United States v. Frank Christian Nichols, United States of America v. Michael Chambliss

986 F.2d 1199
CourtCourt of Appeals for the Eighth Circuit
DecidedApril 26, 1993
Docket92-2964, 92-2966
StatusPublished
Cited by51 cases

This text of 986 F.2d 1199 (United States v. Frank Christian Nichols, United States of America v. Michael Chambliss) is published on Counsel Stack Legal Research, covering Court of Appeals for the Eighth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Frank Christian Nichols, United States of America v. Michael Chambliss, 986 F.2d 1199 (8th Cir. 1993).

Opinion

MORRIS SHEPPARD ARNOLD, Circuit Judge.

In late 1991, Frank Nichols and Michael Chambliss each pleaded guilty in federal court to two counts of conspiracy to possess illegal drugs with intent to distribute. A third count was subsequently dismissed on motion of the government. In August, 1992, the trial court 1 sentenced Mr. Nichols to 200 months of imprisonment and Mr. Chambliss to 91 months of imprisonment plus a $25,000 fine.

Each defendant appeals the trial court’s refusal to allow him to withdraw his guilty plea. In addition, Mr. Nichols challenges various factual findings made by the trial court in determining the appropriate range for Mr. Nichols’s punishment under the federal sentencing guidelines. We affirm the trial court in all respects.

I.

Under Fed.R.Crim.P. 32(d), the trial court may permit withdrawal of a guilty plea “upon a showing by the defendant of any fair and just reason.” A defendant has no absolute right to withdraw a guilty plea. See, e.g., United States v. Boone, 869 F.2d 1089, 1091 (8th Cir.1989), cert. denied, 493 U.S. 822, 110 S.Ct. 81, 107 L.Ed.2d 47 (1989). We review a trial court’s denial of a motion to withdraw a guilty plea under a standard of abuse of discretion. See, e.g., United States v. Morrison, 967 F.2d 264, 268 (8th Cir.1992).

The matters to be considered by a trial court with respect to a motion to withdraw a guilty plea are whether the defendant establishes a fair and just reason, whether the defendant asserts his innocence of the charge, the length of time between the guilty plea and the motion to withdraw it, and whether the government will be prejudiced if the court grants the motion. See, e.g., United States v. Boone, 869 F.2d at 1091-92. If the defendant fails to establish a fair and just reason for withdrawing the guilty plea, the trial court need not address the remaining considerations. See, e.g., United States v. Abdullah, 947 F.2d 306, 311 (8th Cir.1991), cert. denied, — U.S. —, 112 S.Ct. 1969, 118 L.Ed.2d 569 (1992). We hold that the evidence specified by Mr. Chambliss as his reason for seeking to withdraw his guilty plea is at best only a source of impeachment material and does not constitute a sufficient reason in the circumstances of *1202 this case for allowing him to withdraw his guilty plea.

Mr. Chambliss moved at least twice to withdraw his guilty plea. In March, 1992, he asserted that his plea had been induced by a government promise to move for a downward departure from the federal sentencing guidelines and that the government had subsequently withdrawn that promise. The motion was referred to a magistrate. After a hearing, the magistrate recommended that the motion be granted and that Mr. Chambliss be allowed to withdraw his guilty plea. The trial court set a hearing to consider the motion, but on the day of the hearing both the government and Mr. Chambliss advised the court that the motion was moot.

Mr. Chambliss had two lawyers during the course of this case. The first one filed discovery motions, entered into plea negotiations with the government, and represented Mr. Chambliss when he pleaded guilty. A second lawyer entered an appearance in early 1992 and filed Mr. Chambliss’s initial motion to withdraw his guilty plea. The first lawyer evidently withdrew around that time (the trial court records are vague on this point), probably because he was needed as a witness in the hearing on Mr. Chambliss’s motion to withdraw his guilty plea. The second lawyer therefore represented Mr. Chambliss at the hearing on that motion and at sentencing, when Mr. Chambliss sought to withdraw his guilty plea the second time.

In testimony on the day of sentencing, the undercover government agent who was the primary witness against Mr. Nichols and Mr. Chambliss referred to a case synopsis sent to his superiors. That document states that “no deal was consummated and no arrests made”; that “[tjhere appears no way to consummate the reverse sting operation” involving Mr. Nichols, Mr. Chambliss, and Stacy Elam, a third co-defendant; and that the case “will be considered closed.” After this evidence was presented, Mr. Chambliss moved both orally and in writing to renew the motion to withdraw his guilty plea. He asserted, first, that the government had indicated that it would again decline to move for a downward departure; second, that the applicable guideline range had turned out to be much higher “than anyone expected” and failed to take into account Mr. Chambliss’s “very limited involvement” in the offenses charged; third, that no agreement between the co-conspirators named in the indictment (Mr. Nichols, Mr. Chambliss, and Ms. Elam) had ever been reached and, therefore, that he was innocent as a matter of law of the conspiracies charged; and, fourth, that only during the sentencing hearing had Mr. Chambliss and his lawyer learned that the undercover government agent had “closed the case” with respect to Mr. Chambliss even before the indictment was filed.

Mr. Chambliss then refused to testify when called by the government as a witness against Mr. Nichols. At that point, the government moved in open court for a downward departure as to Mr. Chambliss (even though the sentencing being considered at that time was for Mr. Nichols) and stated that the motion would be renewed when the court took up the question of sentencing for Mr. Chambliss. The trial court subsequently rejected Mr. Chambliss’s remaining arguments and denied his motion to withdraw his guilty plea.

On appeal, the only ground asserted by Mr. Chambliss in support of his motion to withdraw his guilty plea is that his plea was induced by the representations of his first lawyer to him that the government's case against him was strong. According to Mr. Chambliss, neither he nor his second lawyer knew until the day of sentencing, when the undercover government agent testified, that because no sale was ever made between the undercover government agent and the three defendants charged, the undercover government agent had closed the investigative file even before the indictment was issued. Mr. Chambliss now argues that if he had known that the undercover government agent had closed the investigative file, he never would have pleaded guilty.

Mr. Chambliss concedes that his first lawyer did receive in discovery materials the document revealing that the case *1203 against him had been closed. He contends, however, that he himself was unaware of the document and that his second lawyer was likewise unaware of it. He asserts, therefore, that his guilty plea was the result of mistake and that, under these circumstances, it was an abuse of discretion not to allow him to withdraw it.

It is true that the language in several cases alludes to mistake as a basis for allowing a defendant to withdraw a guilty plea. See, e.g., DeLeon v. United States,

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Bluebook (online)
986 F.2d 1199, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-frank-christian-nichols-united-states-of-america-v-ca8-1993.