United States v. Fabio Ochoa-Vasquez

428 F.3d 1015, 2005 WL 2662962
CourtCourt of Appeals for the Eleventh Circuit
DecidedOctober 20, 2005
Docket03-14400, 04-10718
StatusPublished
Cited by2 cases

This text of 428 F.3d 1015 (United States v. Fabio Ochoa-Vasquez) is published on Counsel Stack Legal Research, covering Court of Appeals for the Eleventh Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Fabio Ochoa-Vasquez, 428 F.3d 1015, 2005 WL 2662962 (11th Cir. 2005).

Opinions

EDENFIELD, District Judge:

This opinion consolidates and decides the appeals . of Fabio Ochoa-Vasquez (“Ochoa”) in United States v. Ochoa-Vasquez, Case Number 03-14400, in which Ochoa is a criminal defendant, and United States v. Bergonzoli, Case Number 04-10718, in which Ochoa is an intervenor. In Ochoa-Vasquez, Ochoa appeals his conviction and sentence for drug trafficking violations, two orders denying him access to judicial proceedings and records, and the use of a secret docketing system. In Bergonzoli Ochoa appeals the district court’s striking of his motion to unseal court proceedings and records, and its refusal to disqualify defendant Nicolás Bergonzoli’s counsel, Joaquin Perez, prior to that ruling.

I. BACKGROUND

In the 1980s Ochoa was a high-ranking member of the Medellin drug cartel based [1022]*1022out of Medellin, Colombia. However, pursuant to a leniency program, he surrendered to Colombian authorities in the early 1990s, served six years in a Colombian prison, and was released in 1997. Two years later the United States indicted Ochoa for his part in a post-1997 narcotics operation involving trafficker Alejandro Bernal.

The United States Drug Enforcement Agency (DEA) targeted Bernal in “Operation Millennium,” a large drug-trafficking investigation conducted jointly with Colombian law enforcement agencies in 1999-2000. Operation Millennium agents acquired audio surveillance tapes from a wiretap of Bernal’s Bogotá office revealing his coordination of drug-trafficking operations and the participation of various other defendants. The tapes reveal Ochoa’s involvement. Accordingly, Colombian authorities arrested Ochoa based on a U.S. warrant in October 1999, and he was extradited to this country in 2001.

At trial, the government presented substantial evidence of Ochoa’s guilt, including the testimony of Ochoa’s co-conspirators, Bernal and Hector Londoño. They testified that Ochoa entered the conspiracy by assuming a narcotics-related debt that Bernal owed to another drug trafficker, Nicolás Bergonzoli. Following his earlier incarceration in Colombia, Ochoa was cash-poor and land-rich. He thus paid Bernal’s debt to Bergonzoli with real estate in exchange for Bernal’s promise to repay Ochoa with cash from future drug-trafficking operations. To secure his investment, Ochoa actively advised Bernal and otherwise facilitated Bernal’s trafficking activities. Based on extensive evidence, the jury convicted Ochoa of conspiracy to possess with intent to distribute five kilograms or more of cocaine, in violation of 21 U.S.C. §§ 841(a)(1) and 846, and conspiracy to import five kilograms or more of cocaine into the U.S., in violation of 21 U.S.C. §§ 952 and 963.

Ochoa sought to admit evidence at trial about an illegal scheme called the “Rehabilitation Program of Narcotics Traffickers” (the “Program”).1 The Program was a scheme in which DEA informant Baruch Vega solicited drug traffickers to surrender to the U.S. government by promising to arrange phony cooperation deals. The traffickers were told that they could join the Program by paying large sums of money and surrendering drugs to U.S. authorities through phony drug busts. The confiscated drugs would then be attributed to other traffickers. The Program’s recruits were told that they would receive credit for their “cooperation,” enabling them to obtain favorable plea bargains from U.S. prosecutors. It remains unclear whether any of these promises were ever carried out,2 and the prosecutors in Ochoa’s case disavow any knowledge of Vega’s scheme prior to Ochoa’s indictment.

After his arrest, while awaiting extradition from Colombia, Ochoa was solicited to join the Program for $30 million in cash and “confiscated” narcotics. Several meetings took place between Ochoa’s brother Jorge, alleged Program participant Ber-gonzoli, and Bergonzoli’s attorney, Joaquin [1023]*1023Perez. Bergonzoli encouraged Ochoa to join the Prograna and spoke openly of his participation in staged drug transactions and the resulting leniency he received. Ochoa claims that during these meetings he retained Perez as counsel to assist him in negotiating a deal with U.S. authorities. However, Ochoa ultimately refused to join the Program, and in February 2000, he purportedly fired Perez. Meanwhile, Ochoa’s family had secretly recorded the meetings and turned the tapes over to the U.S. Attorney’s Office. Ochoa alleges that the tapes, plus pressure from U.S. Customs, sparked an internal investigation of Vega and ultimately resulted in the Program’s termination.

Prior to his trial, Ochoa sought to obtain various documents relating to the participation of Bergonzoli and others in the Program. Apparently, the government and the co-defendants had agreed to seal many documents as the cases progressed. Ochoa thus moved to unseal documents relevant to co-defendants in his own case, including motions, orders, hearing transcripts, and pleadings. He also moved as an intervenor to unseal documents in a separate criminal case against Bergonzoli. The district judges in those cases eventually unsealed the majority of the documents Ochoa sought. However, a few Bergonzoli documents, including plea colloquies, sentencing memoranda, downward-departure motions, and sentencing hearings, still remain sealed and are the subject of this appeal.

A. Trial and Issues on Appeal in Ochoa-Vasquez

Before trial, Ochoa' moved to - dismiss the indictment, suppress evidence from all witnesses involved in the Program, and disqualify Perez from representing Ber-gonzoli, who Ochoa alleged was a potential witness against him. He claimed violations of due process in that the Program constituted outrageous government conduct and because his prosecution was a vindictive and retaliatory response to his blowing the whistle on the Program.

The district court denied Ochoa’s motions, finding that “Defendant [had] failed to demonstrate any nexus between Vega’s misconduct and the indictment and prosecution of Defendant.” It subsequently granted the government’s motion in limine to prevent him from making reference to the Program at trial. The judge also granted the government’s motion for an “innominate3 and partially sequestered jury” because of security concerns.

Ochoa now appeals his conviction and sentence, arguing that the district court erroneously:

(1) allowed the government to constructively amend the indictment or materially vary its proof -at trial from the allegations in the indictment;
(2) refused to disqualify Bergonzoli’s attorney;
(3) denied Ochoa’s pre- and post-trial motions without an evidentiary hearing;
(4) excluded evidence about government [1024]*1024witnesses’ participation in the Program;4

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428 F.3d 1015, 2005 WL 2662962, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-fabio-ochoa-vasquez-ca11-2005.