United States v. Fancher

323 F. Supp. 1069, 1970 U.S. Dist. LEXIS 9355
CourtDistrict Court, D. South Dakota
DecidedDecember 1, 1970
DocketNo. CR70-97W
StatusPublished
Cited by3 cases

This text of 323 F. Supp. 1069 (United States v. Fancher) is published on Counsel Stack Legal Research, covering District Court, D. South Dakota primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Fancher, 323 F. Supp. 1069, 1970 U.S. Dist. LEXIS 9355 (D.S.D. 1970).

Opinion

MEMORANDUM OPINION

BOGUE, District Judge.

On or about the 28th day of May, 1969, the defendant in this action was charged in an indictment on two counts as follows:

COUNT I
“On or about the 24th day of March, 1969, in the District of South Dakota, Fred William Fancher, an unlicensed dealer in firearms, who was engaged in the business of pawnbroking, received by way of pledge or pawn, one 30.06 [1070]*1070bolt-action rifle, Serial number 75522, in violation of 18 U.S.C. § 922(a).
COUNT II
On or about the 25th day of March, 1969, in the District of South Dakota, Fred William Fancher, an unlicensed dealer in firearms, who was engaged in the business of pawnbroking, received by way of pledge or pawn, one .22 caliber Ithaca semi-automatic rifle, Serial number 17099-AT, in violation of 18 U.S.C. § 922(a).”

On the 3rd day of September, 1969, the United States District Court dismissed the indictment on the basis that it failed to state a criminal offense. Notice of appeal to the United States Supreme Court was given by William F. Clayton, United States District Attorney for the District of South Dakota. The Supreme Court did note probable jurisdiction on the appeal involving the parties on March 23, 1970, but subsequently the Solicitor General on behalf of the United States, moved to dismiss its appeal in this case and the appeal was then dismissed on June 10,1970.

On the 16th day of July, 1970, a second indictment was filed against the defendant charging him as follows:

“From on or before the 24th day of March, 1969, to on or about the 26th day of March, 1969, in the District of South Dakota, Fred William Fancher willfully and knowingly engaged in the business of dealing in firearms at the Long Horn Bar and Variety Store in the Town of Interior, South Dakota, without having been licensed to do so under the provisions of Chapter 44, Title 18, United States Code, to-wit: by receiving by way of pledge or pawn one (1) 30.06 bolt-action rifle, Serial No. 75522, and one (1) .22 caliber Ithaca semi-automatic rifle, Serial No. 17099-AT, in violation of Sections 922(a) (1) and 924(a), Title 18, United States Code.”

The defendant in this action has moved this court as follows:

1. To dismiss the indictment for the reason that same is res judicata.
2. To dismiss the indictment for the reason the same fails to state a crime.

Statutes involved are as follows:

18 U.S.C. (Supp. IV) § 922(a) (1), part of the Gun Control Act of 1968, provides:

(a) It shall be unlawful—
(I) for any person except a licensed importer, manufacturer, or licensed dealer, to engage in the business of importing, manufacturing, or dealing in firearms or ammunition, or in the course of such business to ship, transport, or receive any firearm or ammunition in interstate or foreign commerce.

18 U.S.C. § 921(a) (11)

(II) The term “dealer” means (A) any person engaged in the business of selling firearms or ammunition at wholesale or retail, (B) any person engaged in the business of repairing firearms or of making or fitting special barrels, stocks, or trigger mechanisms to firearms, or (C) any person who is a pawnbroker. The term “licensed dealer” means any dealer who is licensed under the provisions of this chapter.

18 U.S.C. § 924(a)

(a) Whoever violates any provision of this chapter or knowingly makes any false statement or representation with respect to the information required by the provisions of this chapter to be kept in the records of a person licensed under this chapter, or in applying for any license or exemption or relief from disability under the provisions of this chapter, shall be fined not more than $5,000, or imprisoned not more than five years, or both, and shall become eligible for parole as the Board of Parole shall determine.”

It is abundantly clear that there is no valid issue of res judicata or [1071]*1071double jeopardy here. The mere returning of an indictment and its dismissal and substitution of another does not place a person in legal jeopardy. Jeopardy occurs only after a jury has been empaneled and sworn, or after a judge, sitting as a trier of facts, begins to hear the evidence, United States v. Kimbrew, 6 Cir., 380 F.2d 538, 541 (1967). The main requirement in a finding of res judicata is that it must be shown that the issues in question were determined in a former prosecution. This most certainly was not done in this case due to the fact that the charge in the initial indictment was improper and did not charge an offense and was therefore properly dismissed. Haugen v. United States, 9 Cir., 153 F.2d 850; also Robinson v. United States, 5 Cir., 284 F.2d 775.

The defendant has urged that the indictment should be dismissed for the reason that the same fails to state a crime. The thrust of the Gun Control Act of 1968 is that all dealers in firearms obtain a federal license, irrespective of whether their particular dealings in firearms, in fact, are shown to affect commerce. The relevant language contained in § 922(a) (1), as set out above, viewed together with the legislative history of such section, indicates beyond logical dispute that the intention of Congress was that all dealers in firearms must comply with the federal licensing requirements. The word “dealers” stands alone, and nowhere in the said gun law is there any specific suggestion that only interstate dealers, or those dealers whose businesses are shown in each individual case to have an effect on commerce, shall be required to register. As regards dealers in firearms, it appears clear that the chapter is primarily directed at controlling intrastate sales, in the hope that the over-all effect of such control will drastically curtail the indiscriminate movement of firearms in interstate commerce, and thus lend aid to state and local agencies in the enforcement of their gun laws and in the prevention of crimes committed with firearms.

As Mr. Justice Jackson stated in United States ex rel. Marcus v. Hess, (1943) 317 U.S. 537, 557, 63 S.Ct. 379, 391, 87 L.Ed. 443, 456, “If ever we are justified in reading a statute, not narrowly as through a keyhole, but in the broad light of the evils it aimed at and the good it hoped for, it is here.” Additionally, one must read the legislative history of § 922(a) (1) to obtain the meaning and the feeling of the act. In the House and Senate Reports (H.R. 1577), 90th Congress, 2nd Session, Page 12; U.S.Code Cong. & Admin.News, p.

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Cite This Page — Counsel Stack

Bluebook (online)
323 F. Supp. 1069, 1970 U.S. Dist. LEXIS 9355, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-fancher-sdd-1970.