United States v. Feldman

879 F. Supp. 2d 231, 2012 WL 3024767
CourtDistrict Court, N.D. New York
DecidedJuly 25, 2012
DocketNos. 5:09-CR-74, 5:09-CR-421
StatusPublished

This text of 879 F. Supp. 2d 231 (United States v. Feldman) is published on Counsel Stack Legal Research, covering District Court, N.D. New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Feldman, 879 F. Supp. 2d 231, 2012 WL 3024767 (N.D.N.Y. 2012).

Opinion

MEMORANDUM-DECISION and ORDER

DAVID N. HURD, District Judge.

I. INTRODUCTION

Petitioner Jerome Feldman (“petitioner” or “Feldman”) brings this motion to vacate, set aside, or correct his sentence under 28 U.S.C. § 2255.1 The United States of America (“the Government”) opposes. Following the Government’s response to his original motion, petitioner submitted two supplements to his motion as well as two replies objecting to the Government’s response, although not permitted.2 Petitioner’s motion was considered on submit.

II. FACTUAL BACKGROUND

Feldman was a practicing and licensed psychiatrist in New York, New Jersey, and Florida since approximately 1983. He owned and operated the Jerome Feldman Community Mental Health Center at two locations in Florida. Between 1996 and 1999, Feldman was involved in a scheme to fraudulently obtain money from the Medicaid and Medicare programs by means of false and fraudulent pretenses, representations, and promises, through the use of wire communications in interstate and foreign commerce.

Following investigation into the Medicaid and Medicare schemes, Feldman entered into a plea agreement on August 23, 1999, with the United States Attorney’s Office in the Middle District of Florida (“M.D.Fla.”). On October 5, 1999, Feldman failed to appear in Florida for an initial appearance, arraignment, and change of plea. An arrest warrant was issued on November 10, 1999. For nearly a decade, federal and state investigators unsuccessfully attempted to locate Feldman, who had fled to the Philippines.

After Feldman left the country, further investigation revealed that between May 2006 and October 2008, Feldman was a part of a scheme involving an online organ transplant website named www.liver^you. org, where he arranged for patients to pay large sums of money through wire transfers to an account he controlled in Dewitt, New York. After payment, Feldman arranged for the patients to travel to the Philippines to receive organ transplants. [235]*235Feldman caused victims to wire transfer payments to his Chase Bank Account in Dewitt, New York as well as to four other bank accounts which he opened under the names “Michael Adams” and “Alberto Gomez.” Feldman conducted this scheme over a two-year period while corresponding with victims over e-mail under various aliases, posing as a medical doctor and a business partner. After the money was transferred and victims traveled to the Philippines, the transplants were not provided, causing victims to lose large sums of money. In some cases the lack of treatment resulted in the victim’s death.

The investigation involving the wire transfers in Dewitt, New York led to the filing of a sealed criminal complaint against Feldman on January 6, 2009. A warrant was then issued out of the Northern District of New York (“N.D.N.Y.”) for Feldman’s arrest. American and Filipino law enforcement worked together to locate Feldman in the Philippines. He was eventually located on February 3, 2009, in Manila, Philippines. On February 11, 2009, Indictment No. 09-CR-74 was returned by a grand jury in the N.D.N.Y., charging Feldman with five counts of wire fraud in violation of Title 18 of the United States Code, section 1343 (the “Wire Fraud Indictment”). The Wire Fraud Indictment included a forfeiture allegation of a money judgment for all proceeds resulting from the wire fraud, totaling more than $1,000,000.

On March 18, 2009, Feldman was deported from the Philippines to Guam. He appeared the following day in the District Court of Guam and consented to removal to the N.D.N.Y. He made his initial appearance in the N.D.N.Y. on April 2, 2009. During arraignment, James F. Greenwald, Esq. of the Federal Public Defender’s Office was appointed counsel.3

On August 6, 2009, the Government filed an Information in the M.D. Fla. charging Feldman with one count of health care fraud, in violation of Title 18 of the United States Code, section 1347 for his involvement in the above mentioned Medicaid and Medicare schemes which took place between 1996 and 1999 (the “Health Care Fraud Information”). Feldman was charged with knowingly and willfully executing and attempting to execute a scheme or artifice to defraud the Medicaid and Medicare programs. That same day, Feldman waived indictment and consented to transfer the M.D. Fla. one count Health Care Fraud Information to the N.D.N.Y. pursuant to Rule 20 of the Federal Rules of Criminal Procedure.

On August 7, 2009, Feldman appeared in the N.D.N.Y. and pleaded guilty to the one count Health Care Fraud Information No. 09-CR-421 and the five count Wire Fraud Indictment No. 09-CR-74. On May 27, 2010, Feldman was sentenced to a term of imprisonment of 120 months on the one count Health Care Fraud Information and 188 months on each of the five counts of the Wire Fraud Indictment, with all sentences to run concurrently, for a total term of imprisonment of 188 months.

Feldman filed a notice of appeal with the Second Circuit on June 9, 2010. The Second Circuit affirmed his sentence on August 1, 2011. See United States v. Feldman, 647 F.3d 450 (2d Cir.2011). Feldman subsequently filed this § 2255 motion on October 24, 2011.

III. DISCUSSION

Feldman challenges his sentence on the following grounds: (1) he did not receive [236]*236the effective assistance of counsel guaranteed to all criminal defendants by the Sixth Amendment; (2) his Fifth Amendment protection against double jeopardy was violated; (3) the Health Care Fraud Information violated the statute of limitations; and (4) there was an illegal search and seizure in violation of the Fourth and Sixth Amendments and an illegal extraterritorial arrest in violation of the doctrines of specialty and dual criminality.

A. Ineffective Assistance of Counsel

Petitioner contends his counsel’s assistance was ineffective and affected the plea process due to: (1) failure to cross-examine the Government’s witnesses and failure to call expert witnesses; (2) failure to present a defense theory, failure to call alibi and exculpatory witnesses, and failure to investigate exculpatory evidence; (3) failure to bring forth a violation of Brady v. United States, 397 U.S. 742, 90 S.Ct. 1463, 25 L.Ed.2d 747 (1970); (4) failure to raise the absence of mens rea as a defense; (5) misinterpreting laws; and (6) earlier ineffective assistance affecting the plea process. The Government contends that petitioner has failed to prove his counsel’s assistance was both unreasonable and the “but for” cause of his conviction.

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Bluebook (online)
879 F. Supp. 2d 231, 2012 WL 3024767, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-feldman-nynd-2012.