United States v. Fausto Aguero Alvarado

808 F.3d 474, 2015 WL 8536737
CourtCourt of Appeals for the Eleventh Circuit
DecidedDecember 11, 2015
Docket13-14843
StatusPublished
Cited by47 cases

This text of 808 F.3d 474 (United States v. Fausto Aguero Alvarado) is published on Counsel Stack Legal Research, covering Court of Appeals for the Eleventh Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Fausto Aguero Alvarado, 808 F.3d 474, 2015 WL 8536737 (11th Cir. 2015).

Opinion

JULIE CARNES, Circuit Judge:

For less than a year, Defendant Fausto Agüero Alvarado worked as an undercover confidential informant (“Cl”) for the United States Drug Enforcement Administration (“DEA”) in Central America. Formalizing this role, he signed written agreements with federal DEA agents that set out the parameters of his duties, and thereafter assisted these agents with investigations into drug and weapons trafficking operations. After working with *478 the agents for a few months, Defendant apparently came to the realization that he could make more money by actually dealing drugs and weapons than by merely reporting on those who do. So, deciding to make a career change, Defendant began working in earnest with some of the drug traffickers on whom he had been gathering intelligence, as well as some new acquaintances, in an effort to trade weapons for large quantities of cocaine. Not surprisingly, Defendant kept this new entrepreneurial venture to himself, conceding that he never at any time, during a criminal conspiracy that spanned sixteen months, 1 informed his supervising federal agents what he was up to or that there was even a weapons-for-drugs transaction in the offing with his new-found working partners. In fact, these supervising agents had no idea that Defendant had been involved in the conspiracy that ultimately led to his indictment until they were later informed by other law enforcement officials who had uncovered Defendant’s criminal activities.

At trial, Defendant did not deny that he and his fellow conspirators planned and took .steps to trade weapons in exchange for obtaining large quantities of cocaine. His explanation, which he offered in his trial testimony before the jury, was that throughout his involvement in the charged conspiracy, he considered himself to be acting in his capacity as an informant, merely gathering intelligence as part of that role. But as to when he planned to actually share with supervising agents his sixteen months of covert “intelligence gathering,” such a conversation was apparently never on Defendant’s “to-do” list.

In its instructions, the district court explained that the jury should find Defendant not guilty if it concluded that he had honestly believed he was performing the charged criminal conduct to help law enforcement. The jury convicted Defendant on the sole count of the indictment: conspiracy to distribute five kilograms or more of cocaine with knowledge that it would be imported into the United States.

Defendant now appeals his conviction, as well as the sentence subsequently imposed by the district court. As to his conviction, Defendant argues that, although the district court had given the above-déscribed “honest belief’ instruction, it erred by refusing to also instruct the jury that it should consider whether authorities had actually authorized Defendant to engage in the charged conduct. He also cites as error the court’s refusal to allow Defendant to call an expert witness who would have testified that the agents supervising Defendant did not run their operation in complete compliance with DEA regulations. As to his sentence, Defendant argues that the 360-month, within-Guidelines, sentence imposed by the court was substantively unreasonable. After careful review of the record and with the benefit of oral argument, we affirm Defendant’s conviction and sentence.

BACKGROUND

I. Factual Background

A. Defendant’s Cl Work

In 2008, while living in Colombia, Defendant obtained some information regarding weapons and narcotics activity. Having-worked as a Cl in the past, he had received training.in field operations and in *479 telligence gathering. Accordingly, around April of 2008, Defendant went to the United States Embassy in Bogota, Colombia, to share his recently-gained intelligence with the DEA. After providing a previously-assigned code that identified him as a former Cl, Defendant met with DEA Agents Matthews and Romain and offered them information that was potentially useful to the dismantling of a drug trafficking cartel.

Other meetings followed this first session, and Agent Romain decided that he wanted to use Defendant to infiltrate an organization in which one undercover operative was already working. Accordingly, on August 28, 2008, Defendant and Agent Romain entered into a contract formally authorizing Defendant to work as a Cl. The agreement made clear that Defendant would have no immunity from prosecution for activities that were not specifically authorized by his controlling investigators. Further reinforcing that condition, the contract required Defendant to agree that he would take no independent action on behalf of the DEA or the United States government. The term of the agreement was one year, meaning that it would expire in August 2009.

Defendant then began providing Romain with information about Franklin McField-Bent, a Nicaraguan national known to authorities as the supplier of a transportation service used by drug dealers to move cocaine from the interior of Colombia, to the Nicaragua/Honduras border, to Guatemala, and then to Mexico. Romain sought Defendant’s assistance as part of his effort to build a case against McField-Bent and the Titos Montes trafficking organization.

Also in August 2008, Defendant began working with DEA Agent Ball in Honduras on an investigation into a terrorist named Jamal al Yousef. Ball and Defendant worked closely together during the investigation. Some of Defendant’s phone calls to targets in the Jamal al Yousef investigation were recorded under Ball’s direction and Ball met with Defendant, both before and after key meetings with targets, to instruct and debrief him. Defendant was paid $8,800 for his work sometime in 2008 and worked on the investigation until March 2009.

In early September 2008, Defendant signed two other Cl agreements, each with a one-year term, with DEA Agents Sanes and Peterson, who were working in Honduras and Panama, respectively. Like the first agreement with Agent Romain, these agreements reiterated that Defendant could not act independently of his controlling agents. On October 2, 2008, Defendant met with both Agents Romain and Sanes to share information about McField-Bent. Then, sometime between October and December 2008, as a result of safety and security issues, Agent Ball instructed Defendant to leave Honduras.

By January 2009, Defendant’s work and contact with the above agents had largely ceased, the exception being some continued work with Agent Ball on the al Yousef terrorist investigation, which ended in March 2009. Indeed, in January 2009, Defendant emailed Agent Ball, informing him that Agent Romain had told him to “fruck off’ and leave Colombia as soon as possible because “you guys didn’t want to work with me” any longer. It was around this time that Agent Ball became aware of an ongoing investigation into Defendant’s unauthorized criminal activities. In fact, by May, Agent Romain had left Colombia and had no further contact with Defendant.

B. Defendant’s Involvement in Charged Conspiracy

According to the evidence presented at *480 trial, 2

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Bluebook (online)
808 F.3d 474, 2015 WL 8536737, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-fausto-aguero-alvarado-ca11-2015.