United States v. Fermin

277 F. App'x 28
CourtCourt of Appeals for the Second Circuit
DecidedMay 6, 2008
DocketNos. 06-2068-cr(L), 06-2090-cr(Con)
StatusPublished
Cited by2 cases

This text of 277 F. App'x 28 (United States v. Fermin) is published on Counsel Stack Legal Research, covering Court of Appeals for the Second Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Fermin, 277 F. App'x 28 (2d Cir. 2008).

Opinion

SUMMARY ORDER

Defendants-Appellants Juan Fermín (“Juan”) and Freddy Fermín (“Freddy”) appeal from judgments of the United States District Court for the Southern District of New York (Michael B. Mukasey, Judge) entered on April 26 and April 28, 2006, respectively, sentencing Juan principally to 292 months’ imprisonment for operating a continuing criminal enterprise (“CCE”) in violation of 21 U.S.C. § 848(a), concurrently with 240 months’ imprisonment for running a business for the purpose of distributing narcotics in violation of 21 U.S.C. § 856(a); and sentencing Freddy principally to 262 months’ imprisonment for conspiring to distribute and possess with intent to distribute narcotics in violation of 21 U.S.C. § 846, concurrently with 240 months’ imprisonment for running a business for the purpose of distributing narcotics in violation of 21 U.S.C. § 856(a). Juan and Freddy were convicted of these and other counts following a jury trial in 1992. See United States v. Fermin, 32 F.3d 674, 675-76 (2d Cir.1994), cert, denied, 513 U.S. 1170, 115 S.Ct. 1145, 130 L.Ed.2d 1104 (1995). We assume the parties’ familiarity with the balance of the [32]*32facts, procedural history, and issues on appeal. For the reasons that follow, we affirm the judgments of the District Court.

I. Juan’s CCE Conviction

Juan asks us to vacate his CCE conviction on the grounds that (1) the jury instructions did not comply with the Supreme Court’s subsequent decision in Richardson v. United States, 526 U.S. 813, 119 S.Ct. 1707, 143 L.Ed.2d 985 (1999); (2) the Superseding Indictment failed to specify the three violations found by the jury to constitute the continuing series; and (3) the jury’s response to the interrogatory regarding the three violations was insufficient.

A. Jury Instructions

Juan abandoned his challenge to the jury instructions at the sentencing hearing. In any event, as Juan apparently realized, the challenge is meritless. Judge Louis J. Freeh expressly charged the jury, “You must, however, unanimously agree on which three acts constitute the continuing series of violations.” This instruction complied with Richardson’s requirement that a jury “agree unanimously about which specific violations make up the ‘continuing series of violations.’ ” See Richardson, 526 U.S. at 815, 119 S.Ct. 1707; see also 3 L. Sand, et al, Modern Federal Jury Instructions — Criminal § 56.04, Instr. 56-28 (“You must unanimously agree on which three acts constitute the continuing series of violations.”); cf. Monsanto v. United States, 348 F.3d 345, 347, 349 (2d Cir.2003) (instruction that failed to “tell the jury that it needed to unanimously agree on which narcotics violations constituted the ‘series of violations’ ” violated Richardson).

B. Indictment

Juan’s argument that the Superseding Indictment was defective for failing to specify the three violations found by the jury to support the CCE conviction is foreclosed by our decision in United States v. Flaharty, 295 F.3d 182, 198 (2d Cir.), cert denied, 537 U.S. 936, 123 S.Ct. 37, 154 L.Ed.2d 237 (2002). “[A]n indictment that does not identify which of many alleged felonies constituted the series is not thereby defective.” Id. at 197. In this case, Count 1 of the Superseding Indictment closely tracked the language of 21 U.S.C. § 848(c) and alleged that the continuing series was composed of, among other felonies (specifically including the violations alleged in Counts 2 and 3, which were expressly incorporated into Count 1), violations of 21 U.S.C. § 843(b), which forbids the use of a telephone to facilitate the commission of a narcotics felony. The indictment further charged the approximate time and place of the enterprise. Such an indictment is sufficient under Flaharty.

C. Jury’s Response to the Interrogatory

Similarly, there is no merit to Juan’s argument that the jury’s responses to the special interrogatories on the CCE count require vacating his conviction. We do not require district courts to use special interrogatories for a CCE charge. See United States v. Ogando, 968 F.2d 146, 149 (2d Cir.1992) (“[W]e commit the decision of whether and how to utilize special interrogatories in such cases to the broad discretion of the district court.”). We have, however, indicated that for such a charge “the trial court would be well advised to submit to the jury interrogatories that would allow an assessment of whether the jury’s determination of guilt rested on permissible bases.” United States v. Roman, 870 F.2d 65, 73 (2d Cir.1989).

Here, the jury was asked if the offense involved “at least three offenses in a continuing series of violations of the federal narcotics laws?” The jury was [33]*33then asked to “specify three such offenses.” The jury’s identification of three government exhibits in response sufficiently enabled “an assessment of whether the jury’s determination of guilt rested on permissible bases.” Indeed, when the District Court asked if there were “any other requests by the defendants in the presence of the jury?,” Juan’s attorney asked only that the jury be polled. That Juan’s challenge to the jury’s answer to the interrogatory did not arise until March 31, 2004, almost twelve years after the verdict was rendered, reinforces our conclusion that the answer provided sufficient specificity to support the verdict. Cf. United States v. Quinones, 511 F.3d 289, 308 (2d Cir. 2007) (noting that defendants’ failure to raise a contemporaneous objection to prosecutor’s misstatement in summation reinforces conclusion “that the misstatement was inadvertent and neither intended nor understood to suggest that uncharged evidence demonstrated defendants’ propensity to commit drug crimes”).

Because Juan’s challenges to his CCE conviction fail on the merits, we need not address the government’s alternative argument that they are procedurally barred.

Sentencing Challenges

The remainder of Juan’s and Freddy’s arguments challenge several aspects of the District Court’s sentences. We review a district court’s sentence for procedural and substantive reasonableness, a standard “akin to review for abuse of discretion.” United States v. Fernandez, 443 F.3d 19, 27 (2d Cir.), cert denied — U.S.-, 127 S.Ct.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

Fermin v. United States
859 F. Supp. 2d 590 (S.D. New York, 2012)

Cite This Page — Counsel Stack

Bluebook (online)
277 F. App'x 28, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-fermin-ca2-2008.