United States v. Flores-Gonzales

9 F. App'x 988
CourtCourt of Appeals for the Tenth Circuit
DecidedJune 7, 2001
Docket00-2390
StatusUnpublished

This text of 9 F. App'x 988 (United States v. Flores-Gonzales) is published on Counsel Stack Legal Research, covering Court of Appeals for the Tenth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Flores-Gonzales, 9 F. App'x 988 (10th Cir. 2001).

Opinion

ORDER AND JUDGMENT *

BALDOCK, Circuit Judge.

The issue in this direct criminal appeal is whether the district court abused its discretion by refusing to grant Defendant’s motion for a mistrial based on an allegedly improper statement a government witness made in front of the jury. Our jurisdiction arises under 28 U.S.C. § 1291. Because we conclude the alleged improper statement was harmless, the district court did not abuse its discretion in denying Defendant’s motion for a mistrial.

I.

This case arises out of a trip into the desert of southern New Mexico, a few miles north of the United States-Mexico border, shortly after midnight on September 2, 1999. While patrolling that area, Border Patrol Agents Richard Martinez and Jose Gonzalez parked their patrol vehicle off State Highway 146. The agents observed the headlights of two cars traveling north, approximately two miles apart. Traffic in the area at that time of night usually consists solely of trucks from a nearby smelter. Their suspicions aroused, the agents first pulled over the lead vehicle, a red Ford LTD, bearing Mexico license plates. The agents located a cell phone in the LTD, leading them to believe that its occupants may have been in contact with the occupants of the second car, to act as a “scout” for the transportation of illegal drugs or aliens.

Based on their suspicions, the agents stopped the second car, a Mercury Cougar. Elena Simental drove the vehicle, accompanied by Defendant Rafael Flores-Gonzales in the front passenger seat. During the stop, the agents discovered 358 pounds of marijuana, much of it in plain view, located in the backseat and trunk compartment of the Cougar. Simental and Defendant admitted they were traveling with the LTD, and agreed to take the agents to the border site where “backpackers” had loaded the marijuana into the Cougar.

Defendant subsequently pled not guilty to a two-count indictment. Count I of the indictment charged Defendant with conspiracy to possess with intent to distribute 100 kilograms or more of marijuana in violation of 21 U.S.C. § 846. Count II of the indictment charged Defendant with possession with intent to distribute 100 kilograms or more of marijuana in viola *990 tion of 21 U.S.C. §§ 841(a)(1) and 841(b)(1)(B).

Prior to trial, Defendant filed a motion in limine requesting that the Government not introduce certain topics, including “any criminal convictions, pending charges, or bad acts allegedly committed by the Defendant’s common law partner, Rosalina Enriquez,” or “any criminal conviction or bad acts attributed to the Defendant.” Rec. Vol. Ill, at 5-6. The Government also agreed not to introduce evidence regarding “any criminal convictions, pending charges, or bad acts allegedly committed by the Defendant’s common-law wife, Rosalina Enriquez.” Rec. Yol. Ill, at 5.

At the time of their arrest, both Simental and Defendant stated they believed they were going to pick up an illegal alien, not drugs. In a written statement, Simental again stated that she believed she was to pick up an illegal alien and his luggage. Both Simental and Defendant, however, testified otherwise at trial. Defendant testified that he agreed to pick up a “fellow” and his suitcase and did not know anything illegal was happening until the marijuana was loaded into the Cougar. Simental, after pleading guilty and signing a plea agreement, testified that she agreed only to transport approximately 20-25 pounds of marijuana. Simental claimed not to have known Defendant before the evening of September 2, 1999. She further claimed that Defendant knew the purpose of the trip was to transport marijuana. Simental claimed her previous statements were false, made-up at Defendant’s request because he feared losing his resident alien status and being deported.

While testifying at Defendant’s trial, Si-mental “blurted out” in front of the jury that Defendants’ common-law wife had “been deported before because.... ” Defense counsel interrupted Simental before she could finish her statement and requested a bench conference. Outside the presence of the jury, defense counsel requested a mistrial, objecting to the testimony on the premise that Simental’s reference to Enriquez’s deportation was highly prejudicial. Defense counsel argued that the jury would infer Enriquez’s deportation was the result of a criminal conviction. Defense counsel further claimed that Enriquez’s criminal character would prejudice the jury by allowing them to believe Defendant was part of a “criminal family” due to his close relationship with Enriquez.

The court denied defense counsel’s motion for a mistrial, explaining that Defendant had not established sufficient prejudice. In response to a request from defense counsel, the district court instructed the Government to warn its witness not to “blurt out anything else” contrary to the parties’ pretrial agreement. Rec. Vol. V, at 186. Notably, defense counsel did not move to strike the testimony or request that the jury be given a limiting instruction. At trial, no further reference was made to Enriquez’s deportation.

The jury found Defendant guilty on both counts of the indictment. The district court sentenced Defendant to sixty-three months imprisonment and recommended deportation. On appeal, Defendant’s sole argument is that Simental’s unsolicited testimony regarding Enriquez’s deportation unduly prejudiced his defense and rendered his trial fundamentally unfair. The Government claims Simental’s statement was an unexpected, inadvertent violation of the parties’ pretrial agreement regarding Defendant’s motion in limine, and did not substantially prejudice his defense.

II.

We review a district court’s denial of a motion for mistrial for an abuse of discretion. United States v. Cerrato-Reyes, 176 F.3d 1253, 1258 (10th Cir.1999). The decision to grant or deny a mistrial *991 rests within the discretion of the district court because that court is best situated to evaluate the effect of improper testimony on the jury. United States v. Peveto, 881 F.2d 844, 859 (10th Cir.1989). We will not reverse a decision to deny a motion for mistrial unless the moving party shows that the district court abused its discretion. United States v. Wilson, 244 F.3d 1208, 1219 (10th Cir.2001).

Defendant argues that Fed.R.Evid. 404(b) bars the admission of Simental’s testimony because of the close relationship between the Defendant and his common law wife, Enriquez. Rule 404(b) prohibits the introduction of character evidence to show that a person acted in conformity therewith.

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Related

United States v. Wilson
107 F.3d 774 (Tenth Circuit, 1997)
United States v. Cerrato-Reyes
176 F.3d 1253 (Tenth Circuit, 1999)
United States v. Wilson
244 F.3d 1208 (Tenth Circuit, 2001)
United States v. Ricky Lee Sands
899 F.2d 912 (Tenth Circuit, 1990)
United States v. Dennis Leo Lowder
5 F.3d 467 (Tenth Circuit, 1993)
United States v. Peveto
881 F.2d 844 (Tenth Circuit, 1989)

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9 F. App'x 988, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-flores-gonzales-ca10-2001.