United States v. Eulalio Martinez

• Court: Court of Appeals for the Eleventh Circuit
• Decided: August 3, 2022
• Docket: 18-15167
• Status: Unpublished

Opinion

USCA11 Case: 18-15167 Date Filed: 08/03/2022 Page: 1 of 17

[DO NOT PUBLISH] In the United States Court of Appeals For the Eleventh Circuit

____________________

No. 18-15167 ____________________

UNITED STATES OF AMERICA, Plaintiff-Appellee, versus EULALIO MARTINEZ,

Defendant-Appellant.

Appeal from the United States District Court for the Middle District of Georgia D.C. Docket No. 7:17-cr-00018-HL-TQL-1 ____________________ USCA11 Case: 18-15167 Date Filed: 08/03/2022 Page: 2 of 17

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Before ROSENBAUM, LUCK, and ANDERSON, Circuit Judges. LUCK, Circuit Judge: Eulalio Martinez appeals his convictions for knowingly pos- sessing methamphetamine with the intent to distribute it and ille- gally reentering the United States. On appeal, Martinez argues that the district court abused its discretion by dismissing a juror after deliberations began. After careful review, and with the benefit of oral argument, we affirm. FACTUAL BACKGROUND AND PROCEDURAL HISTORY In 2017, Martinez was indicted for possession with intent to distribute more than fifty grams of methamphetamine, in violation of 21 U.S.C. sections 841(a)(1) and (b)(1)(A)(viii), and illegal reentry into the United States, in violation of 8 U.S.C. section 1326(a). He pleaded not guilty, and the case went to trial. About an hour into the jury’s deliberations, the district court learned that a juror, C.B., was “in tears,” “having paroxysm[s] of weeping,” and had told the courtroom deputy that she could not “go on with the deliberations.” The district court discussed the sit- uation with the parties. It noted that “counsel for both sides and possibly [Martinez] himself would have the right to be present” when it interviewed C.B. But the district court proposed speaking to C.B. privately because, given her emotional state, interviewing her “with a crowd present would be counterproductive.” The parties agreed that the district court should interview C.B. in chambers, but Martinez “ask[ed] that before [the district USCA11 Case: 18-15167 Date Filed: 08/03/2022 Page: 3 of 17

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court] ma[de] any final decision . . . [it] come back and inform [the parties] generally about the conversation so [they could] be heard at that point.” The district court said it would do so. The district court then brought C.B. into chambers: 1 THE COURT: Come in and have a seat Ms. [C.B.], I’m [the judge] as I assume you know. This is the court re- porter and you know [the court- room deputy]. Tell me what your problem is.

THE JUROR: I can’t like—(emotionally upset)

THE COURT: Would you like some water? Take a minute and compose yourself.

THE JUROR: I can’t put someone else’s life in my decision and I feel as though [Martinez] wasn’t guilty and eve- rybody is like—

THE COURT: Wait a minute. I can’t under- stand what you’re saying. You’ve got to compose yourself. Can

1 The government moved to supplement the record with the audio recording of this conversation to “fully illustrate[]” C.B.’s emotional state. Because C.B.’s emotional state is apparent from the transcript, the government’s mo- tion is DENIED. USCA11 Case: 18-15167 Date Filed: 08/03/2022 Page: 4 of 17

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you stop weeping[?] Where are you from?

THE JUROR: Eatonton.

THE COURT: Eatonton?

THE JUROR: Yes.

THE COURT: What do you do up there?

THE JUROR: I work at [a bank] as the opera- tions and tele-coordinator man- ager.

THE COURT: Are you married?

THE JUROR: No.

THE COURT: You’re not married. No children?

THE COURT: Have you ever been to court be- fore?

THE COURT: You’ve never been to the state courthouse there in Eatonton?

THE JUROR: Only to vote. USCA11 Case: 18-15167 Date Filed: 08/03/2022 Page: 5 of 17

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THE COURT: That’s good. I’m glad you vote. Catch your breath. Has some- thing frightened you?

THE JUROR: No. I just can’t be responsible. I thought I could but I just can’t be responsible for someone else’s life. I feel like it’s— I have a say so and I just can’t make that deci- sion. I can’t about someone else’s life. I thought I could, but when we’re all around that table and everyone—I just can’t.

THE COURT: Well, listen, you are able to make decisions in the everyday affairs of your life, are you not?

THE JUROR: Yes, sir.

THE COURT: You are not being called on to de- cide what happens to [Martinez]. You are called on to make deci- sions about the facts of this case under the evidence that you’ve heard during the trial.

You know, somebody has got to do it and all citizens are obligated to perform this kind of service. But, you know, if he should be found not guilty why that is not USCA11 Case: 18-15167 Date Filed: 08/03/2022 Page: 6 of 17

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your fault as an individual, and if he is found guilty that’s not your fault as an individual.

If he is found guilty you are not going to be called on to pass sen- tence on him. I agree with you that it may be an unpleasant pro- cess but, you know, from time to time all of us are called on to do things we don’t want to do, and I’m sure that is true for you as it is for me.

Ultimately, I’m not going to look you in the eye and say I’m going to force you to do this, but at the same time I am not going to lightly release you from your jury service. But you’ve got to tell me—now you’ve calmed down a little bit. Do you think you can go on with this deliberation or not?

THE JUROR: (Nodding head negatively).

THE COURT: You do not?

THE JUROR: No, sir.

THE COURT: Okay. USCA11 Case: 18-15167 Date Filed: 08/03/2022 Page: 7 of 17

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The district court asked C.B. to remain in chambers and then told the parties in open court: [C.B. was] very upset. I have done what I could to calm her down and to talk with her calmly and hope- fully with some sense about her jury service. I have explained to her that the decision of the jury, what- ever it may be, is not her personal fault and that all of us are called on from time to time to perform unpleas- ant duties which may involve things which we find personally repugnant. But at the end of our conver- sation I’m convinced that she cannot go on with jury service and that if she stays in the jury room we will, at best, have a hung jury. So I propose to excuse her and bring in the first alternate.

The government agreed with the district court’s proposal. Martinez objected, “primarily” because “it ha[d] been ap- proximately [an] hour since the jury went out” and “that[ wa]s just too short of a time.” Martinez “ask[ed] the [district c]ourt to in- struct [C.B.] to do her best.” He argued that, “with the passage of time and generosity of the other jurors[,] she might find a comfort- able way to participate.” The district court said that it “appreci- ate[d] [Martinez’s] point of view” but “differ[ed] with it” and de- cided to replace C.B. with an alternate. Neither party raised any further objections. The district court then brought in the remaining jurors (with the alternate), informed them of C.B.’s excusal, and instructed them to start deliberations anew. About an hour after the USCA11 Case: 18-15167 Date Filed: 08/03/2022 Page: 8 of 17

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deliberations restarted, the jury returned a verdict convicting Mar- tinez of both charges. The district court sentenced Martinez to 166 months’ imprisonment to be followed by five years of supervised release. Martinez timely appealed. STANDARD OF REVIEW We review for abuse of discretion a district court’s decision to remove a juror after deliberations have begun. United States v. Brown, 996 F.3d 1171, 1182 (11th Cir. 2021) (en banc). “We will reverse the district court only if we find that it discharged the juror without factual support, or for a legally irrelevant reason.” United States v. Register, 182 F.3d 820, 840 (11th Cir. 1999) (quotation omitted). If the district court “determines as a matter of fact that no substantial possibility exists that the pertinent juror is basing her decision on the sufficiency of the evidence, we will review that finding only for clear error.” United States v. Abbell, 271 F.3d 1286, 1303 (11th Cir. 2001). “A finding is ‘clearly erroneous’ when[,] alt- hough there is evidence to support it, the reviewing court on the entire evidence is left with the definite and firm conviction that a mistake has been committed.” United States v. U.S. Gypsum Co., 333 U.S. 364, 395 (1948). The government contends that we should review most of the issues on appeal only for plain error because Martinez did not argue them to the district court. But we “need not resolve whether plain error review applies here because, even under the lower abuse-of-discretion standard, the district court did not abuse its USCA11 Case: 18-15167 Date Filed: 08/03/2022 Page: 9 of 17

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discretion.” United States v. Moore, 22 F.4th 1258, 1271 n.13 (11th Cir. 2022). DISCUSSION Martinez argues that the district court abused its discretion in four ways: (1) the district court lacked a legally sufficient basis in the record to remove a juror after deliberations had begun; (2) the district court “did not make the appropriate findings or apply the appropriate standard”; (3) the district court did not allow the parties to participate meaningfully in the decision to dismiss C.B.; and (4) the district court “resolved the issue based on an apparent concern that the jury would deadlock.” Under Federal Rule of Criminal Procedure 23(b)(3), a district court may excuse a juror after deliberations have begun upon a finding of “good cause.” 2 Fed. R. Crim. P. 23(b)(3). “Good cause” exists, for example, when a juror “refuses to apply the law or to follow the [district] court’s instructions.” See Abbell, 271 F.3d at 1302. “Because of the danger that a dissenting juror might be ex- cused under the mistaken view that the juror is engaging in imper- missible nullification, . . . a juror should be excused only when no

2 The rule was amended in 2002 to require “good cause,” rather than “just cause,” but this amendment did not “change [the] substance” of the rule. Fed. R. Crim. P. 23 advisory committee’s note to 2002 amendments. So pre-2002 cases analyzing “just cause” are equally applicable. See United States v. Ginyard, 444 F.3d 648, 652–53 (D.C. Cir. 2006) (explaining that the shift from “just cause” to “good cause” was “not intended to reflect a change in sub- stance”). USCA11 Case: 18-15167 Date Filed: 08/03/2022 Page: 10 of 17

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‘substantial possibility’ exists that she is basing her decision on the sufficiency of the evidence.” Id. The District Court Had a Legally Sufficient Basis in the Record for Its Decision Martinez asserts that, under the appropriate standard, the record does not support C.B.’s dismissal. The district court found that C.B. “[could not] go on with jury service,” and could not de- liberate, because of her emotional state. That finding is supported by the record. “It is well settled that good cause exists to dismiss a juror when that juror refuses to apply the law or to follow the [district] court’s instructions” because “[s]uch a juror abdicates [her] consti- tutional responsibility” and “violates [her] solemn oath.” Brown, 996 F.3d at 1184 (quotations omitted). Here, C.B. couldn’t follow the district court’s instructions to deliberate. She was emotionally distraught—“not only weeping” but “having paroxysm[s] of weep- ing”—and she repeatedly said that she couldn’t render any verdict because she couldn’t “make that decision” and “be responsible.” The district court explained to her that she was only “called on to make decisions about the facts of th[e] case under the evidence that [she] heard during the trial,” not to decide what would happen to Martinez. But she still insisted that she couldn’t deliberate or ren- der a verdict. After trying (and failing) to calm her down, the dis- trict court asked her directly: “Do you think you can go on with this deliberation or not?” She responded, “No.” USCA11 Case: 18-15167 Date Filed: 08/03/2022 Page: 11 of 17

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On this record, we can’t say that the district court clearly erred in finding that C.B. was too emotional to follow its instruc- tions to deliberate. See United States v. Augustin, 661 F.3d 1105, 1132 (11th Cir. 2011) (affirming the dismissal of a juror who “be- came upset and began crying” and said she was “really unwilling” to deliberate with the other jurors because she was “making [her]self very ill”); United States v. Oscar, 877 F.3d 1270, 1288 (11th Cir. 2017) (affirming the dismissal of a juror who “was too emo- tional to follow the law” because she “began crying when discuss- ing the prospect of the defendants going to prison”); see also United States v. Godwin, 765 F.3d 1306, 1317 (11th Cir. 2014) (noting that “[a] distraught juror is unlikely to be an attentive one”). Against this, Martinez argues that there was a tangible pos- sibility that the district court dismissed C.B. based on the suffi- ciency of the evidence because she believed Martinez was not guilty. There are two problems with this argument. First, while C.B. did say that she felt Martinez “wasn’t guilty,” the record is clear that the district court couldn’t under- stand C.B.’s comment. C.B. made the comment while she was “weeping” uncontrollably, and the district court immediately re- sponded: “Wait a minute. I can’t understand what you’re saying. You’ve got to compose yourself. Can you stop weeping[?]” The district court couldn’t have dismissed C.B. based on a comment it couldn’t hear or understand. Second, even if the district court had understood C.B.’s com- ment, there was nothing in the record to suggest that C.B. based USCA11 Case: 18-15167 Date Filed: 08/03/2022 Page: 12 of 17

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her decision on the sufficiency of the evidence. Although C.B. told the district court that she felt Martinez “wasn’t guilty,” she never suggested that this feeling was based on the evidence adduced at trial. Instead, when the district court questioned C.B., she repeat- edly explained that she couldn’t go on because she couldn’t “be re- sponsible for someone else’s life.” That explanation—being unable to handle the weight of the decision—has nothing to do with the sufficiency of the evidence. As a result, we can’t say that the district court, which is “uniquely situated to make the credibility determi- nations that must be made whenever a juror’s motivations and in- tentions are at issue,” made any clear error. See Godwin, 765 F.3d at 1318 (quotations omitted). The record was sufficient for the district court to find that C.B. could not follow its instructions to deliberate and needed to be dismissed. The District Court Applied the Correct Standard and Made the Appropriate Findings Martinez contends that the district court didn’t “apply the correct standard” and that “[t]he district court merely found that the juror ‘was very upset’ and that leaving her on the jury might lead to a hung jury.” We disagree. First, although the district court did not use the magic words “no substantial possibility,” it didn’t have to. See Oscar, 877 F.3d at 1288 n.16 (“A district court is not required to use the magic words ‘substantial possibility’ or ‘beyond a reasonable doubt’ when USCA11 Case: 18-15167 Date Filed: 08/03/2022 Page: 13 of 17

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dismissing a juror.”). The district court said that it was “convinced” that C.B. could not “go on with jury service.” The “clear import of the district court’s ruling was that there was no substantial possi- bility” that C.B. could participate in deliberations and render a ver- dict. Id. That was sufficient. Second, the district court did not “merely” find that C.B. “was very upset.” The district court found that C.B. was so dis- traught that she could not fulfill her duties as a juror. C.B. was clear that she could not “be responsible” or “make that decision”; she was “not only weeping” but “having paroxysm[s] of weeping.” The district court, unable to calm her down, found that her emo- tional state prevented her from completing her jury service. The district court’s finding was not clearly erroneous. See Godwin, 765 F.3d at 1318 (explaining that “[i]t is seldom easy to establish clear error” and is “especially difficult to do so” where “the district court was on the scene” and “viewed the juror[] as [she] described the problem”). Martinez asserts that the district court should have investi- gated further by asking more questions of C.B. and questioning the other jurors. But “[a]ny challenge to the district court’s investiga- tion [of a juror] must be viewed in the context of the broad discre- tion afforded a trial judge confronted with” the issue. Augustin, 661 F.3d at 1129 (quotation omitted). This “discretion extends even to the initial decision of whether to interrogate the jurors.” Id. (quotation omitted). And we have “caution[ed] district courts to be careful about invading the secrecy of the jury’s deliberations USCA11 Case: 18-15167 Date Filed: 08/03/2022 Page: 14 of 17

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and to err on the side of too little inquiry as opposed to too much.” Abbell, 271 F.3d at 1304 n.20; accord Brown, 996 F.3d at 1186 (“Of course, we do not mean to suggest that a district [court] should ordinarily interview several jurors or conduct a lengthy investiga- tion of alleged juror misconduct.”). Because the district court ob- served C.B. for itself and was “convinced” that she could not “go on with jury service,” it was not an abuse of discretion to dismiss her without further investigation. See United States v. Geffrard, 87 F.3d 448, 452 (11th Cir. 1996) (affirming the dismissal of a juror, despite the district court’s reliance on only a letter from the juror and its refusal to interview any of the other jurors, because the ju- ror’s “strong statements in the letter . . . [made] it a certainty that [the] juror could not reach a verdict following the [district court]’s instructions as applied to the facts”). The Parties Meaningfully Participated in the Decision Martinez argues that the district court “did not permit mean- ingful participation of the parties before deciding to dismiss the ju- ror” because it “did not summarize to the parties what [C.B.] said.” Martinez is mistaken. The district court told the parties that they “would have the right to be present at [C.B.’s] interview,” but Mar- tinez and the government agreed it would be best for the district court to interview her alone. Martinez asked only that the district court “come back and inform [the parties] generally about the con- versation.” And that is what the district court did. The district court accurately described what happened in chambers: C.B. was “very upset.” The district court did “what [it] USCA11 Case: 18-15167 Date Filed: 08/03/2022 Page: 15 of 17

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could to calm her down” and talked with her “calmly and hopefully with some sense about her jury service.” The district court “ex- plained to her that the decision of the jury” would not be “her per- sonal fault.” “[A]ll of us,” the district court reminded her, “are called on from time to time to perform unpleasant duties which may involve things which we find personally repugnant.” But, even after all of that, the district court was “convinced” that C.B. could not “go on with jury service.” Martinez didn’t ask for any- thing more specific. Martinez now contends that the district court should have told the parties more about what C.B. said. He relies on Augustin, pointing out that “there, the district court did not dismiss the juror until after it had disclosed to the parties what she said,” “gave them full access to the notes,” and “consulted with the parties about what to do.” But in Augustin, the parties had “full access” because, unlike here, the juror was questioned in open court. 661 F.3d at 1131. Here, Martinez agreed that it was best for the district court to question C.B. privately and then to relay “generally” what “the conversation” was about. The district court did so and, like the district court in Augustin, then consulted the parties on what to do. The district court did not, as Martinez says, prevent “mean- ingful participation of the parties.” In line with Augustin, the dis- trict court kept the parties in the loop, consulted them as the situa- tion with C.B. developed, and followed the investigative procedure they agreed to. See id. at 1131–34. Thus, the district court did not abuse its discretion. USCA11 Case: 18-15167 Date Filed: 08/03/2022 Page: 16 of 17

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The District Court Did Not Dismiss C.B. to Break a Deadlock Finally, Martinez argues that the district court erred when it expressed “concern[] that [C.B.] would cause a hung jury” because a district court “cannot replace a juror for the purpose of achieving unanimity.” We agree that a district court cannot dismiss a juror simply to break a deadlock. See United States v. Thomas, 116 F.3d 606, 624 (2d Cir. 1997) (“[A] district court may under no circum- stances remove a juror in an effort to break a deadlock.”). But that’s not what happened here. The district court said that, “if [C.B.] stay[ed] in the jury room,” there would, “at best,” be “a hung jury.” That is because the district court was “convinced” that C.B. could not “go on with jury service”—i.e., deliberate and render a verdict (any verdict)— not because the rest of the jury had decided one way and she had decided another based on the sufficiency of the evidence. The dis- trict court explained that C.B. refused to render a verdict and that her emotional state made her unable to deliberate—not that she was a holdout juror. Martinez cites United States v. Hernandez, 862 F.2d 17 (2d Cir. 1988), but that case does not help him. In Hernandez, the dis- trict court faced multiple issues with a juror, but decided to “wait and see what [it was] going to do if there [was] a hung jury.” Id. at 21 (alteration adopted). There was a hung jury, and then the dis- trict court dismissed the juror. Id. at 22. The Second Circuit re- versed because the district court dismissed the juror “[o]nly when the jury deadlocked.” Id. at 23. Here, the district court did not take USCA11 Case: 18-15167 Date Filed: 08/03/2022 Page: 17 of 17

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this “wait and see” approach. It removed C.B. right after finding that she could not follow its instructions to deliberate. That was not an abuse of discretion. CONCLUSION Because the district court didn’t abuse its discretion in dis- missing C.B., we affirm Martinez’s convictions. AFFIRMED.