United States v. Fontenot

29 M.J. 244, 1989 CMA LEXIS 3578, 1989 WL 111602
CourtUnited States Court of Military Appeals
DecidedSeptember 29, 1989
DocketNo. 60,577; CM 8701490
StatusPublished
Cited by26 cases

This text of 29 M.J. 244 (United States v. Fontenot) is published on Counsel Stack Legal Research, covering United States Court of Military Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Fontenot, 29 M.J. 244, 1989 CMA LEXIS 3578, 1989 WL 111602 (cma 1989).

Opinion

Opinion of the Court

EVERETT, Chief Judge:

Despite appellant’s pleas to the contrary, a general court-martial of officer members convicted him of rape1 and sentenced him to a dishonorable discharge, confinement for 40 years, and total forfeitures. Subsequently, the convening authority approved these results, and the Court of Military Review affirmed. 26 MJ 559 (1988). This Court granted review to consider whether the military judge erred on either or both of two occasions during the presentencing hearing in which he admitted evidence over appellant’s objection. 27 MJ 460 (1988). We conclude that, in the first instance, he erred prejudicially.

A detailed recitation of the facts underlying the charge is unnecessary for our purposes. Briefly, the Government alleged that appellant had raped a fellow student/soldier shortly after both had reported for advanced individual training at Fort Sam Houston, Texas. In fact, the prosecutrix had just completed in-processing earlier in the day. Although appellant and his victim did not know each other prior to that day, they were among a group of soldiers who drank beer and socialized that evening at the post exchange and at the enlisted club.

Shortly before a scheduled bed-check, the prosecutrix left the club. She was unfamiliar with the post, so she accepted appellant’s offer to walk her to her billet, knowing the appellant was in the same company. On the way, however, appellant guile-fully led her to an open field with lights on the other side and assured her that it was a shortcut to the company barracks. Instead of securing her safety as promised, appellant forcibly raped her, threatened her further harm if she told anyone of the incident, and then walked away from his traumatized and supine victim.

I

A

At trial, appellant presented no witnesses in his defense and did not testify himself. After the members had returned their findings of guilty, the military judge and counsel met outside the presence of the members to discuss a number of objections that had been raised earlier by the defense to various documents that the prosecution sought to use during its presentencing case.

Pertinent to this appeal, defense counsel objected to an exhibit containing over 70 documents from appellant’s Installation Detention Facility (IDF) file. Several of the documents were Department of Defense (DD) Form 508s which reflected disciplinary action against appellant for particular infractions during pretrial confinement. Most of the challenged documents, however, were attachments to these records of disciplinary proceedings.

Perhaps, “documents” is a misleading label for much of this material. Indeed, although appellant concedes that the DD Form 508s reflect what he refers to as “minimal due process,” many of the other pieces of paper at issue were nothing more than handwritten statements of prison guards — signed but unsworn — setting out alleged observed misconduct by appellant while in confinement.

Responding to the defense objection, trial counsel pointed out that the court in United States v. Perry, 20 MJ 1026 (ACMR 1985), held that, subject to the military judge performing “the balancing test of Mil.R.Evid. 403,” Manual for Courts-Martial, United States, 1984, “an approved recommendation for a disciplinary action [246]*246against a pretrial confinement prisoner duly recorded on an official DD Form 508 is admissible in evidence, in the discretion of the military judge, during the court-martial presentencing proceedings.” Id. at 1027 (footnote omitted). Relying on RCM 1001(b)(2), Manual, supra, the court there reasoned that such evidence “constituted not only evidence of appellant’s past military conduct, but also evidence of his past military performance as a military pretrial confinement prisoner, as well as evidence of a disciplinary action taken against the appellant.” Id. at 1027.

Defense counsel, too, relied on Perry: He reminded the judge that the court in that case had cautioned that the balancing test of Mil.R.Evid. 403 must be performed; and he argued that, inasmuch as appellant “has never been given an opportunity to rebut or appeal” the documents attached to the DD Form 508s, it was much too risky under that rule to provide the court members with that kind of unsworn, untested, unreliable, but highly detrimental information.

Ultimately, the military judge “rejected” all of the defense arguments. He concluded that Perry controlled admission of the DD Form 508s; that the miscellaneous papers attached to those forms “are important pieces of background information for the court members to consider in deciding on the validity of these disciplinary actions”; and that it would not “be highly prejudicial or unfair [under Mil.R.Evid. 403] for the court members to receive that evidence.”

B

Initially in this Court, the Government urges that we invoke waiver against appellant’s complaints regarding admissibility of the bulk of the over 70 documents here at issue. Pointing out that Mil.R. Evid. 403 is the only evidentiary rule cited by defense counsel as a basis for his trial objection, government counsel submits that all other possible objections to admissibility have been waived. See Mil.R.Evid. 103(a)(1).

Given the state of the record on the litigation of this objection, however, we decline to view the defense effort at trial as restrictively as does the Government in this Court. Although rules other than Mil.R. Evid. 403 were never expressly cited, it is clear that both counsel and the military judge were aware of the pitfalls of this evidence. For instance, all focused on the Perry opinion as applicable — which itself relied on RCM 1001(b)(2). Moreover, defense counsel quite clearly was concerned with the lack of reliability of the documents other than the DD Form 508s in view of appellant’s lack of opportunity to “rebut or appeal” the allegations of misconduct contained therein.

Also, contrary to the Government’s suggestions during oral argument in this Court that defense counsel’s omission to object on other bases had misled the military judge into not fully considering and ruling on those bases, the military judge demonstrated his grasp of the crux of the problem with these tangential documents when he ruled that they were “important pieces of background information” relating to the disciplinary proceedings reflected in the DD Form 508s.

Accordingly, although defense counsel might have set out the precise legal bases for his complaints more artfully, we are satisfied that all parties at trial fully appreciated the substance of those complaints and that the military judge had full opportunity to consider them — which, after all, is what the waiver rule is designed to provide in the first place.

C

On appeal, as it did at trial, the Government relies entirely on the Perry decision as “dispositive” of this issue. As indicated earlier, the court in that case, in turn, relied on RCM 1001(b)(2) for its decision that, subject to the judge performing [247]*247the balancing test of Mil.R.Evid. 403, a properly completed and maintained DD Form 508 is admissible as evidence of an accused’s “past military ... conduct” and of his “military ... performance” as a military pretrial confinee, as well as evidence of “disciplinary actions” against him. See RCM 1001(b)(2).

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Bluebook (online)
29 M.J. 244, 1989 CMA LEXIS 3578, 1989 WL 111602, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-fontenot-cma-1989.