infirm. We affirm.

I.

On April 13, 1988, a federal jury convicted Frank Polk, Jr., on one count of felonious possession of a firearm in violation of 18 U.S.C. § 922(g). 1 The evidence showed that on January 23, 1987, Polk brandished a loaded .22 caliber revolver at the Melody Lounge in Chicago, Illinois.

Several weeks prior to trial, the government served notice that for purposes of enhanced sentencing it intended to prove that Polk had six prior convictions for violent felonies in Illinois. Three of the convictions occurred in 1968, one in 1970, and the other two in 1971. All six convictions were for armed robbery, and all but the 1970 conviction were the result of guilty pleas. A complete transcript of proceedings was available only for the 1968 pleas.

Polk filed a motion to preclude the government from using the prior convictions for enhancement purposes. He claimed that the three 1968 guilty pleas had not been entered intelligently and voluntarily. Polk raised no constitutional objection to the 1970 conviction, but claimed that, because a transcript of the 1971 guilty plea proceedings was unavailable, the government should bear the burden of proving the constitutional validity of those pleas.

The district court agreed with Polk that it would not consider the 1968 convictions “due to the paucity of [the 1968] court’s admonitions to defendant on the record.” The court further stated that Polk would have the burden of proving any constitutional infirmity with respect to the remaining convictions. Polk subsequently filed an affidavit in support of his attack on the 1971 guilty pleas:

I remember that after I was found guilty of armed robbery by Judge Epton in Case No. 70-616, I entered into a plea of guilty to two more pending armed robbery charges. I don’t remember these [sic] being anything different about those guilty pleas than the three guilty pleas I was involved in before that trial. I had a public defender and I said whatever he told me to say.

The district court found that Polk’s 1971 convictions were legally adequate for purposes of sentence enhancement under 18 U.S.C. § 924(e). 2 The court noted the certified statements of conviction recited that “the defendant, having been fully advised *214 of his rights, and while represented by counsel, withdrew his plea of not guilty and entered a plea of guilty to armed robbery on April 12, 1971, before the Honorable Kenneth Wilson, Judge of the Circuit Court of Cook County.” The court further noted that following the United States Supreme Court’s opinion in Boykin v. Alabama, 395 U.S. 238, 89 S.Ct. 1709, 23 L.Ed.2d 274 (1969), the Illinois Supreme Court adopted Rule 402 which sets forth the necessary procedures for accepting a guilty plea. Assuming the state court judge adhered to Rule 402, the convictions could be used for enhancement. The court observed that while its assumption the state court adhered to applicable rules could be proved incorrect, that assumption could not be “disregarded at the call of a defendant faced with the collateral consequences of his earlier guilty pleas.” The court accordingly imposed upon Polk the minimum mandatory 15-year sentence prescribed by § 924(e). Polk appeals.

II.

Polk contends that the 1971 armed robbery convictions resulted from invalid guilty pleas, and that the district court thus erred in concluding Polk had three previous convictions for sentence enhancement purposes. He relies on Boykin v. Alabama, supra, in which the Supreme Court held a conviction pursuant to a guilty plea is not valid unless the defendant intelligently and voluntarily waives his privilege against self-incrimination, his right to trial by jury, and his right to confront his accusérs. The Court further held a waiver of these rights cannot be presumed from a silent record. Polk essentially argues the record is silent here because there is no transcript for the 1971 guilty plea proceedings, and therefore the 1971 convictions cannot be used to enhance his sentence under Burgett v. Texas, 389 U.S. 109, 88 S.Ct. 258, 19 L.Ed.2d 319 (1967), which held that certain constitutionally infirm convictions could not be used for sentence enhancement purposes.

However, the record in this case is not silent as it was in Boykin. The certified statement of conviction for Polk’s 1971 cases states: “[T]he defendant, having fully been advised of his rights, and while represented by counsel, withdrew his plea of not guilty and entered a plea of guilty to armed robbery....” The record in Boykin contained no such statement that the defendant was advised of his rights prior to pleading guilty. Furthermore, the defendant in Boykin was not represented by counsel; Polk was.

This court recently affirmed a conviction based on almost identical facts in United States v. Dickerson, 901 F.2d 579 (7th Cir.1990). Clyde Dickerson was convicted of, among other crimes, possession of a firearm by a convicted felon in violation of 18 U.S.C. § 922(g). The district court enhanced Dickerson’s sentence by 15 years pursuant to 18 U.S.C. § 924(e). Dickerson appealed, asserting the 1982 state burglary conviction used to enhance his sentence resulted from an invalid guilty plea in violation of Boykin. There was no transcript of the guilty plea proceedings for the 1982 conviction, but the judgment docket sheet stated: “Defendant [was] advised of the consequences of his plea of guilty, the elements of the offense, and his right to a jury trial.” Id. at 580. In affirming the conviction, we held: “[A]n untranscribed court proceeding does not, in and of itself, require a holding that a guilty plea was infirm. Instead, we investigate the custom, practice, and law applicable to Illinois guilty pleas and if possible the particular court’s practice to determine whether the plea was an intelligent and voluntary waiver of Dickerson’s rights.” Id. at 583. 3 The court then cited Illinois Supreme Court Rule 402(a) as evidence of the custom and practice of Illinois courts with respect to guilty plea proceedings.

Rule 402(a), in effect at the time of Polk’s 1971 guilty pleas as well as Dickerson’s 1982 plea, provides:

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908 F.2d 212, 1990 U.S. App. LEXIS 12496, 1990 WL 103732, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-frank-polk-jr-also-known-as-frank-pork-ca7-1990.